Comprehensive Overview of Esterification Reactions

Lecture 10a
 
Esterification
Introduction
 
Esters can be obtained by a broad variety of reactions
Acyl chloride
Accessibility of SOCl
2
 
 
Anhydride
Availability of anhydride
 
 
Methyl iodide
CH
3
I is a carcinogen
 
Steglich Esterification
DCC is used as reagent
4-Dimethylaminopyridine (DMAP)
as catalyst
DCU is the thermodynamic sink
 
Fischer Esterification I
 
In the lab, a Fischer esterification is used for the
synthesis of methyl benzoate
It uses a carboxylic acid and an alcohol as reactants
 
 
It is cheap method but suffers a low equilibrium
constant (typically K
eq
~1-10, here: 2.3)
Thus, the reaction requires special considerations to
afford decent yields (
Le Châtelier Principle
)
Either one or all products have to be removed from
equilibrium
An excess of one the reactants has to be used
 
Fischer Esterification II
 
The reaction in the lab uses an excess of the alcohol
The alcohol can act as the solvent 
and
 as a reactant
The reaction usually uses an 4-10 fold excess
The carboxylic acid is a solid and cannot be used in excess here
because a heterogeneous reaction mixture would be formed
A very strong mineral acid is used as catalyst
The carboxylic acid is a weak electrophile 
The mineral acid protonates the carbonyl carbon atom and makes
it a little bit better electrophile
Fischer Esterification III
 
Other considerations
Despite the addition of the catalyst, the rate of the
reaction is still very low at room temperature
Reflux the mixture to increase the rate of the reaction
Water has to be excluded from the reaction right
from the start because it is one of the products
Very dry reagents (i.e., benzoic acid should be dried under
the heating lamp)
Dry glassware
Keeping the reagent bottles closed when not in use because
absolute methanol and concentrated sulfuric acid are
hygroscopic
 
 
Experiment I
 
Dry the benzoic acid thoroughly
 
 
Place the benzoic acid and methanol in
a 25 mL RBF
Add a few drops of conc. sulfuric acid
 
Reflux the mixture for 60-75 min
 
 
 
Cool the mixture down
 
Why is this necessary?
How is this accomplished?
 
Does the benzoic acid have to
dissolve completely?
How many drops of H
2
SO
4
 are
appropriate here?
Why does this imply?
 
Why is the mixture refluxed for such
a long time?
What in the most efficient way here?
 
What should not be observed here?
 
NO
 
Placing the flask in cold water
 
4-5 drops
 
By placing it under the heating lamp
 
A larger amount of a white solid
 
Boiling and a reflux ring
Experiment II
 
Add ice-cold water to the
reaction mixture
 
 
 
 
Remove the product
 
 
Extract the aqueous layer with
diethyl ether
 
Why is the water added?
How much water is added?
 
 
In which container should this
step be performed?
In which layer is the product?
 
 
Why is the aqueous layer
extracted with ether?
 
How much ether should be
used here?
 
Until a clear phase separation
is observed
 
Usually the lower layer
(PhCOOMe)=1.09 g/mL (15 
o
C)
 
To collect suspended product
 
2* 2 mL
 
Centrifuge tube
Experiment III
 
Extract the combined organic layers
with sodium bicarbonate solution
 
 
 
 
 
 
 
 
 
Dry the organic layer is dried over
anhydrous sodium sulfate
Remove the solvent using the rotary
evaporator
 
What does the term 
combined organic
layers
 
refer to?
 
 
What is the purpose of this step?
 
 
How much solution should be used for
each extraction?
 
How often should this step be repeated?
 
 
What is left at this point?
 
The combination of the product
and the two ethereal extracts
 
To neutralize the acids (PhCOOH,
H
2
SO
4
) in the organic layer
 
2 mL per extraction
 
Until the CO
2
 formation ceases
 
A small amount of a tan colored oil
Characterization I
 
Infrared spectrum
Benzoic acid
(C=O)=1689 cm
-1
(OH)=2300-3300 cm
-1
(C-OH)=1294 cm
-1
 
 
Methyl benzoate
(C=O)=1724 cm
-1
(COC)=1112, 1279 cm
-1
(absence of OH peak!)
 
 
 
(OH)
 
(C=O)
 
(C=O)
 
s
(COC)
 
(C-OH)
 
Wet acid
 
as
(COC)
Common Mistakes
 
The benzoic acid is not properly dried
No concentrated sulfuric acid added
Adding of too much concentrated sulfuric acid
The reaction mixture is not properly refluxed
The used glassware that is too large for the
quantities handled
Confusion about the layer containing the product
Improper extraction of the benzoic acid
Incomplete removal of methanol
 
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Esterification is a versatile chemical process to synthesize esters, involving various methods like Fischer esterification, Schotten-Baumann reaction, and Steglich esterification. Different reagents and catalysts are utilized for efficient ester formation, with considerations like reaction equilibrium, solvent choice, and exclusion of water. Experimental techniques such as refluxing and drying reagents are crucial for successful ester synthesis.

  • Esterification
  • Chemical synthesis
  • Reactions
  • Fischer esterification
  • Catalysts

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  1. Lecture 10a Esterification

  2. Introduction Esters can be obtained by a broad variety of reactions Acyl chloride Accessibility of SOCl2 O O O SOCl2 OH Cl ROH/Pyridine -PyH+Cl- OR -HCl, SO2 Schotten-Baumann Esterification Anhydride Availability of anhydride O O O ROH/H+ ROH/H+ OR OH OR OR O -H2O O O O Methyl iodide CH3I is a carcinogen O O OMe KOH OH + CH3I DMSO Steglich Esterification DCC is used as reagent 4-Dimethylaminopyridine (DMAP) as catalyst DCU is the thermodynamic sink O H N H N N C N C + RCOOH + R'OH + RCOOR' 1,3-Dicyclohexyl- urea (DHU) 1,3-Dicyclohexyl- carbodiimide ( DCC)

  3. Fischer Esterification I In the lab, a Fischer esterification is used for the synthesis of methyl benzoate It uses a carboxylic acid and an alcohol as reactants O O [H+] OR OH + ROH + H2O It is cheap method but suffers a low equilibrium constant (typically Keq~1-10, here: 2.3) Thus, the reaction requires special considerations to afford decent yields (Le Ch telier Principle) Either one or all products have to be removed from equilibrium An excess of one the reactants has to be used

  4. Fischer Esterification II The reaction in the lab uses an excess of the alcohol The alcohol can act as the solvent and as a reactant The reaction usually uses an 4-10 fold excess The carboxylic acid is a solid and cannot be used in excess here because a heterogeneous reaction mixture would be formed A very strong mineral acid is used as catalyst The carboxylic acid is a weak electrophile The mineral acid protonates the carbonyl carbon atom and makes it a little bit better electrophile

  5. Fischer Esterification III Other considerations Despite the addition of the catalyst, the rate of the reaction is still very low at room temperature Reflux the mixture to increase the rate of the reaction Water has to be excluded from the reaction right from the start because it is one of the products Very dry reagents (i.e., benzoic acid should be dried under the heating lamp) Dry glassware Keeping the reagent bottles closed when not in use because absolute methanol and concentrated sulfuric acid are hygroscopic

  6. Experiment I Dry the benzoic acid thoroughly Why is this necessary? How is this accomplished? By placing it under the heating lamp Place the benzoic acid and methanol in a 25 mL RBF Add a few drops of conc. sulfuric acid Does the benzoic acid have to dissolve completely? How many drops of H2SO4are appropriate here? Why does this imply? Boiling and a reflux ring NO 4-5 drops Reflux the mixture for 60-75 min Why is the mixture refluxed for such a long time? What in the most efficient way here? Placing the flask in cold water Cool the mixture down What should not be observed here? A larger amount of a white solid

  7. Experiment II Add ice-cold water to the reaction mixture Why is the water added? How much water is added? Until a clear phase separation is observed In which container should this step be performed? In which layer is the product? Usually the lower layer (PhCOOMe)=1.09 g/mL (15 oC) Centrifuge tube Remove the product Extract the aqueous layer with diethyl ether Why is the aqueous layer extracted with ether? To collect suspended product How much ether should be used here? 2* 2 mL

  8. Experiment III What does the term combined organic layersrefer to? The combination of the product and the two ethereal extracts Extract the combined organic layers with sodium bicarbonate solution What is the purpose of this step? To neutralize the acids (PhCOOH, H2SO4) in the organic layer How much solution should be used for each extraction? 2 mL per extraction How often should this step be repeated? Until the CO2 formation ceases Dry the organic layer is dried over anhydrous sodium sulfate Remove the solvent using the rotary evaporator What is left at this point? A small amount of a tan colored oil

  9. Characterization I Infrared spectrum Benzoic acid (C=O)=1689 cm-1 (OH)=2300-3300 cm-1 (C-OH)=1294 cm-1 (OH) Wet acid (C-OH) (C=O) Methyl benzoate (C=O)=1724 cm-1 (COC)=1112, 1279 cm-1 (absence of OH peak!) (C=O) s(COC) as(COC)

  10. Common Mistakes The benzoic acid is not properly dried No concentrated sulfuric acid added Adding of too much concentrated sulfuric acid The reaction mixture is not properly refluxed The used glassware that is too large for the quantities handled Confusion about the layer containing the product Improper extraction of the benzoic acid Incomplete removal of methanol

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