Due diligence - PowerPoint PPT Presentation


Financial Intelligence Centre, Ghana

The FATF Recommendations for preventive measures, customer due diligence, reliance on third parties, internal controls, and reporting of suspicious transactions in Ghana's financial sector.

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Due Diligence for various purposes

This article highlights the importance of due diligence in different business environments, from M&A to secretarial, financial, and FEMA analyses crucial for successful transactions and sustained business health.

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Overview of EU Timber Regulation (EUTR) 995/2010 and its Application in Italy

The EU Timber Regulation (EUTR) 995/2010 aims to combat illegal timber trade by ensuring that timber placed on the European market is from legal sources. Applicable to most wood materials regardless of origin, the regulation requires due diligence in the timber supply chain. Italy implemented the re

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Overview of EU Supply Chain Responsibilities and Sustainability Reporting by Rudolf Miller

Rudolf Miller, Director at T.V. NORD CERT GmbH in Switzerland, discusses the EU directive on corporate diligence in sustainability and the challenges faced by companies in ensuring compliance. The directive aims to improve corporate governance practices, reduce risks related to human rights and envi

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FICA Presented by: Robert Krautkramer

FICA, presented by Robert Krautkramer, aims to create transparency in financial transactions to combat money laundering and terrorism financing. The content explains the concepts of money laundering, the risk-based approach for accountable institutions, and the specific requirements for AIs to compl

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Firm-Wide Risk Assessment for AML Compliance

This content discusses the completion of a firm-wide risk assessment for anti-money laundering (AML) compliance, covering requirements, risk factors, good and bad practices, template guidelines, customer risks, and controls in place to mitigate money laundering and terrorist financing risks. It emph

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M&A Considerations for Gov-Con CFOs

Explore buy-side M&A considerations specifically tailored for Government Contractor CFOs, covering financial due diligence, IT due diligence, GSA schedule due diligence, business combination accounting, and more. Aprio, a leading advisory firm, offers specialized services across various industries a

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Duties of Partners in a Business Partnership

Duties of partners in a business partnership include acting in absolute good faith, carrying on business for the greatest advantage, rendering true accounts and full information, indemnifying for fraud, and acting with due diligence. These duties emphasize trust, honesty, maximizing profit, and prud

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Importance of Spiritual Growth and Diligence in 2 Peter

Understanding the importance of spiritual growth and diligence as outlined in 2 Peter 1:3-11. Embrace your calling and election by adding virtues and knowledge to your faith. By giving diligence to grow spiritually, you can avoid being unfruitful and ensure your entrance into the eternal kingdom. Be

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Common Deficiencies in AML/CFT Policy & Procedures Documents

Update AML/CFT policy documents to align with current legislation, include policy statements on combating financial crimes, ensure staff awareness and compliance, conduct regular risk assessments, and obtain senior management approval for high-risk clients. Address deficiencies in suspicious transac

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Case Study on Professionalism: Ram's Dilemma at Fatafat Life Insurance Company

Ram faces ethical challenges in his new role as Appointed Actuary at Fatafat Life Insurance Company. From accepting the position without proper due diligence to being coerced into unethical practices by the CEO, he finds himself in a dilemma regarding regulatory compliance and integrity. This case s

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OECD Due Diligence Guidance: Establish Strong Management Systems

The OECD Due Diligence Guidance outlines the importance of establishing strong management systems for responsible sourcing of minerals from conflict-affected and high-risk areas. This involves adopting company policies, engaging with suppliers, implementing grievance mechanisms, and utilizing the 3P

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Water and Wastewater Options for Wood County, Parkersburg, West Virginia

American Water is a major water and wastewater service provider in the United States, with a strong presence in West Virginia. By investing in water and wastewater systems, West Virginia American Water benefits counties and municipalities by paying off debt, improving systems, providing employment o

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Negotiation and Sale Agreement Essentials

Seller and buyer negotiations involve considerations such as representations, warranties, due diligence, financing options, concessions, and alternatives to achieve a successful sale. Key factors include seller and buyer desires, access to information, risk management, payment terms, and formalizing

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Guide to Filing for Conservatorship in Fresno, CA Probate Court

Comprehensive guide on filing for conservatorship in Fresno, CA Probate Court, covering basics, costs, required forms, service procedures, and due diligence efforts. Detailed information on the process including filing location, fees, required documents, and serving requirements. Includes tips on du

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Best Practices for CRS/FATCA Compliance in Revenue Reporting

Enhance revenue compliance strategies by promoting good system design, understanding CRS/FATCA rules, and preventing errors. Implement interventions, checks, and validations to ensure accurate reporting. Stakeholder collaboration, governance, training, and documentation are key for effective complia

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Understanding How to Buy and Sell Shares in the Stock Exchange

This presentation provides educational insights on buying and selling shares in the stock market through the secondary market. It covers pre-trade preparation, the importance of due diligence, and steps to review and compare companies before investing. Emphasizing the need for research and analysis,

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GCF Approach to Environmental and Social Safeguards: A Focus on GCF REDD+ Results-based Payments in Africa

The content discusses the Green Climate Fund's approach to environmental and social safeguards, specifically focusing on the REDD+ results-based payments program in the Africa region. It covers standards, due diligence roles, risk-based approaches, ESS requirements for the REDD+ pilot program, past

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Enhancing Corporate Accountability through Human Rights Due Diligence

European Coalition for Corporate Justice emphasizes the importance of Human Rights Due Diligence (HRDD) as a mechanism for preventing human rights abuses and improving access to justice. The lack of harmonized HRDD obligations in the EU hinders corporate accountability. Implementing effective HRDD l

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Understanding the New Fifth Pillar of Customer Due Diligence

The Customer Due Diligence (CDD) Final Rule, effective from May 11, 2018, adds a crucial 5th pillar to Anti-Money Laundering (AML) Program requirements aimed at improving financial transparency and mitigating risks related to illicit transactions. The rule outlines key elements such as customer iden

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Understanding AML Risk Assessments and Due Diligence Regulations

Anti-money laundering (AML) risk assessments and due diligence regulations are crucial for preventing money laundering and terrorist financing. This content discusses the importance of risk assessments, client due diligence, and regulatory compliance in the AML landscape. It emphasizes the need for

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Responsible Sourcing in Conflict-Affected Areas: OECD Guidelines

The OECD Due Diligence Guidance outlines steps for companies to identify and assess risks in mineral supply chains from conflict-affected and high-risk areas. It explains Conflict-Affected and High-Risk Areas (CAHRAs) and the importance of due diligence in responsible mineral sourcing to avoid finan

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Tackling Child Labor in Uganda's Coffee Sector: A Project Approach

The "Child Education Project Uganda" led by Rashida Nakabuga aims to address the root causes of child labor in Uganda, particularly in the coffee sector. With a focus on poverty, gender inequality, and inadequate education, the project adopts a risk-based due diligence approach at the farm level to

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Corporate Tax Association 2018 GST & Indirect Tax Corporate Intensive Conference

This year's Corporate Tax Association 2018 conference in Melbourne focuses on providing corporate indirect tax professionals with technical updates and hands-on experience of the latest in indirect tax technology and robotic process automation. The event includes sessions on GST cases, international

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Corporate Alliance Policy Compliance Assessment and Follow-up

In November, the CEO forum emphasized the need for CMC and APC to ensure compliance with the Corporate Alliance Policy. This article explores the use and integration of the policy within organizations, outlines due diligence processes, and suggests ways to enhance compliance and awareness. It also d

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Prostate Rapid Diagnostic Service Transformation Overview

The document outlines the transformation of the Prostate Rapid Diagnostic Service (RDS), detailing plans, due diligence requirements, implementation timelines, and good practices such as virtual telephone triage systems and use of MRI before biopsies. It emphasizes the implementation of Rapid Diagno

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Paralegal Primer on Commercial Real Estate Closings

This presentation covers key aspects of commercial real estate closings from preliminary matters and due diligence to tenant documents and review processes. It discusses obtaining necessary agreements, conducting due diligence reviews, handling conveyance documents, and more.

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Practical and Relational Ethics in the Ministry: Cultivating Team Loyalty, Diligence, and Cooperation

Hewlett-Packard exemplifies a strong corporate culture, emphasizing respect, community, and hard work. Applying these principles to ministry, team members are encouraged to demonstrate loyalty to the cause, team, and constituency, along with diligence and cooperation. Biblical references highlight t

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Understanding the EU Deforestation Regulation (EUDR) and Its Implications

The EU Deforestation Regulation (EUDR) has significant implications for producers and importers. It outlines obligations, timelines, and consequences of non-compliance, focusing on forestry practices, due diligence systems, and proof of legality. Importers must adhere to a due diligence system to en

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Corporate Climate Responsibility and Mandatory Due Diligence Laws in International Investment Law

Explore the intersection of sustainable development, corporate climate responsibility, and human rights obligations in business practices. Learn about the evolving laws and directives that hold companies accountable for identifying, preventing, and mitigating environmental and human rights impacts.

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Annual Reporting for Supply Chain Due Diligence: A Guide

Reporting annually on supply chain due diligence is a critical aspect of implementing responsible sourcing practices as per the OECD Guidance. It helps in managing risks effectively, building stakeholder trust, and facilitating continuous improvement. The due diligence report should cover various el

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The Common Thread: Diligence, Devotion, and Dedication in Biblical Verses

Reflect on selected verses from the Bible emphasizing the importance of diligence, devotion, and dedication in living a surrendered life. Explore passages that urge believers to seek God first, be zealous in their obedience, and maintain a steadfast faith. Discover the common theme of wholehearted c

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Insights on Diligence, Devotion, and Dedication from Biblical Passages

Various Bible verses, such as Galatians 2:19-20, Ecclesiastes 9:10, Ezra 7:23, Colossians 3:17, 2 Peter 3:14, Matthew 6:33, and James 4:7-8 emphasize the importance of diligence, devotion, and dedication in one's spiritual life. These passages highlight the significance of living a surrendered life

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Compliance Evaluation of ENV's Diligence in Landfill Site Selection Process

The review assesses the diligence of ENV in identifying new landfill sites as per LUC conditions. It highlights delays, inclusion/exclusion issues, and non-compliance with the Solid Waste Plan. Concerns raised by Ko Olina Community Association and Senator Maile Shimabukuro reflect discrepancies in t

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Strategic Due Diligence with Mekko Graphics: Empowering Decision-Making

Mekko Graphics, trusted by top private equity firms, facilitates strategic due diligence with its advanced charting features such as Marimekko and Bar Mekko charts. This tool aids in market analysis, competitive positioning, and tracking market trends over time. Utilize Mekko Graphics for comprehens

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Understanding Customer Due Diligence and Proposed Federal Legislation

Explore the importance of Customer Due Diligence (CDD) for financial institutions in verifying beneficial owners and monitoring transactions. Learn about the requirements and deadlines set by the FinCEN and Department of Treasury. Additionally, delve into the details of the proposed Federal Legislat

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Responding to Risks in OECD Due Diligence Guidance

Develop and implement a strategic response to identified risks in accordance with the OECD Due Diligence Guidance for responsible sourcing of minerals. The process involves reporting findings to management, devising a risk management plan, implementing the plan, and assessing ongoing risks. Mitigati

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Comprehensive Guide to Due Diligence Review and Letter of Intent

This comprehensive guide delves into the due diligence review process and the intricacies of crafting a letter of intent in the context of oil and gas property acquisitions. It covers the basic framework, goals, what is not covered, a roadmap of the presentation, available forms, the acquisition and

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Fast Track Due Diligence for Covid19 Crisis Response

UNDP is implementing a fast-track due diligence process for engaging with the private sector in response to the Covid19 crisis. The approach involves minimum screening requirements, local decision-making protocols, risk management measures, and guidelines for partnership activities. The operational

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Operations and Technology Due Diligence in Mergers & Acquisitions

This article discusses the critical role of operations and technology in the success of mergers and acquisitions (M&A) transactions. It emphasizes the importance of conducting thorough due diligence in these areas to identify challenges, opportunities, and potential synergies that can impact the out

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