Kaplan's Theory of Indexicals

Kaplan’s Theory of
Indexicals
Introduction to Pragmatics
Elizabeth Coppock
Fall 2010
Indexicals
 
Indexical
: A word whose referent is dependent on
the context of use, which provides a rule which
determines the referent in terms of certain aspects
of the context.  (Kaplan 1977, 
Demonstratives
, p.
490)
 
 
Examples: 
I, my, you, that, this, here, now, tomorrow,
yesterday, actual, present
Demonstratives
 
Demonstrative: 
An indexical that requires an
associated demonstration.
 
Examples: 
this, that
 
Cf. Fillmore’s 
gestural 
uses of deictic terms.
Pure Indexical
 
Pure indexical
: An indexical for which no
demonstration is required.
 
Example: 
I, now, here, tomorrow
.
 
(Although 
here 
has a demonstrative use:
 
“In two weeks, I will be here [pointing]”)
Two obvious principles
1.
The referent of a pure indexical depends on the
context, and the referent of a demonstrative
depends on the associated demonstration.
2.
Indexicals, pure and demonstrative alike, are
directly referential
.
Directly referential
 
An expression is 
directly referential
 if its referent,
once determined, is taken as fixed for all possible
circumstances.
 
(Like Kripke’s 
rigid designators
)
Proper names (
John
) are directly referential
Definite descriptions (
the man
)
 
are not
The actual world
Alternative World 2
Alternative World 1
Said by me today (in the US):
The president 
is a Democrat”
true
true
false
Alternative World 3
Alternative World 5
Alternative World 4
Said by me today:
The president 
is a Democrat”
true
true
false
The actual world
Alternative World 2
Alternative World 1
Said by me today:
Barack Obama 
is a Democrat”
true
true
true
Alternative World 3
Alternative World 5
Alternative World 4
Said by me today:
Barack Obama 
is a Democrat”
true
true
true
The actual world
Alternative World 2
Alternative World 1
Said by Barack Obama today:
I
 am a Democrat”
true
true
true
Alternative World 3
Alternative World 5
Alternative World 4
Said by Barack Obama today:
I 
am a Democrat”
true
true
true
Conclusion
“Barack Obama” designates the same individual in
every possible world; it is directly referential.
“The president” can designate different individuals
in different possible worlds.
When Barack Obama says “I”, he means “Barack
Obama”. “I” is directly referential too.
(Complication)
There are so-called 
descriptive 
uses of indexicals.
Says a prisoner on death row (Nunberg):
 
I am traditionally allowed a last meal.
 
[“I” – a person on death row.]
But nevermind that.  Ignore this slide.
Recall: Directly referential
 
 
An expression is 
directly referential
 if its referent,
once determined, is taken as fixed for all possible
circumstances.
 
Kaplan continues:
 
This does not mean it could not have been used to
designate a different object; in a different 
context
, it
might have.  But regardless of the 
circumstance of
evaluation
, it picks out the same object.
Context vs. Circumstance
Context of utterance: 
Who is speaking to whom,
where, when, what they’re gesturing to, etc.
Circumstance of evaluation: 
A possible world at
which the truth of the utterance might be
evaluated.
Actual World
Alternative World 5
“I am a Democrat”
Context
:
Speaker=Obama: true
Speaker=McCain: false
Context:
Speaker=Obama: true
Speaker=McCain: true
Direct Reference
The word “I”, uttered by Barack Obama (or
whoever), picks out the same individual in every
possible world.
You don’t have to look to see what properties the
object has in the world in order to decide what it
refers to.
Unlike definite descriptions, whose referent depends
on who is the president.
The only thing that can affect what “I” refers to is
who the speaker is
.
Indexicals and Descriptive Content
Descriptions like “the president” and “a president”
do have descriptive content: they describe the
discourse referent as a president.
Proper names have no descriptive content.  (What’s
in a name?...)
Do indexicals have descriptive content?
Sure.  “I” describes the referent as being the speaker.
But “the descriptive meaning of a directly referential
term is no part of the propositional content” (p. 497)
Content vs. Character
Character:
  The aspect of meaning that two
utterances of the same sentence share across
different contexts of utterance.
Content
: The proposition expressed by an utterance,
with the referents of all of the indexicals resolved.
Same or different meaning?
I am turning 30
today.
May 11, 2010:
I am turning 30
today.
May 12, 2010:
I am turning 30
today.
May 11, 2010:
I turned 30
yesterday.
May 12, 2010:
 
Same or different meaning?
Same 
character
, different 
content
I am turning 30
today.
May 11, 2010:
I am turning 30
today.
May 12, 2010:
I am turning 30
today.
May 11, 2010:
I turned 30
yesterday.
May 12, 2010:
 
Same 
content
, different 
character
Indexicals and Descriptive Content
 
“Indexicals have descriptive meaning, but this
meaning is relevant only to determining a referent
in a context of use and not to determining a
relevant individual in a circumstance of evaluation.”
 
I.e., the descriptive meaning is part of the
character
, but not the 
content
.
Imagine if it were otherwise!
 
 
Suppose “I do not exist” is true in a circumstance
of evaluation if and only if the speaker (assuming
there is one) of the circumstance does not exist in
the circumstance.  Nonsense!  If that were the
correct analysis, what I said 
could not
 be true.
From which it follows that:
  
It is impossible that I do not exist.
Impossibility
Something that is 
possible 
is true in at least one
possible world.
Something that is 
impossible 
is false at every
possible world.
Something that is 
necessary
 is true at every
possible world.
The actual world
Alternative World 8
Alternative World 7
“I am here now”
Kaplan calls this a 
logical truth
 meaning that
whenever it is uttered, it is true.
But it is never a 
necessary truth
 because the
circumstances could be otherwise.
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Kaplan's Theory of Indexicals explores the concept of indexicality in language, defining indexicals as words whose referents depend on the context of use. The theory distinguishes pure indexicals from demonstratives and emphasizes the directly referential nature of indexicals. By delving into alternative worlds and examples like "here" and "now," the theory sheds light on how language constructs meaning based on context and reference.

  • Language theory
  • Indexicals
  • Pragmatics
  • Kaplans Theory
  • Contextual reference

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  1. Kaplans Theory of Indexicals Introduction to Pragmatics Elizabeth Coppock Fall 2010

  2. Indexicals Indexical: A word whose referent is dependent on the context of use, which provides a rule which determines the referent in terms of certain aspects of the context. (Kaplan 1977, Demonstratives, p. 490) Examples: I, my, you, that, this, here, now, tomorrow, yesterday, actual, present

  3. Demonstratives Demonstrative: An indexical that requires an associated demonstration. Examples: this, that Cf. Fillmore s gestural uses of deictic terms.

  4. Pure Indexical Pure indexical: An indexical for which no demonstration is required. Example: I, now, here, tomorrow. (Although here has a demonstrative use: In two weeks, I will be here [pointing] )

  5. Two obvious principles 1. The referent of a pure indexical depends on the context, and the referent of a demonstrative depends on the associated demonstration. 2. Indexicals, pure and demonstrative alike, are directly referential.

  6. Directly referential An expression is directly referential if its referent, once determined, is taken as fixed for all possible circumstances. (Like Kripke s rigid designators) Proper names (John) are directly referential Definite descriptions (the man) are not

  7. Alternative World 2 Said by me today (in the US): The president is a Democrat The actual world false Alternative World 1 true true

  8. Alternative World 5 Said by me today: The president is a Democrat Alternative World 3 true Alternative World 4 true false

  9. Alternative World 2 Said by me today: Barack Obama is a Democrat The actual world true Alternative World 1 true true

  10. Alternative World 5 Said by me today: Barack Obama is a Democrat Alternative World 3 true Alternative World 4 true true

  11. Alternative World 2 Said by Barack Obama today: Iam a Democrat The actual world true Alternative World 1 true true

  12. Alternative World 5 Said by Barack Obama today: I am a Democrat Alternative World 3 true Alternative World 4 true true

  13. Conclusion Barack Obama designates the same individual in every possible world; it is directly referential. The president can designate different individuals in different possible worlds. When Barack Obama says I , he means Barack Obama . I is directly referential too.

  14. (Complication) There are so-called descriptive uses of indexicals. Says a prisoner on death row (Nunberg): I am traditionally allowed a last meal. [ I a person on death row.] But nevermind that. Ignore this slide.

  15. Recall: Directly referential An expression is directly referential if its referent, once determined, is taken as fixed for all possible circumstances. Kaplan continues: This does not mean it could not have been used to designate a different object; in a different context, it might have. But regardless of the circumstance of evaluation, it picks out the same object.

  16. Context vs. Circumstance Context of utterance: Who is speaking to whom, where, when, what they re gesturing to, etc. Circumstance of evaluation: A possible world at which the truth of the utterance might be evaluated.

  17. Alternative World 5 I am a Democrat Actual World Context: Speaker=Obama: true Context: Speaker=McCain: true Speaker=Obama: true Speaker=McCain: false

  18. Direct Reference The word I , uttered by Barack Obama (or whoever), picks out the same individual in every possible world. You don t have to look to see what properties the object has in the world in order to decide what it refers to. Unlike definite descriptions, whose referent depends on who is the president. The only thing that can affect what I refers to is who the speaker is.

  19. Indexicals and Descriptive Content Descriptions like the president and a president do have descriptive content: they describe the discourse referent as a president. Proper names have no descriptive content. (What s in a name?...) Do indexicals have descriptive content? Sure. I describes the referent as being the speaker. But the descriptive meaning of a directly referential term is no part of the propositional content (p. 497)

  20. Content vs. Character Character: The aspect of meaning that two utterances of the same sentence share across different contexts of utterance. Content: The proposition expressed by an utterance, with the referents of all of the indexicals resolved.

  21. Same or different meaning? May 11, 2010: May 12, 2010: I am turning 30 today. I am turning 30 today.

  22. Same or different meaning? May 11, 2010: May 12, 2010: I am turning 30 today. I turned 30 yesterday.

  23. Same character, different content May 11, 2010: May 12, 2010: I am turning 30 today. I am turning 30 today.

  24. Same content, different character May 11, 2010: May 12, 2010: I am turning 30 today. I turned 30 yesterday.

  25. Indexicals and Descriptive Content Indexicals have descriptive meaning, but this meaning is relevant only to determining a referent in a context of use and not to determining a relevant individual in a circumstance of evaluation. I.e., the descriptive meaning is part of the character, but not the content.

  26. Imagine if it were otherwise! Suppose I do not exist is true in a circumstance of evaluation if and only if the speaker (assuming there is one) of the circumstance does not exist in the circumstance. Nonsense! If that were the correct analysis, what I said could not be true. From which it follows that: It is impossible that I do not exist.

  27. Impossibility Something that is possible is true in at least one possible world. Something that is impossible is false at every possible world. Something that is necessary is true at every possible world.

  28. Alternative World 8 The actual world Alternative World 7

  29. I am here now Kaplan calls this a logical truth meaning that whenever it is uttered, it is true. But it is never a necessary truth because the circumstances could be otherwise.

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