Mode-S Radar Operations and Identifiers

 
Simplified explanation of II/SI
code operations
 
Prepared for ICAO APAC Mode S and DAPS WG/6
28-30 March 2023
 
By HO Wee Sin
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Working principles of radar
 
Primary radar only provides position of aircraft
Secondary (mode A/C) radar provides the Mode A (i.e. ident code) and Mode
C (barometric height), plus position
Secondary (mode S) radar provides other information (e.g. unique 24-bit
Aircraft address, call-sign, vertical intent etc), plus what mode A/C radar can
provide.
Note that mode A/C is mandatory but not mode S
 
Pulse sent out
 
Pulse reflected
 
Radar measures position of
aircraft
 
Interrogation
(mode A or
Mode C)
 
Transponder replies
with height and
identity (mode A),
with other
information
 
Primary radar
 
Secondary radar (Mode A/C)
 
*4096 mode A
codes available
 
Secondary radar (Mode S)
 
Interrogation
(all-call or
roll-call)
 
Mode A (ident)
and Mode C
(height)
 
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Interrogation
(all-call or
roll-call)
 
Appropriate
reply
 
For purpose of locking out to all-call, each radar has its own identifier code (IC). Old scheme is the interrogator identifier (II)
(15 combination). New scheme is the surveillance identifier (SI) (63 combination). Not all aircraft can recognize the SI code.
 
Radar identifiers
 
II=1
 
II=2
 
II=3
 
II=4
 
II=5
 
II=6
 
II=7
 
II codes can be used if not too many overlapping radars
 
SI codes has to be used if too many overlapping radars
All-call
24 bit aircraft address = 76ABCD
Locked out to II = 4, 7
Locked out to SI =21, 22
Radar with II=7
24 bit aircraft address = 34ABCE
Locked out to II = 4
Locked out to SI =21, 22
 
All call
interrogation
 
All call
interrogation
 
No reply to all call
interrogation from
radar with II=7
 
Reply with 24
bit address =
34ABCE and
II=7
Currently acquired aircraft
24 bit aircraft address = 76ABCD
Newly acquired aircraft
24 bit aircraft address = 34ABCE
Roll-call
Radar with II= 7
 
roll call
interrogation to
76ABCD, with
lock out
command
 
Reply with 24 bit
address with
requested data
 
Reply with
24bit address
and requested
data
24 bit aircraft address = 76ABCD
Locked out to II = 4, 7
Locked out to SI =21, 22
24 bit aircraft address = 34ABCE
Locked out to II = 4
Locked out to SI =21, 22
Currently acquired aircraft
24 bit aircraft address =
76ABCD, 34ABCE
 
roll call
interrogation to
34ABCE, with
lock out
command
Addition radar to lock out II = 7
 
Coding of the II and SI number
 
Within the all-call interrogator message  (UF=11), it contains 4 bit IC field and 3 bit CL
field
 
Aircraft transponder need to be SI capable to interpret CL field, else it assume CL field is 0
 
SI code and II codes with same IC
fields are ‘matching’
 
E.g. II = 7 is a ‘matching’ II code for SI
= 23
All-call (effects of aircraft with non-SI capable
transponders)
24 bit aircraft address = 76ABCD
SI capable transponder
Radar with SI=23 (does not
support II/SI code operations)
24 bit aircraft address = 34ABCE
Non-SI capable transponder
 
All call
interrogation
SI=23
 
All call
interrogation
SI = 23
 
Reply with 24 bit
address = 34ABCE
and II=7
Newly acquired aircraft
24 bit aircraft address = 76ABCD
 
Failed to acquire 24 bit aircraft
address = 34ABCE
 
Reply with 24 bit address
= 76ABCD and SI=23
 
CL = 010,  IC=0111,
Its SI = 23
 
CL = 000,  IC=0111,
Its II = 7
 
Work-around available (II/SI code operations) using SI
codes
 
All-call interrogations with SI codes
 
If transponder replies with SI code, to subsequently roll-call with SI
code and issue lockout command
 
If any transponder replies with ‘matching’ II code, to subsequently
roll-call with ‘matching’ II code and not issue lockout command
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24 bit aircraft address = 76ABCD
SI capable transponder
Radar with SI=23 (radar supports
II/SI code operations)
24 bit aircraft address = 34ABCE
Non-SI capable transponder
 
All call
interrogation
SI=23
 
All call
interrogation
SI = 23
 
Reply with 24 bit
address = 34ABCE
and II=7
Newly acquired aircraft
24 bit aircraft address = 76ABCD
Newly acquired aircraft
24 bit aircraft address = 34ABCE,
Noted that it is non-SI capable
transponder
 
Reply with 24 bit address
= 76ABCD and SI=23
 
CL = 010,  IC=0111,
Its SI = 23
 
CL = 000,  IC=0111,
Its II = 7
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roll call
interrogation to
76ABCD, SI=23
with lock out
command
 
Reply with 24 bit
address with
requested data
 
Reply with
24bit address
and requested
data
24 bit aircraft address = 76ABCD
SI code capable
24 bit aircraft address = 34ABCE
Non-SI capable
Currently acquired SI transponder
24 bit aircraft address = 76ABCD
Currently acquired II transponder
24 bit aircraft address= 34ABCE
 
roll call
interrogation to
34ABCE, II=7,
without lock
out command
Not locked out to II = 7
Locked out to SI=23 for future
all-calls
Radar with SI=23 (radar supports
II/SI code operations)
 
Other radars with
II=7 and matching
SI codes
 
Aircraft can
respond to the
all-calls
 
All call by
other radars
 
Work-around available (II/SI code operations) using II
codes
 
All-call interrogations with II codes
 
Roll-call to ascertain whether transponder is SI capable by requesting for BDS 1,0
 
If BDS 1,0 indicates that transponder is SI capable, to subsequently roll-call with II
code and issue lockout command
 
If BDS 1,0 indicates that transponder is not SI capable, to subsequently roll-call
with II code and not issue lockout command
 
Currently practised in Europe
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24 bit aircraft address = 76ABCD
SI capable transponder
Radar with II=7 (radar supports
II/SI code operations)
24 bit aircraft address = 34ABCE
Non-SI capable transponder
 
All call
interrogation
II=7
 
All call
interrogation
II = 7
 
Reply with 24 bit
address = 34ABCE
and II=7
Newly acquired aircraft
24 bit aircraft address = 76ABCD,
unknown whether its SI capable
transponder
Newly acquired aircraft
24 bit aircraft address = 34ABCE,
Unknown whether it is SI capable
transponder
 
Reply with 24 bit address
= 76ABCD and II=7
 
CL = 000,  IC=0111,
Its II = 7
 
CL = 000,  IC=0111,
Its II = 7
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roll call
interrogation to
76ABCD, II=7
without lock out
command, request
for BDS 1,0
 
Reply with 24 bit address
and BDS 1,0 indicating its
SI capable
 
Reply with 24bit
address and BDS 1,0
indicating its not SI
capable
24 bit aircraft address = 76ABCD
SI code capable
24 bit aircraft address = 34ABCE
Non-SI capable
Currently acquired transponder
24 bit aircraft address = 76ABCD
 
roll call
interrogation to
34ABCE, II=7,
without lock out
command, request
for BDS 1,0
Radar with II=7 (radar supports
II/SI code operations)
Currently acquired transponder
24 bit aircraft address = 34ABCE
Unknown whether 76ABCD is SI capable
Unknown whether 34BCE is SI capable
Note that 76ABCD is SI capable
Noted that 34BCE is not SI capable
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roll call
interrogation to
76ABCD, II=7
with lock out
command
 
Reply with 24 bit
address with
requested data
 
Reply with
24bit address
and requested
data
24 bit aircraft address = 76ABCD
SI code capable
24 bit aircraft address = 34ABCE
Non-SI capable
Currently acquired SI transponder
24 bit aircraft address = 76ABCD
Currently acquired II transponder
24 bit aircraft address= 34ABCE
 
roll call
interrogation to
34ABCE, II=7,
without lock
out command
Not locked out to II = 7
Locked out to II=7 for future all-
calls
Radar with II=7 (radar supports
II/SI code operations)
 
Other radars with
matching SI codes
to II=7
 
Aircraft can
respond to the
all-calls
 
All call by
other radars
 
General strategy in migration from II to SI
 
II=7
 
SI=7
 
SI=23
 
SI=55
 
SI=39
 
Existing
 
New (remove one II code, replace with 4 SI codes,
ensuring that all radars supports II/SI code
operations)
 
General strategy in migration from II to SI
 
II=7
 
SI=7
 
SI=23
 
SI=55
 
SI=39
 
Existing
 
New (there will be risk to add radars with matching
SI codes without first removing the out matching II
code) –see next slide
 
II=7
 
Unknown whether the radar
supports II/SI code
operations
All-call (effects when radar with II/SI code
operations overlaps with radar having match II
code)
24 bit aircraft address = 76ABCD
SI capable transponder
Radar with SI=23 (radar supports
II/SI code operations)
24 bit aircraft address = 34ABCE
Non-SI capable transponder,
locked out to II=7 by another
radar
 
All call
interrogation
SI=23
 
All call
interrogation
SI = 23
 
No reply
Newly acquired aircraft
24 bit aircraft address = 76ABCD
 
Could not acquired aircraft
24 bit aircraft address = 34ABCE,
 
Reply with 24 bit address
= 76ABCD and SI=23
 
CL = 010,  IC=0111,
Its SI = 23
 
CL = 000,  IC=0111,
Its II = 7
 
Conclusion
 
These slides are meant for simple explanation of II/SI code
operations.
 
For mode details, please refer to Doc 9924 Appendix H and J.
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This simplified explanation delves into the fundamental principles of radar operations, focusing on Primary and Secondary radar systems, including Mode A/C and Mode S functionalities. It covers radar interrogation, replies, and the significance of radar identifiers (II and SI codes) in managing overlapping radars. The differentiation between All-call and Roll-call interrogations, aircraft addresses, and the necessity of using SI codes in certain scenarios are highlighted. Gain insights into the working principles of radar and the associated codes critical for effective air traffic management.

  • Radar Operations
  • Mode-S
  • Identification Codes
  • Aircraft Tracking
  • Air Traffic Control

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  1. Simplified explanation of II/SI code operations Prepared for ICAO APAC Mode S and DAPS WG/6 28-30 March 2023 By HO Wee Sin Civil Aviation Authority of Singapore

  2. Working principles of radar Primary radar only provides position of aircraft Secondary (mode A/C) radar provides the Mode A (i.e. ident code) and Mode C (barometric height), plus position Secondary (mode S) radar provides other information (e.g. unique 24-bit Aircraft address, call-sign, vertical intent etc), plus what mode A/C radar can provide. Note that mode A/C is mandatory but not mode S Primary radar Secondary radar (Mode A/C) Secondary radar (Mode S) Interrogation (all-call or roll-call) Interrogation (mode A or Mode C) Pulse sent out Pulse reflected Transponder replies with height and identity (mode A), with other information Mode A (ident) and Mode C (height) Radar measures position of aircraft *4096 mode A codes available

  3. Broad principle for mode S Broad principle for mode S Interrogation Reply Remark Appropriate reply All-call 24-bit Aircraft address Only non-locked out aircraft will reply Interrogation (all-call or roll-call) Roll-call (to only selected aircraft) Aircraft address + height / Mode A with: Elementary Mode S a) Datalink capability report; b) Flight ID (aka call-sign); c) TCAS resolution advisory report; Enhanced Mode S a) Selected vertical intention; b) Track and turn; c) Heading and speed; Only target aircraft will reply. For purpose of locking out to all-call, each radar has its own identifier code (IC). Old scheme is the interrogator identifier (II) (15 combination). New scheme is the surveillance identifier (SI) (63 combination). Not all aircraft can recognize the SI code.

  4. Radar identifiers SI codes has to be used if too many overlapping radars II codes can be used if not too many overlapping radars II=1 II=6 II=4 II=7 II=3 II=2 II=5

  5. All-call 24 bit aircraft address = 76ABCD Locked out to II = 4, 7 Locked out to SI =21, 22 24 bit aircraft address = 34ABCE Locked out to II = 4 Locked out to SI =21, 22 All call interrogation All call interrogation No reply to all call interrogation from radar with II=7 Reply with 24 bit address = 34ABCE and II=7 Currently acquired aircraft 24 bit aircraft address = 76ABCD Newly acquired aircraft 24 bit aircraft address = 34ABCE Radar with II=7

  6. Roll-call 24 bit aircraft address = 34ABCE Locked out to II = 4 Locked out to SI =21, 22 roll call interrogation to 34ABCE, with lock out command 24 bit aircraft address = 76ABCD Locked out to II = 4, 7 Locked out to SI =21, 22 Addition radar to lock out II = 7 roll call interrogation to 76ABCD, with lock out command Reply with 24 bit address with requested data Reply with 24bit address and requested data Currently acquired aircraft 24 bit aircraft address = 76ABCD, 34ABCE Radar with II= 7

  7. Coding of the II and SI number Within the all-call interrogator message (UF=11), it contains 4 bit IC field and 3 bit CL field 4 bit IC field 3 bit CL field SI code and II codes with same IC fields are matching representing range of 0 to 15 decimal 3 bit field to represent 0 to 5 decimal E.g. II = 7 is a matching II code for SI = 23 CL field how it affects interpretation of IC field 000 (or 0 dec) IC field contains II code 0 to 15 001 (or 1 dec) IC field contains SI codes 1 to 15 010 (or 2 dec) IC field contains SI codes 16 to 31 011 (or 3 dec) IC field contains SI codes 32 to 47 100 (or 4 dec) IC field contains SI codes 48 to 63 Aircraft transponder need to be SI capable to interpret CL field, else it assume CL field is 0

  8. All-call (effects of aircraft with non-SI capable transponders) CL = 010, IC=0111, Its SI = 23 24 bit aircraft address = 76ABCD SI capable transponder 24 bit aircraft address = 34ABCE Non-SI capable transponder All call interrogation SI = 23 All call interrogation SI=23 CL = 000, IC=0111, Its II = 7 Reply with 24 bit address = 76ABCD and SI=23 Reply with 24 bit address = 34ABCE and II=7 Newly acquired aircraft 24 bit aircraft address = 76ABCD Failed to acquire 24 bit aircraft address = 34ABCE Radar with SI=23 (does not support II/SI code operations)

  9. Work-around available (II/SI code operations) using SI codes All-call interrogations with SI codes If transponder replies with SI code, to subsequently roll-call with SI code and issue lockout command If any transponder replies with matching II code, to subsequently roll-call with matching II code and not issue lockout command

  10. All All- -call (SI radars with II/SI code operations) call (SI radars with II/SI code operations) CL = 010, IC=0111, Its SI = 23 24 bit aircraft address = 76ABCD SI capable transponder 24 bit aircraft address = 34ABCE Non-SI capable transponder All call interrogation SI = 23 All call interrogation SI=23 CL = 000, IC=0111, Its II = 7 Reply with 24 bit address = 76ABCD and SI=23 Reply with 24 bit address = 34ABCE and II=7 Newly acquired aircraft 24 bit aircraft address = 76ABCD Newly acquired aircraft 24 bit aircraft address = 34ABCE, Noted that it is non-SI capable transponder Radar with SI=23 (radar supports II/SI code operations)

  11. Roll Roll- -call (SI radar with II/SI code operations) call (SI radar with II/SI code operations) 24 bit aircraft address = 34ABCE Non-SI capable roll call interrogation to 34ABCE, II=7, without lock out command 24 bit aircraft address = 76ABCD SI code capable Not locked out to II = 7 roll call interrogation to 76ABCD, SI=23 with lock out command Locked out to SI=23 for future all-calls All call by other radars Reply with 24 bit address with requested data Aircraft can respond to the all-calls Reply with 24bit address and requested data Other radars with II=7 and matching SI codes Currently acquired SI transponder 24 bit aircraft address = 76ABCD Currently acquired II transponder 24 bit aircraft address= 34ABCE Radar with SI=23 (radar supports II/SI code operations)

  12. Work-around available (II/SI code operations) using II codes All-call interrogations with II codes Roll-call to ascertain whether transponder is SI capable by requesting for BDS 1,0 If BDS 1,0 indicates that transponder is SI capable, to subsequently roll-call with II code and issue lockout command If BDS 1,0 indicates that transponder is not SI capable, to subsequently roll-call with II code and not issue lockout command Currently practised in Europe

  13. All All- -call (II radars with II/SI code operations) call (II radars with II/SI code operations) CL = 000, IC=0111, Its II = 7 24 bit aircraft address = 76ABCD SI capable transponder 24 bit aircraft address = 34ABCE Non-SI capable transponder All call interrogation II = 7 All call interrogation II=7 CL = 000, IC=0111, Its II = 7 Reply with 24 bit address = 76ABCD and II=7 Reply with 24 bit address = 34ABCE and II=7 Newly acquired aircraft 24 bit aircraft address = 76ABCD, unknown whether its SI capable transponder Newly acquired aircraft 24 bit aircraft address = 34ABCE, Unknown whether it is SI capable transponder Radar with II=7 (radar supports II/SI code operations)

  14. Initial Roll Initial Roll- -call (II radar with II/SI code operations) call (II radar with II/SI code operations) roll call interrogation to 34ABCE, II=7, without lock out command, request for BDS 1,0 24 bit aircraft address = 34ABCE Non-SI capable 24 bit aircraft address = 76ABCD SI code capable roll call interrogation to 76ABCD, II=7 without lock out command, request for BDS 1,0 Reply with 24 bit address and BDS 1,0 indicating its SI capable Reply with 24bit address and BDS 1,0 indicating its not SI capable Currently acquired transponder 24 bit aircraft address = 76ABCD Unknown whether 76ABCD is SI capable Note that 76ABCD is SI capable Currently acquired transponder 24 bit aircraft address = 34ABCE Noted that 34BCE is not SI capable Radar with II=7 (radar supports II/SI code operations) Unknown whether 34BCE is SI capable

  15. Subsequent Roll Subsequent Roll- -call (II radar with II/SI code call (II radar with II/SI code operations) operations) 24 bit aircraft address = 34ABCE Non-SI capable roll call interrogation to 34ABCE, II=7, without lock out command 24 bit aircraft address = 76ABCD SI code capable Not locked out to II = 7 roll call interrogation to 76ABCD, II=7 with lock out command Locked out to II=7 for future all- calls All call by other radars Reply with 24 bit address with requested data Aircraft can respond to the all-calls Reply with 24bit address and requested data Other radars with matching SI codes to II=7 Currently acquired SI transponder 24 bit aircraft address = 76ABCD Currently acquired II transponder 24 bit aircraft address= 34ABCE Radar with II=7 (radar supports II/SI code operations)

  16. General strategy in migration from II to SI New (remove one II code, replace with 4 SI codes, ensuring that all radars supports II/SI code operations) Existing SI=55 SI=7 II=7 SI=39 SI=23

  17. General strategy in migration from II to SI New (there will be risk to add radars with matching SI codes without first removing the out matching II code) see next slide Existing SI=55 SI=7 II=7 II=7 SI=39 SI=23 Unknown whether the radar supports II/SI code operations

  18. All-call (effects when radar with II/SI code operations overlaps with radar having match II code) CL = 010, IC=0111, Its SI = 23 24 bit aircraft address = 34ABCE Non-SI capable transponder, locked out to II=7 by another radar 24 bit aircraft address = 76ABCD SI capable transponder All call interrogation SI = 23 All call interrogation SI=23 CL = 000, IC=0111, Its II = 7 Reply with 24 bit address = 76ABCD and SI=23 No reply Newly acquired aircraft 24 bit aircraft address = 76ABCD Could not acquired aircraft 24 bit aircraft address = 34ABCE, Radar with SI=23 (radar supports II/SI code operations)

  19. Conclusion These slides are meant for simple explanation of II/SI code operations. For mode details, please refer to Doc 9924 Appendix H and J.

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