Making Educationally Appropriate Placements in Special Education

 
Making Educationally Appropriate and
Making Educationally Appropriate and
Legally Sound Placement Decisions
Legally Sound Placement Decisions
 
Indiana IEP Resource Center
Special Education Law Conference
August 24 & 25, 2021
 
Mitchell L. Yell
University of South Carolina
 
 
 
What I Will Do Today
 
FAPE & placement
Placement Requirements of the IDEA
LRE & the courts
Errors in Determining Placement
Making Educationally Appropriate & Legally Sound
Placement Decisions
 
The foundational premise is
that a student’s placement
must be an individualized
determination and made in
compliance with the LRE
mandate
 
Free Appropriate Public
Education & Placement
 
Free
Appropriate
Public
Education
(FAPE)
 
Special education & related
services that are:
Provided at public expense
Meet the standards of the SEA
Includes preschool, elementary,
or secondary education
Are provided in conformity with
the individualized education
program (IEP)
 
IDEA, 20 U.S.C. § 1401 (A)(18)
 
How Does the
Endrew F.
Decision Affect
Placement?
U.S. Dept. of Education
12/7/2017
Question 17
 
1.
The IEP team must determine FAPE and
then what placement in which FAPE can
be provided.
2.
“There is no “one-size-fits-all” approach
to educating children with disabilities.
Rather, placement decisions must be
individualized and made consistent with a
child’s IEP.”
3.
“Placement in regular classes may not be
the least restrictive placement for every
child with a disability.”  LEA must ensure
that a continuum of alternative
placements is available to meet the needs
of children with disabilities
 
Placement Requirements
of the IDEA
 
Placement
Requirements
 
A team of knowledgeable persons
including a student’s parents, who
are knowledgeable about the student,
the meaning of the evaluation, and
the placement options, determine the
student’s placement (34 CFR §
300.116(a)(1)(2006).
The placement decision is almost
always made by the IEP team,
although that is not a legal
requirement
 
Placement
Requirements
 
The placement decision must
be made at least annually
and on an individualized
basis.
 
Placement must be based on
a student’s IEP (34 CFR§
300.116(b)(2)(2006).
 
Placement
Requirements
 
Students with disabilities
should be educated in the
school that the student would
attend if he/she was not
disabled unless the student’s
IEP requires some other
arrangement (34 CFR §
300.116(a)(b)(c) 2006).
 
Placement
Requirements
 
When placing students, considerations
must be given to any potential harmful
effects on teaching and learning of the
student or his/her peers
 
Before making such a determination,
the team must ensure that
consideration has been given to the
full range of supplementary aids and
services that could be provided  to
accommodate the student in the
general class (Federal Register, 34
CFR § 300.11646589
 
Placement
Requirements
 
Placement must be made in the
least restrictive environment
(LRE)
 
LRE refers to the educational
setting closest to the general
classroom in which the student
can receive a free appropriate
public education (FAPE)
 
Least Restrictive
Environment
 
1.
To the maximum extent appropriate,
students with disabilities should be
educated with children who are
nondisabled
2.
Special classes, special schooling, or
other removal of children with
disabilities from the general
education environment should occur
only if the nature or severity of the
disability  is such that education in
the general education classroom with
the use of supplementary aids and
services cannot be achieved
satisfactorily
 
IDEA, 20 U.S.C. § 1412
 
LRE & Extra
Curricular/Non
academic
Services
 
In providing or arranging for the provision
of nonacademic and extracurricular services
and activities, including meals, recess
periods, and the services and activities
…(LEAs) must ensure that each child
participates with nondisabled children in the
extracurricular services and activities to the
maximum extent appropriate to the needs of
that child. The (LEA) must ensure that each
child has the supplementary aids and
services determined by the child's IEP Team
to be appropriate and necessary for the child
to participate in nonacademic settings.
34 CFR§300.117
 
Continuum
of Alternative Placements
 
R
e
g
u
l
a
r
 
C
l
a
s
s
r
o
o
m
 
S
p
e
c
i
a
l
 
C
l
a
s
s
e
s
 
S
p
e
c
i
a
l
 
S
c
h
o
o
l
s
 
H
o
s
p
i
t
a
l
/
I
n
s
t
i
t
u
t
i
o
n
 
Least Restrictive
 
Most Restrictive
 
Where are
Resource
Room Services
in the
Continuum?
 
Resource room and itinerant
instruction are viewed as
supplementary services
provided in  supplementary aids
and services provided in
conjunction with general
education placement (34 C.F.R.
§ 300.115(b)(2)(2006)).
 
Explanation
in the IEP
 
The IEP must include “an
explanation of the extent, if
any, to which the child will 
not
participate with nondisabled
children the regular class and in
(extracurricular and
nonacademic) activities
20 U.S.C. 1414(d)(1)(A)(iv)(2006).
 
Removal from
General Ed
 
A student with a disability may
not be removed from an age-
appropriate general education
classroom solely because of
modifications needed to the
general curriculum
34 CFR§300.116(e)(2006).
 
 
LRE 
in 
the 
Courts
 
Circuit Court Boundaries
 
LRE 
Tests
Rachel H. Test
Daniel Test
Daniel Test
Roncker Test
Roncker Test
Daniel Test
Roncker/Devries Test
Daniel Test
Daniel
 Test
No Standard
No Standard
 
Roncker v.
Walter
700 F.2d 1058
(6
th
 Cir. 1983)
 
The Act does not require mainstreaming in every
case but its requirement that mainstreaming be
provided to the maximum extent appropriate
indicates 
a very strong congressional preference
.
The proper inquiry is whether a proposed
placement is appropriate under the Act. In a case
where the segregated facility is considered
superior, the court should determine 
whether the
services which make that placement superior
could be feasibly provided in a non-segregated
setting
. If they can, the placement in the
segregated school would be inappropriate under
the Act.
L.H. v.  Hamilton County Department of
Education
 (6
th
 Cir. 2018)
 
Daniel R.R. v.
State Board
of Education
874 F.2d 1036 (5
th
Cir. 1989)
 
1.
Has the school attempted to
accommodate the student by
providing sufficient
supplementary aids and services
and sufficient program
modifications in the regular
education setting?
2.
If the student cannot be
accommodated in the regular
classroom setting, has the school
mainstreamed the student to the
maximum extent appropriate?
 
B
e
t
h
 
B
.
 
v
.
V
a
n
 
C
l
a
y
2
8
2
 
F
.
3
d
.
 
4
9
3
(
7
t
h
 
C
i
r
.
 
2
0
0
2
)
 
Facts of the Case: Beth was a 13-year-old girl with Rett
Syndrome (non-verbal, little mobility)
From age 7 to 13 she was served in a regular
classroom with a paraprofessional and special
curriculum
At age 13, the IEP team recommended that Beth be
placed in an Educational Life Skills (ELS) program
Program was located in a different school with 6 to
8 students, student-teacher ratio of one-to-one,
and mainstreaming of computer, recess, social
studies
Reverse mainstreaming program
Parents disagreed
 
The 7
th
Circuit’s
No Test
Test
 
“Each student’s educational situation is
unique. We find it unnecessary at this
time to adopt a formal test for district
courts to apply uniformly when
deciding LRE cases. The law itself
provides enough of a framework for
our discussions.”
 
“Instead, we ask whether the education
in the conventional school was
satisfactory and, if not, whether
reasonable measures would have made
it so.”
 
Why Did LEAs
Prevail?
 
THE LEA made good faith
attempts at included the student
in regular education
Parents were involved in the
process
LEA maintained excellent
documentation
Students were education in
integrated settings whenever
appropriate
 
Why Did LEAs
Lose?
 
LEAs failed to make good
faith efforts to provide
accommodations to keep the
student in the regular education
classroom
LEAs failed to consider the
full continuum of placements
LEAs did not maintain
sufficient documentation of
their efforts
 
 
Errors 
in 
Determining
Placement
 
 
Placing 
Students 
for
Reasons 
Unrelated 
to
Students
Individual 
Needs
 
Letter to Cohen
,
1996
(25 IDELR 516,
OSEP)
 
“The law requires that "first consideration" must
be given to placement in a regular classroom with
any necessary supplemental aids and services to
make that placement successful before
considering more restrictive placement options.”
 
Letter to Autin
,
1996
(25 IDELR
2012, OSEP)
 
In response to the proposed
establishment of a series of
segregated charter schools for
students with autism in a New
Jersey school district, OSERS noted
that these schools would violate the
IDEA because “placements that are
determined based solely on the
category of a child's disability are
not consistent with the regulations.”
 
 
Letter to Trigg
,
2007
(50 IDELR 148,
OSEP)
 
Placement decisions must not be
made solely on factors such as
category of disability, severity of
disability, availability of special
education and related services,
configuration of the service
delivery system, availability of
space, or administrative
convenience.
 
Failing to adhere to the
Continuum of Alternative
Placements.
 
OSEP Policy
Letter
, 1997
(25 IDELR
1211, OSEP)
 
A student with a disability need not
fail in the regular education
environment before a local
educational agency can consider or
implement a placement in a more
restrictive setting.
 
Education
Achievement
Authority of
Michigan
,
2014
(15 LRP 63, SEA,
MI)
 
The parents prevailed with State
ruled that the school district’s
contention that full inclusion was
the only option available violated
the IDEA. The regulation to the
IDEA require that districts ensure
the availability of a continuum of
placements to students with
disabilities,
 
 
Error:  Predetermining
Students’ Placements
 
H.B. v. Las
Virgenes
(239 Fed. Appx.
342, 9
th
 Cir.
2007)
 
“Predetermination occurs when
an educational agency 
has made
it’s determination prior to the
IEP meeting
, including when it
presents 
one placement option 
at
a meeting and is 
unwilling to
consider
 other alternatives.”
 
Preparation v
Predetermination
 
Preparation for an IEP meeting by
school district personnel would not
result in a finding of
predetermination when school
personnel 
are committed to allowing
a student’s parents 
an opportunity to
meaningfully participate in the
process.
 
T.P. v.
Mamaroneck
S.D.
(
554 F3d. 247,
2
nd
 Cir. 2009)
 
“Even if there was such discussion,
this does not mean the parents were
denied meaningful participation at
the IEP meeting.  IDEA regulations
allow school districts to engage in
preparatory activities”
 
Doyle v.
Arlington
(E.D.VA 1992)
 
“School officials must come to
the IEP table with an open mind.
But this does not mean that they
should come…with a blank
mind”
 
P
l
a
c
i
n
g
 
a
 
s
t
u
d
e
n
t
 
p
r
i
o
r
 
t
o
d
e
t
e
r
m
i
n
i
n
g
p
r
o
g
r
a
m
m
i
n
g
Placement
 
The IDEA presumes that students
will participate with nondisabled
students in general education
settings
The IEP must be developed before
placement decision
Include supplementary aids &
supports, program modifications,
positive behavioral supports &
interventions in general education
settings
 
Avoid
Shoehorning
 
Shoehorning:  Deciding placement
prior to determining annual goals
and special education services, thus
shaping a student
s IEP to fit a
particular placement
A student
s educational placement
must be 
based on the child
s IEP
(34 C.F.R. § 300.116(b)(2))
Avoid shoehorning by not
considering placement issues until
the goals & services section of the
IEP has been completed
 
Spielberg v.
Henrico County
(4
th
 Cir. 1991)
 
“Placement determined prior to the
development of the child's IEP and
without parental input was a 
per se
violation of the Act and sufficient
to constitute a denial of FAPE in
and of itself”
 
Avoiding
Predetermination
 
You can plan but don’t finalize
Avoid statements or emails that could
be used to prove predetermination
Emphasize to parents that placement
decisions are based on a student’s
individualized needs
Demonstrate that parent’s information
& concerns were incorporated into the
IEP
Make the placement determination at
the end of the meeting
 
Making
Educationally
Appropriate &
Legally Sound
Placement Decisions
 
Special Education Process
The Right Way
 
Assessment
 
Programming
 
Placement
 
Bateman & Linden, 2012
 
Special Education Process
Shoehorning
 
Assessment
 
Programming
 
Placement
 
Bateman & Linden, 2012
 
Placement Flowchart
 
Determine FAPE
Measurable annual goals
Special education services
Progress-monitoring system
 
Determine Appropriate Placement
In what placement may FAPE be delivered
Can FAPE be achieved via supplementary aids & services
If no, move through the continuum to determine LRE
 
Provide
 
Integrated Experiences
 
Placements:
Do
 
Do remember that FAPE is the primary mandate
of the IDEA so begin with developing a
student’s IEP
Do determine if FAPE can be delivered in the
general classroom placement with
supplementary aids & services, & program
modifications
Do use the continuum of alternative placements
to place a student when necessary
Do determine if a FAPE can be delivered in a
student’s neighborhood school
Do determine placement annually
Do seek integrated placements, both academic &
nonacademic
 
Placement:
Don’
t
 
Don’t predetermine placements
Don’t determine placement prior to
completing a student’s IEP
Don’
t remove a student from regular class
placement if FAPE can be delivered with the
use of supplementary aids & services
Don’
t substitute a policy of 
full inclusion
for the continuum of placements or otherwise
fail to consider the continuum when
necessary
Don’
t exclude parents from placement
decisions
Don’
t place students on the basis of their
disability category
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Explore the importance of making educationally appropriate and legally sound placement decisions in special education, ensuring Free Appropriate Public Education (FAPE) is provided in compliance with the Individualized Education Program (IEP) and the Least Restrictive Environment (LRE). Dive into the complexities of determining suitable placements for children with disabilities while considering the individualized needs to foster inclusivity and effective learning environments.

  • Special Education
  • FAPE
  • IEP
  • Legal Compliance
  • Placement Decisions

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  1. Making Educationally Appropriate and Legally Sound Placement Decisions Indiana IEP Resource Center Special Education Law Conference August 24 & 25, 2021 Mitchell L. Yell University of South Carolina myell@sc.edu

  2. What I Will Do Today FAPE & placement Placement Requirements of the IDEA LRE & the courts Errors in Determining Placement Making Educationally Appropriate & Legally Sound Placement Decisions

  3. We are concerned that children with handicapping conditions be educated in the most normal possible and least restrictive setting, for how else will they adapt to the world beyond the educational environment, and how else will the nonhandicapped adapt to them? Senator Robert T. Stafford, Congressional Record, May 20, 1974

  4. The foundational premise is that a student s placement must be an individualized determination and made in compliance with the LRE mandate

  5. Free Appropriate Public Education & Placement

  6. Special education & related services that are: Provided at public expense Meet the standards of the SEA Includes preschool, elementary, or secondary education Are provided in conformity with the individualized education program (IEP) Free Appropriate Public Education (FAPE) IDEA, 20 U.S.C. 1401 (A)(18)

  7. 1. The IEP team must determine FAPE and then what placement in which FAPE can be provided. 2. There is no one-size-fits-all approach to educating children with disabilities. Rather, placement decisions must be individualized and made consistent with a child s IEP. 3. Placement in regular classes may not be the least restrictive placement for every child with a disability. LEA must ensure that a continuum of alternative placements is available to meet the needs of children with disabilities How Does the Endrew F. Decision Affect Placement? U.S. Dept. of Education 12/7/2017 Question 17

  8. Placement Requirements of the IDEA

  9. A team of knowledgeable persons including a student s parents, who are knowledgeable about the student, the meaning of the evaluation, and the placement options, determine the student s placement (34 CFR 300.116(a)(1)(2006). The placement decision is almost always made by the IEP team, although that is not a legal requirement Placement Requirements

  10. The placement decision must be made at least annually and on an individualized basis. Placement Requirements Placement must be based on a student s IEP (34 CFR 300.116(b)(2)(2006).

  11. Students with disabilities should be educated in the school that the student would attend if he/she was not disabled unless the student s IEP requires some other arrangement (34 CFR 300.116(a)(b)(c) 2006). Placement Requirements

  12. When placing students, considerations must be given to any potential harmful effects on teaching and learning of the student or his/her peers Placement Requirements Before making such a determination, the team must ensure that consideration has been given to the full range of supplementary aids and services that could be provided to accommodate the student in the general class (Federal Register, 34 CFR 300.11646589

  13. Placement must be made in the least restrictive environment (LRE) Placement Requirements LRE refers to the educational setting closest to the general classroom in which the student can receive a free appropriate public education (FAPE)

  14. 1. To the maximum extent appropriate, students with disabilities should be educated with children who are nondisabled 2. Special classes, special schooling, or other removal of children with disabilities from the general education environment should occur only if the nature or severity of the disability is such that education in the general education classroom with the use of supplementary aids and services cannot be achieved satisfactorily Least Restrictive Environment IDEA, 20 U.S.C. 1412

  15. In providing or arranging for the provision of nonacademic and extracurricular services and activities, including meals, recess periods, and the services and activities (LEAs) must ensure that each child participates with nondisabled children in the extracurricular services and activities to the maximum extent appropriate to the needs of that child. The (LEA) must ensure that each child has the supplementary aids and services determined by the child's IEP Team to be appropriate and necessary for the child to participate in nonacademic settings. 34 CFR 300.117 LRE & Extra Curricular/Non academic Services

  16. Continuum of Alternative Placements Least Restrictive Regular Classroom Special Classes Special Schools Hospital/Institution Most Restrictive

  17. Resource room and itinerant instruction are viewed as supplementary services provided in supplementary aids and services provided in conjunction with general education placement (34 C.F.R. 300.115(b)(2)(2006)). Where are Resource Room Services in the Continuum?

  18. The IEP must include an explanation of the extent, if any, to which the child will not participate with nondisabled children the regular class and in (extracurricular and nonacademic) activities 20 U.S.C. 1414(d)(1)(A)(iv)(2006). Explanation in the IEP

  19. A student with a disability may not be removed from an age- appropriate general education classroom solely because of modifications needed to the general curriculum 34 CFR 300.116(e)(2006). Removal from General Ed

  20. LRE in the Courts

  21. Circuit Court Boundaries

  22. LRE Tests Roncker Test Daniel Test No Standard Roncker Test Rachel H. Test Daniel Test No Standard Roncker/Devries Test Daniel Test Daniel Test Daniel Test

  23. The Act does not require mainstreaming in every case but its requirement that mainstreaming be provided to the maximum extent appropriate indicates a very strong congressional preference. The proper inquiry is whether a proposed placement is appropriate under the Act. In a case where the segregated facility is considered superior, the court should determine whether the services which make that placement superior could be feasibly provided in a non-segregated setting. If they can, the placement in the segregated school would be inappropriate under the Act. L.H. v. Hamilton County Department of Education (6th Cir. 2018) Roncker v. Walter 700 F.2d 1058 (6th Cir. 1983)

  24. 1. Has the school attempted to accommodate the student by providing sufficient supplementary aids and services and sufficient program modifications in the regular education setting? 2. If the student cannot be accommodated in the regular classroom setting, has the school mainstreamed the student to the maximum extent appropriate? Daniel R.R. v. State Board of Education 874 F.2d 1036 (5th Cir. 1989)

  25. Facts of the Case: Beth was a 13-year-old girl with Rett Syndrome (non-verbal, little mobility) From age 7 to 13 she was served in a regular classroom with a paraprofessional and special curriculum At age 13, the IEP team recommended that Beth be placed in an Educational Life Skills (ELS) program Program was located in a different school with 6 to 8 students, student-teacher ratio of one-to-one, and mainstreaming of computer, recess, social studies Reverse mainstreaming program Parents disagreed Beth B. v. Van Clay 282 F.3d. 493 (7th Cir. 2002)

  26. Each students educational situation is unique. We find it unnecessary at this time to adopt a formal test for district courts to apply uniformly when deciding LRE cases. The law itself provides enough of a framework for our discussions. The 7th Circuit s No Test Test Instead, we ask whether the education in the conventional school was satisfactory and, if not, whether reasonable measures would have made it so.

  27. THE LEA made good faith attempts at included the student in regular education Parents were involved in the process LEA maintained excellent documentation Students were education in integrated settings whenever appropriate Why Did LEAs Prevail?

  28. LEAs failed to make good faith efforts to provide accommodations to keep the student in the regular education classroom LEAs failed to consider the full continuum of placements LEAs did not maintain sufficient documentation of their efforts Why Did LEAs Lose?

  29. Errors in Determining Placement

  30. Placing Students for Reasons Unrelated to Students Individual Needs

  31. Letter to Cohen, The law requires that "first consideration" must be given to placement in a regular classroom with any necessary supplemental aids and services to make that placement successful before considering more restrictive placement options. 1996 (25 IDELR 516, OSEP)

  32. In response to the proposed establishment of a series of segregated charter schools for students with autism in a New Jersey school district, OSERS noted that these schools would violate the IDEA because placements that are determined based solely on the category of a child's disability are not consistent with the regulations. Letter to Autin, 1996 (25 IDELR 2012, OSEP)

  33. Placement decisions must not be made solely on factors such as category of disability, severity of disability, availability of special education and related services, configuration of the service delivery system, availability of space, or administrative convenience. Letter to Trigg, 2007 (50 IDELR 148, OSEP)

  34. Failing to adhere to the Continuum of Alternative Placements.

  35. A student with a disability need not fail in the regular education environment before a local educational agency can consider or implement a placement in a more restrictive setting. OSEP Policy Letter, 1997 (25 IDELR 1211, OSEP)

  36. Education Achievement Authority of Michigan, The parents prevailed with State ruled that the school district s contention that full inclusion was the only option available violated the IDEA. The regulation to the IDEA require that districts ensure the availability of a continuum of placements to students with disabilities, 2014 (15 LRP 63, SEA, MI)

  37. Error: Predetermining Students Placements

  38. Predetermination occurs when an educational agency has made it s determination prior to the IEP meeting, including when it presents one placement option at a meeting and is unwilling to considerother alternatives. H.B. v. Las Virgenes (239 Fed. Appx. 342, 9th Cir. 2007)

  39. Preparation for an IEP meeting by school district personnel would not result in a finding of predetermination when school personnel are committed to allowing a student s parents an opportunity to meaningfully participate in the process. Preparation v Predetermination

  40. T.P. v. Even if there was such discussion, this does not mean the parents were denied meaningful participation at the IEP meeting. IDEA regulations allow school districts to engage in preparatory activities Mamaroneck S.D. (554 F3d. 247, 2nd Cir. 2009)

  41. School officials must come to the IEP table with an open mind. But this does not mean that they should come with a blank mind Doyle v. Arlington (E.D.VA 1992)

  42. Placing a student prior to Placing a student prior to determining determining programming programming

  43. The IDEA presumes that students will participate with nondisabled students in general education settings The IEP must be developed before placement decision Include supplementary aids & supports, program modifications, positive behavioral supports & interventions in general education settings Placement

  44. Shoehorning: Deciding placement prior to determining annual goals and special education services, thus shaping a student s IEP to fit a particular placement A student s educational placement must be based on the child s IEP (34 C.F.R. 300.116(b)(2)) Avoid shoehorning by not considering placement issues until the goals & services section of the IEP has been completed Avoid Shoehorning

  45. Placement determined prior to the development of the child's IEP and without parental input was a per se violation of the Act and sufficient to constitute a denial of FAPE in and of itself Spielberg v. Henrico County (4th Cir. 1991)

  46. You can plan but dont finalize Avoid statements or emails that could be used to prove predetermination Emphasize to parents that placement decisions are based on a student s individualized needs Demonstrate that parent s information & concerns were incorporated into the IEP Make the placement determination at the end of the meeting Avoiding Predetermination

  47. Making Educationally Appropriate & Legally Sound Placement Decisions

  48. Special Education Process The Right Way Programming Placement Assessment Bateman & Linden, 2012

  49. Special Education Process Shoehorning Programming Placement Assessment Bateman & Linden, 2012

  50. Placement Flowchart Determine FAPE Measurable annual goals Special education services Progress-monitoring system Determine Appropriate Placement In what placement may FAPE be delivered Can FAPE be achieved via supplementary aids & services If no, move through the continuum to determine LRE ProvideIntegrated Experiences

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