Explore the accounting treatment and taxation of securities in a seminar organized by the Belgaum branch of ICAI. Learn about various types of securities, their accounting principles, taxation rules, and important points through case studies and insightful discussions led by CA Kinjal Shah. Gain val

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SEBI plays a crucial role in regulating the securities market and safeguarding investor interests. Among its many responsibilities, SEBI oversees the issuance of offer documents by companies looking to raise funds through public offers.\n\nSEBI to ensures that the offer documents filed by the issuer

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The Lusaka Securities Exchange (LuSE) in Q1 2024 witnessed notable market performance with Equity Market Capitalization at K97.76 billion, a 10.20% YTD increase. Quarterly media engagements support market transparency and investor confidence. Sector-wise, Retail Trading leads with 36% market capital

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Dematerialization converts physical securities into electronic form, stored in a Demat account managed by a Depository Participant (DP). This process, facilitated by Registrars and Share Transfer Agents (RTAs), ensures streamlined trading and ownership. All public companies and certain private compa

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Dematerialization converts physical securities into electronic form, stored in a Demat account managed by a Depository Participant (DP). This process, facilitated by Registrars and Share Transfer Agents (RTAs), ensures streamlined trading and ownership. All public companies and certain private compa

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Securitization allows originators to convert illiquid assets into marketable securities, offering significant benefits like reduced borrowing costs and diversified funding sources. It provides issuers with flexibility to create securities with distin

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Mortgage derivatives such as Interest Only (IO) and Principal Only (PO) strips, as well as Collateralized Mortgage Obligations (CMOs), offer investors a way to manage risk more precisely than traditional mortgage-backed securities. By allowing control over interest rate and default risks, these soph

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Debentures play a significant role in company law, representing various types of securities issued by a company. They are defined under the Companies Act and have specific characteristics, such as being under common seal, repayment terms, interest payments, and charges on movable property. Debenture

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Rights issue in the primary market allows existing shareholders to purchase additional securities at a discounted price. This presentation covers the overview, types of securities offered, key terms, key documents, application processes, and allotment status. It is intended for educational purposes

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This chapter introduces fundamental concepts related to company accounts, including types of companies, share capital, reserves, debentures, and more. It covers topics like share issuance methods, debenture types, and membership structures of companies. Understanding these concepts is crucial for gr

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Explore the valuation process for fixed income securities like bonds with a focus on characteristics, capitalization of cash flows, and bond yields. Learn about the features of fixed income securities and how to calculate their present value based on cash flows and discount rates.

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Explore the Indian Securities Market and the role of SEBI in regulating it. Learn about key concepts such as primary and secondary markets, investor rights, mutual funds, and investor grievance redressal. Understand the structure of the market and the prerequisites for buying and selling shares. Dis

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Capital Market plays a crucial role in facilitating long-term finance for companies and governments, offering avenues for investors, promoting economic growth, and ensuring stability in securities. It encompasses functions like fund mobilization, capital formation, and technological advancement. Wit

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This content discusses the accounting treatment of casual incomes and interest on securities in income tax, presented through two problems with solutions. The first problem involves computing income from other sources based on lottery winnings and betting amounts. The second problem deals with calcu

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In the first half of 2019, the Debt Management Office (DMO) in Nigeria presented significant developments from the Capital Market Committee meeting. Details include FGN securities issuances, auction results, listing of Eurobonds, issuance of Green Bonds, and introduction of a 30-year FGN Bond. These

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Marshalling of Securities, as per Section 81 of the Transfer of Property Act, addresses the scenario where a property owner mortgages properties to different individuals. This doctrine ensures subsequent mortgagees are entitled to have debts satisfied from properties not mortgaged to them while prot

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Syndicated Mortgage Investments (SMIs) involve multiple lenders participating in a mortgage, with distinctions between Qualified SMIs (QSMIs) and Non-Qualified SMIs (NQSMIs). The presentation covers the definition of SMIs, requirements for QSMIs, registration processes, compliance obligations, and c

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Dematerialisation is the conversion of physical securities into electronic form, making it convenient and secure for investors. This presentation covers the process, prerequisites, and steps involved in dematerialising securities, along with examples of securities that can be dematerialised. It also

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Understanding the process of listing securities in a stock exchange involves fulfilling specific conditions before listing, such as offering shares to the public and having a broad-based capital structure. Obligations post-listing include paying annual listing fees, complying with exchange regulatio

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Buyback of securities is a corporate action where a company repurchases its own shares from existing shareholders, opposite of a public issue. Common reasons include returning surplus cash to shareholders, improving return on equity, and enhancing earnings per share. Conditions for buy-back include

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Money markets play a crucial role in the financial system by providing short-term, low-risk, and liquid investment options. Participants include institutional investors and dealers who engage in large transactions. Money market securities have specific characteristics, such as large denominations, l

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ISDA CDM (Common Domain Model) presents a higher-order financial trade data and contract model with advantages over FpML/FIX. It offers fully described business events, data, and processing standards, capturing life cycle events across various products along with participants. The model includes bui

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The Indian Capital Market comprises securities market and financial institutions, facilitating the trading of government securities, industrial securities, and providing medium to long-term funds. Financial intermediaries like merchant bankers, mutual funds, and venture capital companies contribute

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Securities firms and investment banks play a vital role in facilitating the transfer of funds between suppliers and users in financial markets with efficiency and low costs. Investment banks assist businesses and governments in raising funds through securities issuance, while securities firms aid in

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Amendments to the Securities Investment Business Law in 2019 introduce important changes for Excluded Persons, requiring registration and compliance with regulatory frameworks. Registered Persons face stricter information requests, director appointment rules, and fit and proper person assessments un

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The Debt Management Office in Nigeria provided an update on its activities in the first quarter of 2018, including FGN bond issuances, Eurobond issuances, and primary market domestic bond issuance. Nigeria accessed the international capital market, issuing dual-tranche USD bonds listed on the London

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The primary market, also known as the new issue market, is where industrial securities are issued for the first time to the public. It plays a crucial role in mobilizing savings and channelizing them for productive purposes. Through processes like IPOs and FPOs, companies raise capital for various n

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Private placement of securities involves offering securities to a select group of investors by a company, excluding public offering. This presentation covers the meaning of private placement, provisions of law, methods to raise capital through private placement, and understanding the Private Placeme

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Explore the concept of delta hedging as a premier technique in finance, illustrated through examples of long and short stock positions, profit curves, and the process of manually hedging a position by counterbalancing price changes with options. Learn how delta hedging helps in determining the right

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Insider trading, involving the trading of securities based on confidential information, is prohibited under various statutes such as Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5. The Insider Trading Sanctions Act of 1984 and the Insider Trading and Fraud Act of 1988 provid

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This document provides additional instructions and guidance for the issuance of DOT-SP authorizations, focusing on challenging aspects. It covers sections, definitions, acronyms, and when a DOT-SP issuance is needed for transportation of radioactive materials. The DOT-SP form, approval number, carri

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The Securities and Exchange Board of India (SEBI) was established in 1992 to regulate and promote the development of the securities market. SEBI aims to protect investor interests, prevent malpractices, and ensure a fair and transparent market. Through its objectives, SEBI plays a crucial role in re

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Bernard Lawrence Madoff, a former prominent figure in high finance, founded Madoff Securities and revolutionized the securities market. However, his firm's success was built on a fraudulent scheme that collapsed in 2008, causing immense losses to investors.

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The lecture in CS255 covers various topics related to identification protocols, including signatures from trapdoor functions, certificates, revocation methods, certificate issuance problems, defense mechanisms like certificate transparency (CT), and moving on to protocols. The talk also explores the

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Exploring the considerations and challenges faced by issuers and advisors in the realm of bank loans and securities within the municipal finance sector. The discussion covers regulatory structures, terminology, key players, and the differences in regulatory frameworks between loans and securities.

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Streamlining payments for goods and services, the Purchasing Card Program allows for quick point-of-sale purchases under specified limits. It is the authorized charge card program for State Agencies, University System of Georgia units, and Technical College System of Georgia colleges. The program in

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Documenting the ADS process from editing to issuance, this detailed workflow outlines the steps involved in POC collaboration, editing phases, clearance review, and final issuance. The process involves coordination between POCs, editors, Policy Analysts, and Clearing Officials to ensure comprehensiv

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The process of converting a public company into a private company, incorporation requirements, and the issuance of a Certificate of Incorporation are outlined in detail. Key steps include filing a petition, subscriber details, affidavit submission, address requirements, and CIN allocation. Relevant

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Established in 1988 by the Government of India, Securities and Exchange Board of India (SEBI) plays a crucial role in regulating the securities market. SEBI aims to promote investor protection, ensure fair practices, and facilitate efficient resource mobilization. By monitoring and enforcing regulat

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