Study on Survival Times and Failure Reasons of Orthodontic Retainers

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This pilot study explores the survival times and reasons for failures of orthodontic retainers, crucial for maintaining post-treatment results. Factors contributing to relapse, retention periods in different countries, and the choice of retainer type are discussed. Objectives include assessing survival times and failure reasons to establish a baseline for retention protocols.


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  1. Survival times and reasons for failure of orthodontic retainers: a pilot study Supervisors: Dr Li Mei and Mrs Florence Bennani

  2. Introduction Orthodontic retention = secondary orthodontic treatment McCoy, 1935

  3. Definition Retention: the holding of teeth following orthodontic treatment in the treated position for the period of time necessary for maintenance of the result Moyers, 1973

  4. Factors contributing to relapse Contraction of stretched & displaced gingival & periodontal fibres Imbalance in soft tissue pressures vs new positions of teeth Post-treatment occlusal stability & functionality Reitan, 1967, 1969; Blake and Bibby, 1998; Littlewood et al., 2009; Shawesh et al., 2010

  5. Reitan, 1959 Animal study Teeth were rotated Following retention period of 232 days, supra-alveolar periodontal fibres continue to show displacement Fibrous tissue rearrangement even after several years!

  6. Period of retention New Zealand & Australia: >2 years (nearly 1/3rd of orthodontists) Lifetime retention both removable & fixed (over 1/5th of orthodontists) Netherlands: >1 year - removable (80% of orthodontists) Permanent fixed (84% of orthodontists) Wong and Freer, 2004; Renkema et al., 2009

  7. Choice of retainer type Pre-treatment occlusion Post-treatment occlusion Oral hygiene Patient compliance Aesthetics Comfort LONGEVITY Wong and Freer 2004; Littlewood et al., 2009; Renkema et al., 2009

  8. Aims To assess: Survival times (range and rate) Reasons for failure of retainers used in the discipline of orthodontics To provide: Baseline for the choice of retention protocol

  9. Eligibility criteria Upper and/or lower retainers Completed by August 2012 Minimum retention = 24 months Initiated in 2010-2011 Agreement to participate Fixed Postgraduate clinic Inclusion orthodontic appliances

  10. Exclusion criteria Retainers worn <24 months Reasons for breakage irrelevant Incomplete / missing files Exclusion

  11. Method 60 patients Telephone contact Standard questionnaire: Demographic data Retainer types received Problems Survival time Confirmed with patients files

  12. Data analysis First retainers only Survival time in months From date patient received retainer failure date To end of August 2014

  13. Results 117 retainers included 38 lower fixed 11 lower vacuum-formed 17 upper fixed 30 upper Hawley 21 upper vacuum-formed

  14. Survival rate at 24 months 80 Overall: Maxillary retainers 58.8% Mandibular retainers 59.2% 40 70 Percentage 60 50 30 20 10 0 Upper Hawley Upper vacuum- formed Upper fixed Lower vacuum- formed Lower fixed

  15. Survival rate for upper retainers 6 monthly intervals 100 95 90 85 Vacuum- formed Percentage 80 75 Fixed 70 Hawley 65 60 55 50 Start 6 12 18 24 Months

  16. Survival rate for lower retainers 6 monthly intervals 100 95 90 85 Vacuum- formed Percentage 80 75 Fixed 70 65 60 55 50 Start 6 12 18 24 Months

  17. Numbers and reasons for retainer failures Characteristics Broken Lost Poor Fit Debond (Total) Maxillary 7 3 1 0 (30) Hawley 6 2 1 0 (21) Vacuum-formed 4 0 0 4 (17) Fixed Mandibular 0 0 0 0 (0) Hawley 1 1 1 0 (11) Vacuum-formed 3 0 0 13 (38) Fixed

  18. Discussion Interest of the study Retention time minimum 24 months Upper & lower retention regimen Findings Most failures in first 6 months except for lower vacuum-formed Early tendency for relapse? (Reitan 1967; 1979) Results in accordance with worldwide studies Limitation Retrospective data collection

  19. Discussion: further observations Retainer combinations 18 patients: UF + UV and/or UH Impact on survival time? 10 patients: UH + UV part time retainer wear

  20. Conclusion 24-month retainer survival rates: Lower vacuum-formed Upper Hawley (Breakage) Lower fixed (Debonding) Upper vacuum-formed (Breakage) Upper fixed

  21. Clinical relevance Upper retainer of choice = Hawley Lower retainer of choice = Vacuum- formed Schedule more review appointments during first 6 months of retention

  22. Thank you Questions?

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