Alcoa Inc. Affiliates and Divisions Overview

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This document provides an overview of Alcoa Inc., its subsidiaries, affiliates, and divisions, including key personnel, job descriptions, and outsourcing of marketing functions to Cargill Power Marketing. Details on APGI, APM LLC, Yadkin Division, and Tapoco Division are included. The document also highlights mailing addresses, compliance officers, and system operators associated with each entity.


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  1. Alcoa Inc. 201 Isabella Street Pittsburgh PA15212 Revised April 2, 2015 MJG Subsidiary of ---- APGI 300 N. Hall Rd; MS# S029 Alcoa, TN 37701 Michael Padgett President Chief Compliance Officer Marion Lucas Division of ---- Subsidiary of ------ APM LLC 300 N. Hall Rd; MS# S029 Alcoa, TN 37701 APGI dba APG Trading 300 N. Hall Rd; MS# S029 Alcoa, TN 37701 Marion Lucas Director and President Marketing Function outsourced to Cargill Power Marketing Marketing Function outsourced to Cargill Power Marketing Tapoco Division Yadkin Division Mark Gross Vice President Mark Gross Vice President No facilitiesshared by Marketing and Transmission function employees. Job Descriptions

  2. Names of Affiliates that Employ or Retain Marketing-Function Employees Effective 4/1/14 All Marketing Functions outsourced to Cargill Power Marketing APGI dba APG Trading 300 N. Hall Rd MS# S029 Alcoa, TN 37701 APM LLC 300 N. Hall Rd MS# S029 Alcoa, TN 37701

  3. Yadkin Division of APGI in Alcoa TN Badin NC Mailing Address: 300 North Hall Road Alcoa TN 37701-2516 Vice President Mark Gross Chief System Operator Tim Poole Compliance Coordinator Reliability Engineer Operators Philip Knode Tim Ridenour Charles Wear Fred White Richard Williams Amy Kohntopp Mike Mears Khalid Osman Job Descriptions

  4. Tapoco Division of APGI in Alcoa Tn. Mailing Address: 300 North Hall Road Alcoa TN 37701-2516 Vice President Mark Gross Chief System Operator Tim Poole Compliance Coordinator Reliability Engineer Operators Philip Knode Tim Ridenour Charles Wear Fred White Richard Williams Amy Kohntopp Mike Mears Khalid Osman Job Descriptions

  5. APGI dba APG Trading 300 N. Hall Rd MS# S029 Alcoa, TN 37701 As of 4/1/14 All marketing and trade Functions outsourced To Cargill Power Marketing *Alcoa Inc. Employees Job Descriptions

  6. APM LLC 300 N. Hall Rd MS# S029 Alcoa, TN 37701 President and Director, APM LLC Marion Lucas * As of 4/1/14 All marketing and trade Functions outsourced To Cargill Power Marketing *Alcoa Inc. Employees Job Descriptions

  7. JOB DESCRIPTIONS Transmission-FunctionEmployees: President Responsiblefor all of Alcoa Power Generating, Inc. s operations. Vice President (Yadkin / Tapoco) Responsible for maintenance,operations, and reliability. Manager Hydro System Operations (Yadkin / Tapoco) Responsiblefor all the daily operations for Yadkin and Tapoco. Technical Manager (Yadkin / Tapoco) Oversees the field operations and engineeringfunctions. Chief System Operator (Yadkin / Tapoco) Supervise Yadkin Division s Balancing Authority and Tapoco Division Transmission daily operations. Operator (Yadkin /Tapoco) Operators for Yadkin Division s Balancing Authority functions and the Tapoco Transmission system. Reliability Engineer (Yadkin) Performs engineeringduties and planning studies for Yadkin and Tapoco Division. Chief Compliance Officer Responsible for ensuring overall complianceactivities for the all registered entities and maintainingcorporate complianceplan. Compliance Coordinator (Yadkin / Tapoco) Responsible for assuring adherence to regulatory requirements and assist in developing procedures. Operations & Compliance Technician (Yadkin / Tapoco) Responsible for developing operating procedures and operational studies. CIP / IPS Compliance Technician Responsiblefor technicaladherence for IPS / CIP regulatory requirementsand IT support to Transmission Function Employees. CIP / IPS Compliance Analyst - Responsible for record keeping and assuring adherence to IPS / CIP regulatory requirements. Marketing All marketing functions outsourced to Cargill PowerMarketing. Legal Officerof APMLLC: President/Director (APM LLC)- Legal Officer

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