Securities issuance - PowerPoint PPT Presentation


Accounting and Taxation of Securities Organized by Belgaum Branch of ICAI

Explore the accounting treatment and taxation of securities in a seminar organized by the Belgaum branch of ICAI. Learn about various types of securities, their accounting principles, taxation rules, and important points through case studies and insightful discussions led by CA Kinjal Shah. Gain val

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SEBI Issues Guidelines for Draft Offer Documents and Returning Draft Documents

SEBI plays a crucial role in regulating the securities market and safeguarding investor interests. Among its many responsibilities, SEBI oversees the issuance of offer documents by companies looking to raise funds through public offers.\n\nSEBI to ensures that the offer documents filed by the issuer

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How to issue Issuance of Public Building License certificate

\u2022\tNOC from the Fire and Rescue Department\n\u2022\tSanitary Certificate from Local Body\n\u2022\tBuilding Plan as approved by Competent Authority\n\u2022\tOwnership Deed\n\u2022\tSelf-Declaration of Applicant\n\u2022\tChalan Copy\n\u2022\tAddress Proof\n\u2022\tOther Document\nTo Know More: \/

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Lusaka Securities Exchange Q1 2024 Market Performance Overview

The Lusaka Securities Exchange (LuSE) in Q1 2024 witnessed notable market performance with Equity Market Capitalization at K97.76 billion, a 10.20% YTD increase. Quarterly media engagements support market transparency and investor confidence. Sector-wise, Retail Trading leads with 36% market capital

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Demat of Securities -Navigating the Process and Laisoning with RTA

Dematerialization converts physical securities into electronic form, stored in a Demat account managed by a Depository Participant (DP). This process, facilitated by Registrars and Share Transfer Agents (RTAs), ensures streamlined trading and ownership. All public companies and certain private compa

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Dematerialization of Securities -Navigating the Process and Laisoning with RTA

Dematerialization converts physical securities into electronic form, stored in a Demat account managed by a Depository Participant (DP). This process, facilitated by Registrars and Share Transfer Agents (RTAs), ensures streamlined trading and ownership. All public companies and certain private compa

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Securitization – From Relationship to Transaction

Securitization allows originators to convert illiquid assets into marketable securities, offering significant benefits like reduced borrowing costs and diversified funding sources. It provides issuers with flexibility to create securities with distin

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Understanding Mortgage Derivatives and Risk Management

Mortgage derivatives such as Interest Only (IO) and Principal Only (PO) strips, as well as Collateralized Mortgage Obligations (CMOs), offer investors a way to manage risk more precisely than traditional mortgage-backed securities. By allowing control over interest rate and default risks, these soph

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Understanding Debentures and Charges in Company Law

Debentures play a significant role in company law, representing various types of securities issued by a company. They are defined under the Companies Act and have specific characteristics, such as being under common seal, repayment terms, interest payments, and charges on movable property. Debenture

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Understanding Primary Market Rights Issue in Securities Market

Rights issue in the primary market allows existing shareholders to purchase additional securities at a discounted price. This presentation covers the overview, types of securities offered, key terms, key documents, application processes, and allotment status. It is intended for educational purposes

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Overview of Company Accounts and Share Issuance

This chapter introduces fundamental concepts related to company accounts, including types of companies, share capital, reserves, debentures, and more. It covers topics like share issuance methods, debenture types, and membership structures of companies. Understanding these concepts is crucial for gr

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Understanding Valuation of Fixed Income Securities

Explore the valuation process for fixed income securities like bonds with a focus on characteristics, capitalization of cash flows, and bond yields. Learn about the features of fixed income securities and how to calculate their present value based on cash flows and discount rates.

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Overview of Indian Securities Market and SEBI

Explore the Indian Securities Market and the role of SEBI in regulating it. Learn about key concepts such as primary and secondary markets, investor rights, mutual funds, and investor grievance redressal. Understand the structure of the market and the prerequisites for buying and selling shares. Dis

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Understanding the Significance of Capital Market in Finance

Capital Market plays a crucial role in facilitating long-term finance for companies and governments, offering avenues for investors, promoting economic growth, and ensuring stability in securities. It encompasses functions like fund mobilization, capital formation, and technological advancement. Wit

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Accounting Treatment of Casual Incomes and Interest on Securities in Income Tax

This content discusses the accounting treatment of casual incomes and interest on securities in income tax, presented through two problems with solutions. The first problem involves computing income from other sources based on lottery winnings and betting amounts. The second problem deals with calcu

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Debt Management Office Update on Capital Market Activities in Nigeria for H1, 2019

In the first half of 2019, the Debt Management Office (DMO) in Nigeria presented significant developments from the Capital Market Committee meeting. Details include FGN securities issuances, auction results, listing of Eurobonds, issuance of Green Bonds, and introduction of a 30-year FGN Bond. These

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Understanding Marshalling of Securities in Mortgage Law

Marshalling of Securities, as per Section 81 of the Transfer of Property Act, addresses the scenario where a property owner mortgages properties to different individuals. This doctrine ensures subsequent mortgagees are entitled to have debts satisfied from properties not mortgaged to them while prot

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Understanding Syndicated Mortgage Investments: Key Information and Regulations

Syndicated Mortgage Investments (SMIs) involve multiple lenders participating in a mortgage, with distinctions between Qualified SMIs (QSMIs) and Non-Qualified SMIs (NQSMIs). The presentation covers the definition of SMIs, requirements for QSMIs, registration processes, compliance obligations, and c

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Understanding Dematerialisation in Securities Market

Dematerialisation is the conversion of physical securities into electronic form, making it convenient and secure for investors. This presentation covers the process, prerequisites, and steps involved in dematerialising securities, along with examples of securities that can be dematerialised. It also

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Listing of Securities in Stock Exchange: Requirements and Obligations

Understanding the process of listing securities in a stock exchange involves fulfilling specific conditions before listing, such as offering shares to the public and having a broad-based capital structure. Obligations post-listing include paying annual listing fees, complying with exchange regulatio

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Understanding Buyback of Securities and Open Offer of Shares

Buyback of securities is a corporate action where a company repurchases its own shares from existing shareholders, opposite of a public issue. Common reasons include returning surplus cash to shareholders, improving return on equity, and enhancing earnings per share. Conditions for buy-back include

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Overview of Indian Capital Market and Financial Institutions

The Indian Capital Market comprises securities market and financial institutions, facilitating the trading of government securities, industrial securities, and providing medium to long-term funds. Financial intermediaries like merchant bankers, mutual funds, and venture capital companies contribute

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Role of Securities Firms and Investment Banks in Financial Markets

Securities firms and investment banks play a vital role in facilitating the transfer of funds between suppliers and users in financial markets with efficiency and low costs. Investment banks assist businesses and governments in raising funds through securities issuance, while securities firms aid in

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Debt Management Office Nigeria First Quarter 2018 Update

The Debt Management Office in Nigeria provided an update on its activities in the first quarter of 2018, including FGN bond issuances, Eurobond issuances, and primary market domestic bond issuance. Nigeria accessed the international capital market, issuing dual-tranche USD bonds listed on the London

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Understanding Capital Market and Its Significance

Capital market refers to the market for long-term finance where financial assets like Shares, Debentures, and Bonds are traded. It plays a vital role in mobilizing funds for companies and governments, facilitating capital formation, and promoting economic growth. The classification includes Industri

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Understanding the Primary Market and Its Functions

The primary market, also known as the new issue market, is where industrial securities are issued for the first time to the public. It plays a crucial role in mobilizing savings and channelizing them for productive purposes. Through processes like IPOs and FPOs, companies raise capital for various n

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Private Placement of Securities: Overview and Methods to Raise Capital

Private placement of securities involves offering securities to a select group of investors by a company, excluding public offering. This presentation covers the meaning of private placement, provisions of law, methods to raise capital through private placement, and understanding the Private Placeme

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Guidance and Best Practices for DOT-SP Forms: Revised in 2023

This document provides additional instructions and guidance for the issuance of DOT-SP authorizations, focusing on challenging aspects. It covers sections, definitions, acronyms, and when a DOT-SP issuance is needed for transportation of radioactive materials. The DOT-SP form, approval number, carri

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Overview of the Securities and Exchange Board of India (SEBI)

The Securities and Exchange Board of India (SEBI) was established in 1992 to regulate and promote the development of the securities market. SEBI aims to protect investor interests, prevent malpractices, and ensure a fair and transparent market. Through its objectives, SEBI plays a crucial role in re

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The Rise and Fall of Bernard Madoff and His Securities Firm

Bernard Lawrence Madoff, a former prominent figure in high finance, founded Madoff Securities and revolutionized the securities market. However, his firm's success was built on a fraudulent scheme that collapsed in 2008, causing immense losses to investors.

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Overview of Identification Protocols in CS255 by Dan Boneh

The lecture in CS255 covers various topics related to identification protocols, including signatures from trapdoor functions, certificates, revocation methods, certificate issuance problems, defense mechanisms like certificate transparency (CT), and moving on to protocols. The talk also explores the

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Procurement Card Program Overview - September 2017

Streamlining payments for goods and services, the Purchasing Card Program allows for quick point-of-sale purchases under specified limits. It is the authorized charge card program for State Agencies, University System of Georgia units, and Technical College System of Georgia colleges. The program in

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Efficient Agency Document Clearance Process

Documenting the ADS process from editing to issuance, this detailed workflow outlines the steps involved in POC collaboration, editing phases, clearance review, and final issuance. The process involves coordination between POCs, editors, Policy Analysts, and Clearing Officials to ensure comprehensiv

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Company Conversion, Incorporation, and Certificate Issuance Process

The process of converting a public company into a private company, incorporation requirements, and the issuance of a Certificate of Incorporation are outlined in detail. Key steps include filing a petition, subscriber details, affidavit submission, address requirements, and CIN allocation. Relevant

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The Role and Purpose of Securities and Exchange Board of India (SEBI)

Established in 1988 by the Government of India, Securities and Exchange Board of India (SEBI) plays a crucial role in regulating the securities market. SEBI aims to promote investor protection, ensure fair practices, and facilitate efficient resource mobilization. By monitoring and enforcing regulat

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Introduction to Security Types in Financial Markets

This chapter provides an overview of different types of securities traded in financial markets worldwide. It covers classifications of financial assets, including money market instruments, fixed-income securities, equities, futures, and options. The focus is on interest-bearing assets, such as Treas

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Understanding Fixed-Income Securities for Investment

Fixed-income securities offer fixed returns up to a redemption date or indefinitely, comprising long-term debt securities and preferred stocks. These investments involve various risk factors, including default risk. Long-term debt securities, such as bonds, provide a safe asset but require careful c

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Texas Public Finance Authority: Overview of Client Agencies and Issuance History

Explore the Texas Public Finance Authority (TPFA) and its role as the central state issuer for various state agencies, including Cancer Prevention and Research Institute of Texas, Texas Parks and Wildlife Department, and more. Learn about TPFA's issuance history, managing billions in bonds and provi

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Overview of Company Conversion, Incorporation, and Certificate Issuance

The process of converting a company from public to private or vice versa, incorporating a new company, and obtaining a Certificate of Incorporation involves following specific procedures and fulfilling statutory requirements. From filing a petition to the central government for conversion to providi

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Comprehensive Guide to Global Securities Operations

Explore the world of global securities operations through this detailed guide, covering topics such as course outlines, study plans, exam preparation, taking the exam, securities investment, and ordinary shares. Gain insights into how securities investment firms operate, the role of investment banks

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