Securities exchange act - PowerPoint PPT Presentation


Accounting and Taxation of Securities Organized by Belgaum Branch of ICAI

Explore the accounting treatment and taxation of securities in a seminar organized by the Belgaum branch of ICAI. Learn about various types of securities, their accounting principles, taxation rules, and important points through case studies and insightful discussions led by CA Kinjal Shah. Gain val

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Lusaka Securities Exchange Q1 2024 Market Performance Overview

The Lusaka Securities Exchange (LuSE) in Q1 2024 witnessed notable market performance with Equity Market Capitalization at K97.76 billion, a 10.20% YTD increase. Quarterly media engagements support market transparency and investor confidence. Sector-wise, Retail Trading leads with 36% market capital

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Demat of Securities -Navigating the Process and Laisoning with RTA

Dematerialization converts physical securities into electronic form, stored in a Demat account managed by a Depository Participant (DP). This process, facilitated by Registrars and Share Transfer Agents (RTAs), ensures streamlined trading and ownership. All public companies and certain private compa

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Dematerialization of Securities -Navigating the Process and Laisoning with RTA

Dematerialization converts physical securities into electronic form, stored in a Demat account managed by a Depository Participant (DP). This process, facilitated by Registrars and Share Transfer Agents (RTAs), ensures streamlined trading and ownership. All public companies and certain private compa

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Securitization – From Relationship to Transaction

Securitization allows originators to convert illiquid assets into marketable securities, offering significant benefits like reduced borrowing costs and diversified funding sources. It provides issuers with flexibility to create securities with distin

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Understanding Mortgage Derivatives and Risk Management

Mortgage derivatives such as Interest Only (IO) and Principal Only (PO) strips, as well as Collateralized Mortgage Obligations (CMOs), offer investors a way to manage risk more precisely than traditional mortgage-backed securities. By allowing control over interest rate and default risks, these soph

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Understanding Primary Market Rights Issue in Securities Market

Rights issue in the primary market allows existing shareholders to purchase additional securities at a discounted price. This presentation covers the overview, types of securities offered, key terms, key documents, application processes, and allotment status. It is intended for educational purposes

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Understanding Valuation of Fixed Income Securities

Explore the valuation process for fixed income securities like bonds with a focus on characteristics, capitalization of cash flows, and bond yields. Learn about the features of fixed income securities and how to calculate their present value based on cash flows and discount rates.

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Overview of Indian Securities Market and SEBI

Explore the Indian Securities Market and the role of SEBI in regulating it. Learn about key concepts such as primary and secondary markets, investor rights, mutual funds, and investor grievance redressal. Understand the structure of the market and the prerequisites for buying and selling shares. Dis

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Understanding the Human Gas Exchange System

Explore the essential organs involved in the human gas exchange system, discussing their functions and the importance of efficient gas exchange in organisms. Dive into the process of breathing, gas exchange, and the role of key structures like alveoli and capillaries. Engage in self-assessment tasks

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Understanding the Significance of Capital Market in Finance

Capital Market plays a crucial role in facilitating long-term finance for companies and governments, offering avenues for investors, promoting economic growth, and ensuring stability in securities. It encompasses functions like fund mobilization, capital formation, and technological advancement. Wit

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Accounting Treatment of Casual Incomes and Interest on Securities in Income Tax

This content discusses the accounting treatment of casual incomes and interest on securities in income tax, presented through two problems with solutions. The first problem involves computing income from other sources based on lottery winnings and betting amounts. The second problem deals with calcu

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Understanding Marshalling of Securities in Mortgage Law

Marshalling of Securities, as per Section 81 of the Transfer of Property Act, addresses the scenario where a property owner mortgages properties to different individuals. This doctrine ensures subsequent mortgagees are entitled to have debts satisfied from properties not mortgaged to them while prot

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Understanding International Financial Environment and Foreign Exchange Markets

The international financial system encompasses the management and trading of international money and monetary assets. This involves transactions in foreign currency, foreign deposits, investments, and assets. The foreign exchange market facilitates the exchange of currencies, determining exchange ra

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Understanding Foreign Exchange Rate Systems and Their Impact on Economies

Foreign exchange plays a crucial role in the global economy, representing all currencies other than a country's domestic currency. Different exchange rate systems like fixed, flexible, and managed floating rates have distinct features and implications for trade, capital flows, and macroeconomic stab

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Understanding Dematerialisation in Securities Market

Dematerialisation is the conversion of physical securities into electronic form, making it convenient and secure for investors. This presentation covers the process, prerequisites, and steps involved in dematerialising securities, along with examples of securities that can be dematerialised. It also

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Listing of Securities in Stock Exchange: Requirements and Obligations

Understanding the process of listing securities in a stock exchange involves fulfilling specific conditions before listing, such as offering shares to the public and having a broad-based capital structure. Obligations post-listing include paying annual listing fees, complying with exchange regulatio

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Understanding Foreign Exchange Markets and Risks

Foreign exchange markets play a vital role in facilitating international trade and financial transactions due to the presence of multiple currencies. This article covers the participants in the FX market, various types of transactions, factors influencing exchange rates, and the different types of f

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Overview of Indian Capital Market and Financial Institutions

The Indian Capital Market comprises securities market and financial institutions, facilitating the trading of government securities, industrial securities, and providing medium to long-term funds. Financial intermediaries like merchant bankers, mutual funds, and venture capital companies contribute

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Role of Securities Firms and Investment Banks in Financial Markets

Securities firms and investment banks play a vital role in facilitating the transfer of funds between suppliers and users in financial markets with efficiency and low costs. Investment banks assist businesses and governments in raising funds through securities issuance, while securities firms aid in

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Franklin D. Roosevelt and the New Deal During the Great Depression

The Great Depression of 1929 led to high unemployment, closed businesses, and economic suffering. President Hoover's laissez-faire policies failed to address the crisis adequately. In the 1932 election, FDR introduced the New Deal with a focus on Relief, Recovery, and Reform to combat the Depression

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Empirical Analysis of Kuwaiti Dinar Exchange Rate Behavior and Misalignment

This research focuses on studying the behavior of the real equilibrium exchange rate (REER) of Kuwaiti Dinars, estimating the equilibrium exchange rate using the BEER model, and calculating real exchange misalignments (RERM). It delves into the impact of exchange rate fluctuations on macroeconomic v

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Private Placement of Securities: Overview and Methods to Raise Capital

Private placement of securities involves offering securities to a select group of investors by a company, excluding public offering. This presentation covers the meaning of private placement, provisions of law, methods to raise capital through private placement, and understanding the Private Placeme

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Overview of Insider Trading Laws and Notorious Cases

Insider trading, involving the trading of securities based on confidential information, is prohibited under various statutes such as Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5. The Insider Trading Sanctions Act of 1984 and the Insider Trading and Fraud Act of 1988 provid

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Best Foreign Currency Exchange in Tanglin

If you\u2019re looking for a Foreign Currency Exchange in Tanglin, contact Classic Exchange. Their foreign currency exchange company provides reliable, efficient, and competitive foreign exchange services tailored to meet the diverse needs of travele

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Overview of Tripartite Land Exchange Process

The Tripartite Land Exchange process involves the exchange of National Forest System (NFS) land or timber through authorized acts dating back to 1911 and 1922. The exchange can occur within the boundaries of a National Forest, involving various stakeholders including landowners, timber purchasers, a

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Understanding Exchange Rate Behavior with Negative Interest Rates: Early Observations by Andrew K. Rose

In this study, Andrew K. Rose examines the exchange rate behavior in economies with negative nominal interest rates, focusing on the impact and implications of such rates on exchange rates. The findings suggest limited observable consequences on exchange rate behavior, with similarities in shocks dr

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Foreign Exchange Regulations in India: FERA and FEMA Overview

The Foreign Exchange Regulations in India are governed by acts like FERA and FEMA, aimed at regulating, controlling, and ensuring proper utilization of foreign exchange to promote economic development. FERA, enacted in 1973, was later replaced by FEMA in 2000 to facilitate external trade, payments,

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Overview of the Securities and Exchange Board of India (SEBI)

The Securities and Exchange Board of India (SEBI) was established in 1992 to regulate and promote the development of the securities market. SEBI aims to protect investor interests, prevent malpractices, and ensure a fair and transparent market. Through its objectives, SEBI plays a crucial role in re

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The Rise and Fall of Bernard Madoff and His Securities Firm

Bernard Lawrence Madoff, a former prominent figure in high finance, founded Madoff Securities and revolutionized the securities market. However, his firm's success was built on a fraudulent scheme that collapsed in 2008, causing immense losses to investors.

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The Role and Purpose of Securities and Exchange Board of India (SEBI)

Established in 1988 by the Government of India, Securities and Exchange Board of India (SEBI) plays a crucial role in regulating the securities market. SEBI aims to promote investor protection, ensure fair practices, and facilitate efficient resource mobilization. By monitoring and enforcing regulat

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Overview of Pakistan Capital Market and Securities Exchange Commission

Pakistan's capital market consists of PSX, NCCPL, CDC, and PMEX, regulated by SECP. SECP was established in 1999 to regulate the corporate sector, insurance companies, and non-banking finance companies. The Securities and Exchange Policy Board provides guidance, while the Commission oversees operati

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Introduction to Security Types in Financial Markets

This chapter provides an overview of different types of securities traded in financial markets worldwide. It covers classifications of financial assets, including money market instruments, fixed-income securities, equities, futures, and options. The focus is on interest-bearing assets, such as Treas

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Understanding Fixed-Income Securities for Investment

Fixed-income securities offer fixed returns up to a redemption date or indefinitely, comprising long-term debt securities and preferred stocks. These investments involve various risk factors, including default risk. Long-term debt securities, such as bonds, provide a safe asset but require careful c

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Overview of Foreign Exchange Regulations Act 1973 in India

The Foreign Exchange Regulations Act (FERA) of 1973 in India imposed strict regulations on foreign exchange transactions, payments, and securities dealings. It included restrictions on currency import/export, illegal payments, dealings in foreign exchange, export payments regulated by RBI, bearer se

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Foreign Exchange Management Act, 1999: Overview and Structure

The Foreign Exchange Management Act (FEMA) of 1999 replaced the Foreign Exchange Regulation Act (FERA) and empowers the Reserve Bank of India to regulate foreign exchange transactions. FEMA imposes restrictions on foreign exchange dealings and requires transactions to be conducted through authorized

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Understanding Exchange Rates: An Asset Approach

This chapter delves into the concept of exchange rates and the foreign exchange market from an asset approach perspective. It covers topics such as exchange rate quotations, domestic and foreign currencies, definitions of exchange rates, depreciation, appreciation, and examples illustrating these co

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Overview of Corporate Legislation in India for Societal Welfare

The Government of India has enacted various legislations to safeguard societal interests and ensure the benefits of industrialization are enjoyed by all. Corporate entities adhere to these laws for societal well-being, with key acts such as the Companies Act, 1956, and the Securities and Exchange Bo

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Understanding Equities Trading and Settlement Processes

The process of trading and settling securities involves three stages - trading, clearing, and settlement. Trading can occur on- or off-exchange and may be quote-driven or order-driven. On-exchange trading involves market makers providing liquidity, while off-exchange trading matches buyers and selle

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Comprehensive Guide to Global Securities Operations

Explore the world of global securities operations through this detailed guide, covering topics such as course outlines, study plans, exam preparation, taking the exam, securities investment, and ordinary shares. Gain insights into how securities investment firms operate, the role of investment banks

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