Challenges in Supporting Neonatal Therapeutics: A Proposal Overview

Karen Davis-Bruno Ph.D
(FDA/CDER/OND)
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Jacqueline Carleer Ph.D (EMA
PDCO/Chair NcWG)
Susan McCune MD
(FDA/CDER/OTS)
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HESI Annual Meeting
June 10, 2015
Disclaimer: This presentation reflects the views of the
speaker. It does not necessarily reflect  FDA policy
This presentation originally given to
 HESI DART Committee
April 22, 2015
The Problem
90% NICU drugs used off label
ADE 3X more likely
NICU patients have the highest medical errors
and ADE rates
Efficacy
EU prematurity rates are 5-10%
USA prematurity rates (12%) worst of any developed
country (131
st
 in the world)
N Engl J Med 367:1279-81 (2012):  Pediatrics
111(4):722-9 (2003):  JAMA 285:2114-20 (2001)
CDER Neonatal Mandates Under
FDASIA 2012
Specifically requires inclusion of neonates as a
study population or justification for rationale
not requesting a study in neonates in Pediatric
Study Plans
Pediatric Review Committee requires
neonatology members
Goal to increase the number of trials
conducted in neonates-FDA report to
Congress 2016 & every 5 years
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Studies must be clinically relevant
406 medicines studied in
pediatrics only 28 (7%) were
studied in neonates
These 28 drugs are rarely used in
NICU
Priorities of clinicians,
community, academicians,
researchers, regulators, industry
are not well aligned
Neonates Remain Therapeutic
Orphans, Why?
Neonatal studies are regarded as not needed
Disease does not occur in newborns
But it does in 1 year olds
Neonatal studies are too difficult?
Ethical, emotional concerns
Knowledge gaps in nonclinical models of neonatal diseases
Endpoints do not apply or cannot be measured in newborns
PK difficult to measure in newborns, need new formulations
Study designs for pediatrics do not fit newborns e.g., smaller # patient
population
Should limit studies in newborns based on AE in adults, assuming they
occur in neonates e.g., QTc?
From: S.McCune 1
st
 Neonatal Sci Workshop Oct 2014
Oct 2014 Agenda
Innovative trial designs
Trials that allow for extrapolation
Criteria for initiating trials in neonates
PBPK & PKPD modeling
Clinical outcome measures
Biomarkers
Structure of a neonatal consortium & voting on potential projects
Our proposal plans to explore nonclinical contributions to neonatal drug development
Neonatal Differences &
Clinical Trials
From: S.McCune 1
st
 Neonatal Sci Workshop Oct 2014
Common NICU Conditions
Neonatal Brain Injury
: 
Prevention and treatment of seizures, asphyxia, stroke,
intraventricular hemorrhage (IVH) and white matter injury (WMI), leading
factors in the development of neurodevelopmental impairment (NDI)
Neonatal Lung Injury
: 
Prevention and treatment of Bronchopulmonary
Dysplasia (BPD) and Persistent Pulmonary Hypertension of the Newborn
(PPHN)
Neonatal Gastrointestinal Injury
: 
Prevention and treatment of Necrotizing
Enterocolitis (NEC)
Perinatal Infection
: 
Prevention and treatment of bacterial and viral infections
Retinopathy of Prematurity (ROP): 
Prevention and treatment
Neonatal Abstinence Syndrome (NAS
): 
Treatment of the withdrawal that
results from 
in utero 
exposure to opiates
Prevention of preterm labor and delivery
10
Neonates: Unique Pediatric Population
Neonates & premies are a special pediatric
subpopulation
Unique disease conditions
Significant physiological differences in organ
system development & responses:
Glucose, thermoregulation
Neurologic, cardiopulmonary, immunologic
Can’t extrapolate from adult/pediatric disease
Neonates require a global systems
approach
Global Problem
  
Highest proportion of off-label use in
neonates
Lack of age adapted formulations
Delayed/lack of access to innovative
meds
Knowledge gaps in developmental
pharmacology
Limited clinical trials
Lack of suitable methodology & trial
infrastructure for neonates
Limited funding for research on special
peds population meds development
Failure of market driven forces
Global Strategies
Multi-company/drug trials
Prioritization strategies for clinical
trials to favor development
Innovative methodologies
approach
Advocate participation & funding
Systems approach
Pediatric Planning in the Drug Development
Process - Timing
Phase 1
Submission &
Review
Marketing
Approval
Post
Marketing
Requirements
Phase 3
Phase 2
Agreed PREA
requirements
Written Request
issued (BPCA)
Pediatric
study plans
Within 60 days of
meeting
EOP2
PMR
PSP
modifications
PIP process
begins
Approved PIP
required for
MAA submission
PIP
modifications
PIP: Pediatric Investigation Plan
MAA: Marketing Authorization Application
How can nonclinical studies bridge the
data gaps?
 
Identify relevant animal models for developmental
stage or disease condition of premie/neonate
What models are available?
What aspect of the condition do they model effectively?
What is the limitation of the model?
Provide knowledge of the pharmaco-dynamics during
development
Assess long term effects of acute & chronic treatment on
development & outcome
Non-clinical Studies for Safety
Assessment
Safety pharmacology & pharmacodynamics (POC)
Pharmacokinetics/Toxicokinetics
ADME: (absorption, distribution, metabolism, elimination)
General toxicology
Genotoxicity
Carcinogenicity
Reproductive toxicology
Local tolerance
Special studies
Juvenile animal studies (case-by-case basis)
Animal models of human disease?
JAS as a Tool
Juvenile Animal Studies are conducted when existing data from animals
and humans are insufficient to support the proposed clinical trials in
children
Relevant studies conducted in young animals of an age range developmentally
comparable to that during which exposure would occur in humans
Design emphasizes assessment of effects on growth and development, with
other standard toxicologic endpoints included as appropriate for risk
characterization
Choice of endpoints informed but not defined by adult animal data
Purpose is to identify age-related toxicity (i.e., unique developmental effects
as well as differences in sensitivity)
Standard histopathology to be conducted at end of treatment; more specific
or expanded assessments of certain organs (e.g., brain) may be warranted
Neurobehavioral and reproduction functions are usually assessed and any
other relevant systems as deemed necessary
The General Design of Juvenile Study
Animal Model Application to Human
Premature/Neonate
Rodent, rabbits, guinea pig, dog, pigs, NHPs
Consider litter effects of multiparous species with data
interpretation
Consider species/strain differences
Determine if model is similar to human for the specific system
being modeled e.g.:
Respiratory development similar across species
Maturation of brain regions may differ across species
Consider relevance of animal model of human
disease/condition
What questions are we asking the animal model to address?
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Global development
Neonates
Parents
Healthcare professionals
Health insurance
agencies
Researchers
Industry
Policy makers
Proposal for a
Multidisciplinary Working Group
Using a multi-discipline group e.g.:  neonatologists,
teratologists, researchers, regulators
Identify different initiatives to avoid duplication
Identify major gaps in pre-term & term neonates drug
development (disease vs model)
Identify neonatal animal models of human disease
Address how to best leverage neonatal nonclinical models to
support safety and POC for human neonatal disease
Extrapolate lessons learned pediatric only or 1
st
 in pediatric
development programs
Develop relevant study designs & data that can be obtained
from nonclinical models
Mutual Aims
Neonate Proposal
Publish review of expert
group’s analysis
Explore relevance &
modifications of neonatal
nonclinical models of human
neonatal disease
Workshop
Bring together industry,
academia,neonatologists, &
regulators to move the
agenda forward on behalf
neonates/premies
ILSI-HESI DART
Develop consensus on
appropriate use of toxicity
data for human
Initiate activities to advance
DART
Provide a forum for
scientists can exchange
information
Acknowledgement
Karen Davis-Bruno PhD  (FDA/CDER/OND)
Melissa Tassinari PhD     (FDA/CDER/OND/DPMH)
Jacqueline Carleer PhD  (EMA PDCO/Chair NcWG)
Susan McCune MD         (FDA/CDER/OTS)
Thank you 
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Proposal presentation at HESI Annual Meeting discusses challenges in neonatal therapeutics, including off-label drug use in NICU, low clinical relevance in studies, and barriers to conducting neonatal trials. Mandates require inclusion of neonates in pediatric studies, but priorities and study designs are not aligned. Concerns about ethical, emotional, and knowledge gaps contribute to neonates being considered therapeutic orphans.

  • Neonatal Therapeutics
  • Proposal
  • NICU
  • Pediatric Studies
  • Clinical Relevance

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  1. Nonclinical Efficacy & Safety Studies to Support Neonatal Therapeutics: A Proposal HESI Annual Meeting June 10, 2015 Karen Davis-Bruno Ph.D (FDA/CDER/OND) Melissa Tassinari Ph.D(FDA/CDER/OND/DPMH) Jacqueline Carleer Ph.D (EMA PDCO/Chair NcWG) Susan McCune MD (FDA/CDER/OTS) ILSI Health and Environmental Sciences Institute

  2. Disclaimer: This presentation reflects the views of the speaker. It does not necessarily reflect FDA policy This presentation originally given to HESI DART Committee April 22, 2015 ILSI Health and Environmental Sciences Institute 2

  3. The Problem 90% NICU drugs used off label ADE 3X more likely NICU patients have the highest medical errors and ADE rates Efficacy EU prematurity rates are 5-10% USA prematurity rates (12%) worst of any developed country (131st in the world) N Engl J Med 367:1279-81 (2012): Pediatrics 111(4):722-9 (2003): JAMA 285:2114-20 (2001) ILSI Health and Environmental Sciences Institute 3

  4. CDER Neonatal Mandates Under FDASIA 2012 Specifically requires inclusion of neonates as a study population or justification for rationale not requesting a study in neonates in Pediatric Study Plans Pediatric Review Committee requires neonatology members Goal to increase the number of trials conducted in neonates-FDA report to Congress 2016 & every 5 years ILSI Health and Environmental Sciences Institute 4

  5. Neonates- How are we doing? Studies must be clinically relevant 406 medicines studied in pediatrics only 28 (7%) were studied in neonates These 28 drugs are rarely used in NICU Priorities of clinicians, community, academicians, researchers, regulators, industry are not well aligned ILSI Health and Environmental Sciences Institute 5

  6. Neonates Remain Therapeutic Orphans, Why? Neonatal studies are regarded as not needed Disease does not occur in newborns But it does in 1 year olds Neonatal studies are too difficult? Ethical, emotional concerns Knowledge gaps in nonclinical models of neonatal diseases Endpoints do not apply or cannot be measured in newborns PK difficult to measure in newborns, need new formulations Study designs for pediatrics do not fit newborns e.g., smaller # patient population Should limit studies in newborns based on AE in adults, assuming they occur in neonates e.g., QTc? ILSI Health and Environmental Sciences Institute 6

  7. ILSI Health and Environmental Sciences Institute 7 From: S.McCune 1st Neonatal Sci Workshop Oct 2014

  8. Oct 2014 Agenda Innovative trial designs Trials that allow for extrapolation Criteria for initiating trials in neonates PBPK & PKPD modeling Clinical outcome measures Biomarkers Structure of a neonatal consortium & voting on potential projects Our proposal plans to explore nonclinical contributions to neonatal drug development ILSI Health and Environmental Sciences Institute 8

  9. Neonatal Differences & Clinical Trials ILSI Health and Environmental Sciences Institute 9 From: S.McCune 1st Neonatal Sci Workshop Oct 2014

  10. Common NICU Conditions Neonatal Brain Injury: Prevention and treatment of seizures, asphyxia, stroke, intraventricular hemorrhage (IVH) and white matter injury (WMI), leading factors in the development of neurodevelopmental impairment (NDI) Neonatal Lung Injury: Prevention and treatment of Bronchopulmonary Dysplasia (BPD) and Persistent Pulmonary Hypertension of the Newborn (PPHN) Neonatal Gastrointestinal Injury: Prevention and treatment of Necrotizing Enterocolitis (NEC) Perinatal Infection: Prevention and treatment of bacterial and viral infections Retinopathy of Prematurity (ROP): Prevention and treatment Neonatal Abstinence Syndrome (NAS): Treatment of the withdrawal that results from in utero exposure to opiates Prevention of preterm labor and delivery ILSI Health and Environmental Sciences Institute 10 10

  11. Neonates: Unique Pediatric Population Neonates & premies are a special pediatric subpopulation Unique disease conditions Significant physiological differences in organ system development & responses: Glucose, thermoregulation Neurologic, cardiopulmonary, immunologic Can t extrapolate from adult/pediatric disease ILSI Health and Environmental Sciences Institute 11

  12. Neonates require a global systems approach Global Problem Highest proportion of off-label use in neonates Lack of age adapted formulations Delayed/lack of access to innovative meds Knowledge gaps in developmental pharmacology Limited clinical trials Lack of suitable methodology & trial infrastructure for neonates Limited funding for research on special peds population meds development Failure of market driven forces Global Strategies Multi-company/drug trials Prioritization strategies for clinical trials to favor development Innovative methodologies approach Advocate participation & funding Systems approach ILSI Health and Environmental Sciences Institute 12

  13. Pediatric Planning in the Drug Development Process - Timing Approved PIP required for MAA submission PIP process begins Post PIP Marketing Requirements modifications PMR Phase 3 Phase 2 Phase 1 Submission & Review Marketing Approval Agreed PREA requirements PSP Pediatric study plans Within 60 days of meeting modifications ILSI Health and Environmental Sciences Institute issued (BPCA) Written Request 13 PIP: Pediatric Investigation Plan MAA: Marketing Authorization Application

  14. How can nonclinical studies bridge the data gaps? Identify relevant animal models for developmental stage or disease condition of premie/neonate What models are available? What aspect of the condition do they model effectively? What is the limitation of the model? Provide knowledge of the pharmaco-dynamics during development Assess long term effects of acute & chronic treatment on development & outcome ILSI Health and Environmental Sciences Institute 14

  15. Non-clinical Studies for Safety Assessment Safety pharmacology & pharmacodynamics (POC) Pharmacokinetics/Toxicokinetics ADME: (absorption, distribution, metabolism, elimination) General toxicology Genotoxicity Carcinogenicity Reproductive toxicology Local tolerance Special studies Juvenile animal studies (case-by-case basis) Animal models of human disease? ILSI Health and Environmental Sciences Institute 15

  16. JAS as a Tool Juvenile Animal Studies are conducted when existing data from animals and humans are insufficient to support the proposed clinical trials in children Direct Dosing Juvenile animal studies Repro Seg III Repeat dose studies birth weaning Indirect exposure ILSI Health and Environmental Sciences Institute 16

  17. The General Design of Juvenile Study Relevant studies conducted in young animals of an age range developmentally comparable to that during which exposure would occur in humans Design emphasizes assessment of effects on growth and development, with other standard toxicologic endpoints included as appropriate for risk characterization Choice of endpoints informed but not defined by adult animal data Purpose is to identify age-related toxicity (i.e., unique developmental effects as well as differences in sensitivity) Standard histopathology to be conducted at end of treatment; more specific or expanded assessments of certain organs (e.g., brain) may be warranted Neurobehavioral and reproduction functions are usually assessed and any other relevant systems as deemed necessary ILSI Health and Environmental Sciences Institute 17

  18. Animal Model Application to Human Premature/Neonate Rodent, rabbits, guinea pig, dog, pigs, NHPs Consider litter effects of multiparous species with data interpretation Consider species/strain differences Determine if model is similar to human for the specific system being modeled e.g.: Respiratory development similar across species Maturation of brain regions may differ across species Consider relevance of animal model of human disease/condition What questions are we asking the animal model to address? ILSI Health and Environmental Sciences Institute 18

  19. Multiple component approach Global development Neonates Parents Healthcare professionals Health insurance agencies Researchers Industry Policy makers ILSI Health and Environmental Sciences Institute 19

  20. Proposal for a Multidisciplinary Working Group Using a multi-discipline group e.g.: neonatologists, teratologists, researchers, regulators Identify different initiatives to avoid duplication Identify major gaps in pre-term & term neonates drug development (disease vs model) Identify neonatal animal models of human disease Address how to best leverage neonatal nonclinical models to support safety and POC for human neonatal disease Extrapolate lessons learned pediatric only or 1st in pediatric development programs Develop relevant study designs & data that can be obtained from nonclinical models ILSI Health and Environmental Sciences Institute 20

  21. Mutual Aims Neonate Proposal Publish review of expert group s analysis Explore relevance & modifications of neonatal nonclinical models of human neonatal disease Workshop Bring together industry, academia,neonatologists, & regulators to move the agenda forward on behalf neonates/premies ILSI-HESI DART Develop consensus on appropriate use of toxicity data for human Initiate activities to advance DART Provide a forum for scientists can exchange information ILSI Health and Environmental Sciences Institute 21

  22. Acknowledgement Karen Davis-Bruno PhD (FDA/CDER/OND) Melissa Tassinari PhD (FDA/CDER/OND/DPMH) Jacqueline Carleer PhD (EMA PDCO/Chair NcWG) Susan McCune MD (FDA/CDER/OTS) Thank you ILSI Health and Environmental Sciences Institute 22

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