Vibrational Spectrum in Diatomic Chain Structures: Analysis and Eigenmodes

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The vibrational spectrum of structures with two atoms in a linear diatomic chain is examined, focusing on the equation of motion for atoms at even and odd positions, phonon dispersion, transverse acoustic and optical modes, longitudinal eigenmodes in 1D, and extending the 1D model to 3D for phonon dispersion. The discussion includes the unique labeling convention, different from monatomic structures, and the potential implications of opposite charged atoms in the optical mode.


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  1. Vibrational spectrum for structures with 2 atoms/primitive basis Linear diatomic chain: 2n Note different convention for a than Kittel. I have a good reason! 2n-2 2n-1 2n+1 2n+2 a C 2a u2n u2n+1 u2n-2 u2n-1 u2n+2 C ( ) = + 2 u u u u Equation of motion for atoms on even positions: + 2 2 1 2 1 2 n n n n m Only the labeling convenient is different from monatomic. If that s all, why might this be any different from monatomic? Why should we label it differently? C ( ) = + 2 u u u u Equation of motion for atoms on odd positions: + + + 2 1 2 2 2 2 1 n n n n M + (( ie n ka ) 1 ) t ( ie kna 2 ) t 2 = = u B u A Solution with: and + n n 2 1 2

  2. cos C C B ka C C C = 2 A 2= = + 2 ika ika 2 2 cos A B ka ( ) 2 A B e e A m m m m 2 2 m C C 2= C 2 2 cos B A ka = + 2 ika ika ( ) 2 B A e e B What happens? M M M C 1 1 = 2 = + 2 C m m M 2 C C C Phononendispersion = 2 2 2 2 2 4 cos ka m M Mm C = 2 2 2 C C C C Show video M + = 2 2 4 2 4 2 2 4 cos ka Mm M m Mm ( 1 u ) 0 = 2 C C C C 2 ( ) = m + + n 2 4 2 2 4 1 cos n ka u 2 M + Mm 2 u u m n + 2 2 1 n 2 2 sin2 ( ie kna 2 ) t ka = u A n 2 2 1 1 1 1 = k : 2 2=C = + C D D a 2 m M m M C ( 4 ) 2 2 + n 1 u 1 2 + 1 1 u sin ka = + 2 u C u = M + 2 1 2 + (( ie n ka ) 1 ) t C 2 + + 2 1 2 2 = n n n u B + C n 2 1 C , m M m M Mm = = 2 2 M m

  3. Technically longitudinal only in 1D Transverse acoustic mode for diatomic chain A/B=1 + (( ie n ka ) 1 ) t 2 ( ie kna 2 ) t = u B = u A + n 2 1 n 2

  4. Transverse optical mode for diatomic chain Technically longitudinal only in 1D Amplitudes of different atoms A/B=-m/M Transverse acoustic mode for diatomic chain A/B=1 + (( ie n ka ) 1 ) t 2 ( ie kna 2 ) t = u B = u A + n 2 1 n 2

  5. Longitudinal Eigenmodes in 1D What if the atoms were opposite charged? Optical Mode: These atoms, if oppositely charged, would form an oscillating dipole which would couple to optical fields with ~a

  6. Phonon Dispersion in 3D 1D model The 1D model can be extended to 3D if the variables u refer not to displacements of atoms but planes of atoms. 3D model

  7. Phonon Dispersion in 3D 1D model The 1D model can be extended to 3D if the variables u refer not to displacements of atoms but planes of atoms. Need to include motions that are perpendicular to the wave vector. 3D model

  8. Phonon Dispersion in 3D 1D model The 1D model can be extended to 3D if the variables u refer not to displacements of atoms but planes of atoms. Need to include motions that are perpendicular to the wave vector. These are called transverse acoustic modes (TA), as opposed to longitudinal acoustic modes (LA). 3D model

  9. 3D Dispersion curves Every 3D crystal has 3 acoustic branches, 1 longitudinal and 2 transverse Are the branches degenerate? LA Primary wave = faster wave TA Secondary wave = slower wave No, the perpendicular displacements will have different force ( spring ) constants from the longitudinal force constants. Example: Earthquake waves

  10. Would you expect the two transverse branches to be degenerate? Think about a tetragonal lattice to debate this.

  11. Number and Type of Branches Every crystal has 3 acoustic branches, 1 longitudinal and 2 transverse Every additional atom in the primitive basis contributes 3 further optical branches (again 2 transverse and 1 longitudinal) Sometimes transverse will be degenerate How would you know which branch is longitudinal? p atoms/primitive unit cell ( primitive basis of p atoms): 3 acoustic branches + 3(p-1) optical branches = 3p branches 1LA +2TA (p-1)LO +2(p-1)TO How many branches and of what type for a perovskite ABO3?

  12. Write down the equation(s) of motion and guess solution 2D Square Lattice

  13. .. u = + + + ( 2 ) ( 2 ) M C u u u C u u u lm , 1 + , 1 + , 1 , 1 l m l m lm l m l m lm ( ) C u u Write down the equation(s) of motion and guess solution + , 1 l m lm Ul,m+1 l,m+1 ( ) C u u ( ) C u u How would you add in second nearest neighbor interactions? , 1 l m lm , 1 + l m lm + ( ) i lk a mk a t = u u e x y Ulm lm Ul l- -1,m Ul+1,m l+1,m How will relate to u? lm o 1,m ( ) C u u + , 1 l m lm Ul,m 2D Square Lattice l,m- -1 1

  14. .. u = + + + ( 2 ) ( 2 ) M C u u u C u u u lm , 1 + , 1 + , 1 , 1 l m l m lm l m l m lm ?2=2? Ul,m+1 l,m+1 ?(2 cos??? cos???) K Compare to 1D solution: ?2=2? 1 cos ?? ? Ulm lm Ul l- -1,m Ul+1,m l+1,m 1,m Ul,m l,m- -1 1 + ( ) i lk a mk a t = 2D Lattice u u e x y lm o

  15. .. u = + + + ( 2 ) ( 2 ) M C u u u C u u u lm , 1 + , 1 + , 1 , 1 l m l m lm l m l m lm ?2=2? Ul,m+1 l,m+1 ?(2 cos??? cos???) K Compare to 1D solution: ?2=2? 1 cos ?? ? Ulm lm Ul l- -1,m Ul+1,m l+1,m How do you think you might change this if a rectangular lattice? 1,m Ul,m l,m- -1 1 + ( ) i lk a mk a t = 2D Lattice u u e x y lm o

  16. .. u = + + + ( 2 ) ( 2 ) M C u u u C u u u lm , 1 + , 1 + , 1 , 1 l m l m lm l m l m lm ?2=2? Ul,m+1 l,m+1 ?(2 cos??? cos???) K Plot w vs k for the [10] and [11] directions. Ulm lm Ul l- -1,m Ul+1,m l+1,m 1,m Identify the values of at k=0 and at the BZ edges. (Hint: draw the BZ first) Ul,m l,m- -1 1 2D Lattice

  17. .. u = + + + ( 2 ) ( 2 ) M C u u u C u u u lm , 1 + , 1 + , 1 , 1 l m l m lm l m l m lm ?2=2? ?(2 cos??? cos???) K Plot w vs k for the [10] and [11] directions. Ulm lm Ul l- -1,m Ul+1,m l+1,m 1,m Identify the values of at k=0 and at the BZ edges. (Hint: draw the BZ first) Ul,m l,m- -1 1 2D Lattice

  18. ?2=2? ?(2 cos??? cos???) K Plot w vs k for the [10] and [11] directions. Ulm lm Ul l- -1,m Ul+1,m l+1,m 1,m Identify the values of at k=0 and at the BZ edges. (Hint: draw the BZ first) Ul,m l,m- -1 1

  19. Real Phonon Spectra Might Look Slightly Different What are some differences? Why might they be different? fcc bcc fcc, 2 atoms

  20. Real Phonon Spectra Might Look Slightly Different What are some differences? Why might they be different? fcc bcc fcc, 2 atoms Remember we made several simplifications: Interactions beyond nearest neighbors are not included Assumed harmonic potential Ignored electron-phonon coupling

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