Securities market regulation - PowerPoint PPT Presentation


Accounting and Taxation of Securities Organized by Belgaum Branch of ICAI

Explore the accounting treatment and taxation of securities in a seminar organized by the Belgaum branch of ICAI. Learn about various types of securities, their accounting principles, taxation rules, and important points through case studies and insightful discussions led by CA Kinjal Shah. Gain val

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Overview of EU Timber Regulation (EUTR) 995/2010 and its Application in Italy

The EU Timber Regulation (EUTR) 995/2010 aims to combat illegal timber trade by ensuring that timber placed on the European market is from legal sources. Applicable to most wood materials regardless of origin, the regulation requires due diligence in the timber supply chain. Italy implemented the re

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Alternatives to Regulation in the Market: Public Enterprise and Franchise Bidding

Understanding the concept of natural monopoly problem and exploring the alternatives to market regulation such as public enterprise and franchise bidding, with a focus on cable television. Delve into the challenges and benefits of each approach, including the potential of franchise bidding to achiev

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Lusaka Securities Exchange Q1 2024 Market Performance Overview

The Lusaka Securities Exchange (LuSE) in Q1 2024 witnessed notable market performance with Equity Market Capitalization at K97.76 billion, a 10.20% YTD increase. Quarterly media engagements support market transparency and investor confidence. Sector-wise, Retail Trading leads with 36% market capital

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SEBI's Role in Investor Protection and Stock Market Regulation

Securities and Exchange Board of India (SEBI) plays a crucial role in safeguarding investor interests and ensuring fair practices in the Indian stock market. By promoting transparency, enforcing regulations, and regulating market intermediaries, SEBI aims to maintain market integrity, protect invest

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Understanding Primary Market Rights Issue in Securities Market

Rights issue in the primary market allows existing shareholders to purchase additional securities at a discounted price. This presentation covers the overview, types of securities offered, key terms, key documents, application processes, and allotment status. It is intended for educational purposes

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Understanding Valuation of Fixed Income Securities

Explore the valuation process for fixed income securities like bonds with a focus on characteristics, capitalization of cash flows, and bond yields. Learn about the features of fixed income securities and how to calculate their present value based on cash flows and discount rates.

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Overview of Indian Securities Market and SEBI

Explore the Indian Securities Market and the role of SEBI in regulating it. Learn about key concepts such as primary and secondary markets, investor rights, mutual funds, and investor grievance redressal. Understand the structure of the market and the prerequisites for buying and selling shares. Dis

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Understanding the Significance of Capital Market in Finance

Capital Market plays a crucial role in facilitating long-term finance for companies and governments, offering avenues for investors, promoting economic growth, and ensuring stability in securities. It encompasses functions like fund mobilization, capital formation, and technological advancement. Wit

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Regulation of Extracellular Fluid Volume: A Comprehensive Overview

Understanding the intricate mechanisms involved in the regulation of extracellular fluid volume is essential for maintaining normal body function. This includes sensor and effector roles in renal regulation, the influence of aldosterone on Na+ reabsorption, the significance of Na+ balance, and the i

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Understanding Dematerialisation in Securities Market

Dematerialisation is the conversion of physical securities into electronic form, making it convenient and secure for investors. This presentation covers the process, prerequisites, and steps involved in dematerialising securities, along with examples of securities that can be dematerialised. It also

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Listing of Securities in Stock Exchange: Requirements and Obligations

Understanding the process of listing securities in a stock exchange involves fulfilling specific conditions before listing, such as offering shares to the public and having a broad-based capital structure. Obligations post-listing include paying annual listing fees, complying with exchange regulatio

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Understanding the Importance of Money Markets and Bond Markets

Money markets play a crucial role in the financial system by providing short-term, low-risk, and liquid investment options. Participants include institutional investors and dealers who engage in large transactions. Money market securities have specific characteristics, such as large denominations, l

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Understanding the EU General Data Protection Regulation (EU GDPR)

The EU General Data Protection Regulation (EU GDPR) is a comprehensive regulation that governs the processing of personal data of individuals in the EU. It came into effect on May 25, 2018, and applies to all organizations handling personal data of EU residents. The regulation includes key definitio

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Overview of Indian Capital Market and Financial Institutions

The Indian Capital Market comprises securities market and financial institutions, facilitating the trading of government securities, industrial securities, and providing medium to long-term funds. Financial intermediaries like merchant bankers, mutual funds, and venture capital companies contribute

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Role of Securities Firms and Investment Banks in Financial Markets

Securities firms and investment banks play a vital role in facilitating the transfer of funds between suppliers and users in financial markets with efficiency and low costs. Investment banks assist businesses and governments in raising funds through securities issuance, while securities firms aid in

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Emerging Trends in Regulation and Credentialing for Advanced Practice Nursing

Explore the evolving landscape of regulation and credentialing in advanced practice nursing, including inconsistencies in titles, the debate between regulation and credentialing, and the challenges and purposes of regulation. Discover the impact on roles, education, and patient safety in this rapidl

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Regulation of Blood Glucose and Its Importance in Maintaining Health

Blood glucose regulation is crucial for energy supply in the body, particularly for brain function. Understanding the balance of glucose entering and leaving the blood through processes like absorption, glycogenolysis, and gluconeogenesis is vital. Hormones like insulin and glucagon play key roles i

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Understanding Capital Market and Its Significance

Capital market refers to the market for long-term finance where financial assets like Shares, Debentures, and Bonds are traded. It plays a vital role in mobilizing funds for companies and governments, facilitating capital formation, and promoting economic growth. The classification includes Industri

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Understanding the Primary Market and Its Functions

The primary market, also known as the new issue market, is where industrial securities are issued for the first time to the public. It plays a crucial role in mobilizing savings and channelizing them for productive purposes. Through processes like IPOs and FPOs, companies raise capital for various n

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Private Placement of Securities: Overview and Methods to Raise Capital

Private placement of securities involves offering securities to a select group of investors by a company, excluding public offering. This presentation covers the meaning of private placement, provisions of law, methods to raise capital through private placement, and understanding the Private Placeme

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Market Regulation Alignment: Pre and Post-Brexit Analysis

Delve into the evolution of market regulation alignment before and after Brexit, exploring key time periods and policy contexts. From the UK's accession to the European Communities to the implications of the Brexit transition, this analysis examines the instrumental choices and democratic oversight

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Enhancing Self-Regulation for Formative Assessment through Social and Emotional Learning

Explore the significance of self-regulation in formative assessment, understand key concepts like self-control, emotional competence, and perseverance. Discover actionable strategies to implement self-regulation interventions with students and train other adults effectively. Future orientation and s

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Understanding the Primary Market in Corporate Finance

Every company needs funds for short-term or long-term requirements, which can be met through sources like banks or the primary market. The primary market is where securities are purchased directly from the issuer, offering new securities to investors. This market helps in raising long-term capital f

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Understanding Incentive Regulation in Utility Management

Incentive regulation in utility management involves various approaches such as Rate of Return Regulation (RORR), Price Cap Regulation, and Performance-based Regulation. Each method has its pros and cons, requiring careful consideration based on the specific setting. Rate hearings are essential quasi

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Enhancing Self-Regulation Skills in Children: Strategies and Tips

Understanding and fostering self-regulation in children is crucial for their development. Self-regulation involves controlling impulses, focusing, and shifting between tasks. This article delves into the internal mechanisms of self-regulation, such as executive function, and provides practical tips

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Overview of the Securities and Exchange Board of India (SEBI)

The Securities and Exchange Board of India (SEBI) was established in 1992 to regulate and promote the development of the securities market. SEBI aims to protect investor interests, prevent malpractices, and ensure a fair and transparent market. Through its objectives, SEBI plays a crucial role in re

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The Rise and Fall of Bernard Madoff and His Securities Firm

Bernard Lawrence Madoff, a former prominent figure in high finance, founded Madoff Securities and revolutionized the securities market. However, his firm's success was built on a fraudulent scheme that collapsed in 2008, causing immense losses to investors.

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ADIB Securities Weekly Report - Global and Local Market Snapshot

ADIB Securities weekly report provides insights into the international and MENA indices weekly changes, including the performance of global indices like Dow Jones, Nasdaq, and regional indices like Saudi SE, DFM, and more. The report also covers commodity price changes, regional news highlights from

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Role and Functions of SEBI in Financial Market Regulation

SEBI, the Securities and Exchange Board of India, plays a crucial role in protecting investor interests and ensuring fair practices in the financial market. It carries out protective functions by preventing insider trading and price rigging, promotes fair trade practices, and provides financial educ

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The Role and Purpose of Securities and Exchange Board of India (SEBI)

Established in 1988 by the Government of India, Securities and Exchange Board of India (SEBI) plays a crucial role in regulating the securities market. SEBI aims to promote investor protection, ensure fair practices, and facilitate efficient resource mobilization. By monitoring and enforcing regulat

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Understanding Money Market Instruments and Yields

Money market instruments are short-term debt securities with high liquidity, low risk, and issued by high-quality borrowers. These instruments offer a higher return than cash holdings, making them attractive for investors. Bond equivalent yields provide a way to compare different types of securities

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Overview of Pakistan Capital Market and Securities Exchange Commission

Pakistan's capital market consists of PSX, NCCPL, CDC, and PMEX, regulated by SECP. SECP was established in 1999 to regulate the corporate sector, insurance companies, and non-banking finance companies. The Securities and Exchange Policy Board provides guidance, while the Commission oversees operati

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Introduction to Security Types in Financial Markets

This chapter provides an overview of different types of securities traded in financial markets worldwide. It covers classifications of financial assets, including money market instruments, fixed-income securities, equities, futures, and options. The focus is on interest-bearing assets, such as Treas

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Understanding Fixed-Income Securities for Investment

Fixed-income securities offer fixed returns up to a redemption date or indefinitely, comprising long-term debt securities and preferred stocks. These investments involve various risk factors, including default risk. Long-term debt securities, such as bonds, provide a safe asset but require careful c

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Regulation Proposal to Combat Deforestation and Forest Degradation in the European Union

The European Commission is proposing a regulation to prevent the entry and export of commodities linked to deforestation and forest degradation. This aligns with political commitments such as the European Green Deal and the Farm to Fork Strategy. Existing legislation like the FLEGT Regulation and th

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Understanding BCG Matrix: Market Growth and Relative Market Share

BCG Matrix, developed by Bruce Henderson of the Boston Consulting Group, categorizes business units into Question Marks, Stars, Cash Cows, and Dogs based on market growth and relative market share. Market share and market growth are crucial factors in determining a company's position in the market.

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Difference Between Capital Market and Money Market: A Comprehensive Overview

The capital market and money market serve different purposes in the financial world. While the capital market provides funds for long-term investments in securities like stocks and debentures, the money market deals with short-term borrowing and lending of funds. The capital market acts as a middlem

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Achieving Liquidity Through Transparent Market Operations in Lagos - Capital Market Committee Report

This report dated 8th October 2024 sheds light on the efforts and progress made in creating liquidity transparently in the market. It covers key aspects such as admitted securities, share capital, dematerialization, trade volume, market leaders, and initiatives for market expansion and enhancement.

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Comprehensive Guide to Global Securities Operations

Explore the world of global securities operations through this detailed guide, covering topics such as course outlines, study plans, exam preparation, taking the exam, securities investment, and ordinary shares. Gain insights into how securities investment firms operate, the role of investment banks

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