Standardized Infection Ratio (SIR) in Healthcare-Associated Infections

Sir, could you
explain the
SIR?
Dana Burshell, MPH, CPH, CIC
Andrea Alvarez, MPH
Healthcare-Associated Infections Program
Virginia Department of Health
June 2012
What is a standardized infection ratio?
The standardized infection ratio (SIR) is a summary
measure used to track healthcare-associated
infections (HAIs) at a national, state, or local level
over time. The SIR adjusts for patients of varying
risk within each facility.
 
- The National Healthcare Safety Network (NHSN)
 
The SIR calculation
 
In HAI data analysis, the SIR compares the actual
number of HAIs reported (observed) with the
baseline U.S. experience (predicted) adjusting for
several risk factors that have been found to be
significantly associated with differences in
infection incidence.
SIR is a ratio that is a comparison of two values
 
   
   SIR = 
number of 
observed
 HAIs
                                  number of 
predicted
 HAIs
What is the “baseline U.S. experience”?
2006-2008 NHSN aggregate data are used as
the standard population and considered to be
the baseline U.S. experience for the SIR
calculations.
NHSN baseline data used in an SIR are used to
calculate the 
predicted
 number of HAIs
adjusting for the identified risk factors.
What does the SIR number mean?
 
An SIR 
greater than 1.0 
indicates that 
more
 HAIs
were observed than predicted.
An SIR of 
1.0
 indicates that the number of HAIs
observed was 
equal
 to the number predicted.
An SIR 
less than 1.0 
indicates that 
fewer
 HAIs were
observed than predicted.
 
However, the SIR alone does not imply statistical
significance.
The SIR is only a point estimate and needs additional
information to indicate if the finding is 
significant 
and not
likely due to chance (that is, statistically significantly
different from 1).
Statistical significance
 
A 
p-value
 and 
95% confidence interval (CI) 
are
calculated by NHSN for each SIR.
The p-value identifies if the information is
statistically significant. The 95% CI can sometimes
be used to approximate statistical significance.
If the p-value is < 0.05, the SIR is “statistically
significant".
If the SIR 95% CI does 
not
 contain the value 1, the SIR is
considered "statistically significant".
How do I interpret the SIR?
 
During 2011, there were 
8
 
CLABSIs identified
 and 
1,976
 
central line days
observed in Hospital X’s intensive care units.
Based on the NHSN 2006-2008 baseline data and the composition of ICU
locations in Hospital X, 
4.15
 CLABSIs were 
predicted
.
This results in an 
SIR
 of 
1.93
 (O/P= 
8/4.15
), signifying that during this time
period, Hospital X identified 
93% more 
CLABSIs 
than predicted
.
The 
p-value
 
(0.06)
 and 
95% confidence interval  (CI) 
(
0.83, 3.80
) indicate
that the number of observed CLABSIs is 
not statistically significantly higher
than the number of predicted CLABSIs.  (Reminder: If the p-value is not less
than 0.05 and the 95% CI does crosses 1, the SIR is not statistically
significantly different than 1.)
How is the SIR being used currently?
NHSN SIR reports
CLABSI, SSI, CAUTI
CMS Hospital Compare website
CLABSI
Updated VDH HAI report
CLABSI
Other states
Within hospitals
Benefits of using the SIR
Single metric
One number that can be used to make comparisons
Scalable
National, regional, facility-wide, location-specific, by surgeon for
SSIs, etc.
Can combine the SIR values at any level of aggregation
Can perform more detailed comparisons within any individual
risk group
Risk-adjusted
Adjusts for factors known to be associated with differences in
HAI rates
Risk-adjustment differs between types of HAIs and types of
surgical procedures
- HHS HAI Action Plan - http://www.hhs.gov/ash/initiatives/hai/appendices.html#appendix_g_comparison
Intra-facility data sharing benefits:
Top benefits identified by SSI pilot study IPs
(2011)
Increased awareness of HAIs within the facility
Presented data to those who can make a difference
Provided benchmark data to support improvement
initiatives
Kept HAIs in the spotlight
Sharing the SIR with hospital leadership:
One IP’s experience
Reasons IP decided to educate hospital staff:
Hospital Compare website was using the SIR
VDH had started using the SIR
Corporate 2011 report used SIR
Important leadership staff members to educate:
Leadership in IP (Chairman, Chief Nursing personnel, Quality Director)
Presentation included:
Explanation of SIR and example calculation
Hospital Compare screenshot
Examples of CLABSI corporate SIRs compared with CLABSI rates
Tables from VDH newsletter comparing CLABSI rates from 2009-11
next to SIRs.
NHSN data summary reports to show where comparative data comes
from
SIR data presentation: Components to consider
Always customize for your audience whenever possible.
Customizing the data: What numbers?
Number of infections
Number of central line days
SIR
Number of infections predicted
p-value
95% confidence interval
Comparison data
National
State
Other hospitals in same bedsize category
Hospital
Historical data
Customizing the data: What format?
Table
Graph
Order
Alphabetical by unit
Highest to lowest SIR
How will you account for the situation where:
There are no infections?
<1 infection is predicted?
Customizing the data: What setting
and time period?
Setting
Hospital
Adult/pediatric ICU and neonatal ICU
Unit
Time period
Annual
Semi-annual
Quarterly
Monthly
Customizing the data: How will you
help your audience interpret?
Cues
Color
Red/yellow/green (“stoplight”)
Red/blue/green
Symbols
Circles, triangles, squares
Arrows to show up or down trend
Words
SIR language
Expected/predicted
Fewer/less/better
Greater/more/worse
Similar/same
Questions?
Dana.Burshell@
vdh.virginia.gov
Andrea.Alvarez@
vdh.virginia.gov
To speak to any member of the
VDH HAI Team: 
804-864-8141
SIR 101 and 201 available online
SIR 101: Interpretation and public reporting
Reviewed basic SIR calculation and interpretation
Introduced publicly available SIR reports
NHSN, Hospital Compare, Virginia Department of Health
SIR 201: Calculating the measure, generating
reports, and presenting the data
Nuts and bolts, step-by-step presentation for IPs
Archived and available at:
http://www.vdh.virginia.gov/epidemiology/
surveillance/hai/communication.htm
SIR and surveillance resources
 
NHSN e-News: SIRs Special Edition
http://www.cdc.gov/nhsn/PDFs/Newsletters/
NHSN_NL_OCT_2010SE_final.pdf
VDH HAI website – Surveillance
http://www.vdh.virginia.gov/Epidemiology/
Surveillance/HAI/SurveillanceReporting.htm
Slide Note

I hope you have been enjoying the conference and the opportunity to work with your colleagues both from your healthcare facility and from other healthcare facilities. The purpose of our session is to both interact with your colleagues and interact with healthcare-associated infection data’s new metric, the standardized infection ratio, also referred to as the SIR. Be careful when you talk about the SIR because it seems to be most commonly confused with SIRS, systemic inflammatory response syndrome.

Some of you, especially the infection preventionists, may have exposure to the SIR through CDC’s National Healthcare Safety Network and through the Virginia Department of Health’s two recent webinars on the SIR. I will spend the first 15 minutes reviewing what this relatively new metric is, how to interpret it, and introduce components to consider when sharing the data within your facility. Then, we will break into groups and allow 20 minutes for you to discuss and agree upon a way to display the data for your designated audience (unit and frontline staff, Infection Control Committee members, or Board of Director members). At the end a presenter from each group will share their decisions with the larger group. And we will leave a few minutes for wrap-up.

Let’s get started.

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The Standardized Infection Ratio (SIR) is a key measure used to monitor healthcare-associated infections (HAIs) at different levels. It compares observed HAIs with predicted values based on specific risk factors. An SIR > 1 indicates more infections than predicted, an SIR = 1 means observed equals predicted, and an SIR < 1 indicates fewer than predicted. Statistical significance is indicated by a p-value < 0.05 or a 95% CI excluding the value 1. Interpreting SIR values considers both observed and predicted infection rates to assess infection control effectiveness.

  • SIR
  • Healthcare
  • Infection Control
  • Statistical Significance
  • NHSN

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  1. Sir, could you explain the SIR? Dana Burshell, MPH, CPH, CIC Andrea Alvarez, MPH Healthcare-Associated Infections Program Virginia Department of Health June 2012

  2. What is a standardized infection ratio? The standardized infection ratio (SIR) is a summary measure used to track healthcare-associated infections (HAIs) at a national, state, or local level over time. The SIR adjusts for patients of varying risk within each facility. - The National Healthcare Safety Network (NHSN)

  3. The SIR calculation In HAI data analysis, the SIR compares the actual number of HAIs reported (observed) with the baseline U.S. experience (predicted) adjusting for several risk factors that have been found to be significantly associated with differences in infection incidence. SIR is a ratio that is a comparison of two values SIR = number of observed HAIs number of predicted HAIs

  4. What is the baseline U.S. experience? 2006-2008 NHSN aggregate data are used as the standard population and considered to be the baseline U.S. experience for the SIR calculations. NHSN baseline data used in an SIR are used to calculate the predicted number of HAIs adjusting for the identified risk factors.

  5. What does the SIR number mean? An SIR greater than 1.0 indicates that more HAIs were observed than predicted. An SIR of 1.0 indicates that the number of HAIs observed was equal to the number predicted. An SIR less than 1.0 indicates that fewer HAIs were observed than predicted. However, the SIR alone does not imply statistical significance. The SIR is only a point estimate and needs additional information to indicate if the finding is significant and not likely due to chance (that is, statistically significantly different from 1).

  6. Statistical significance A p-value and 95% confidence interval (CI) are calculated by NHSN for each SIR. The p-value identifies if the information is statistically significant. The 95% CI can sometimes be used to approximate statistical significance. If the p-value is < 0.05, the SIR is statistically significant". If the SIR 95% CI does not contain the value 1, the SIR is considered "statistically significant".

  7. How do I interpret the SIR? Facility name CLABSI (#) Central line days (#) Predicted CLABSIs (#) SIR SIR p-value SIR 95% CI Hospital X 8 1,976 4.15 1.93 0.06 0.83, 3.80 During 2011, there were 8 CLABSIs identified and 1,976 central line days observed in Hospital X s intensive care units. Based on the NHSN 2006-2008 baseline data and the composition of ICU locations in Hospital X, 4.15 CLABSIs were predicted. This results in an SIR of 1.93 (O/P= 8/4.15), signifying that during this time period, Hospital X identified 93% more CLABSIs than predicted. The p-value (0.06) and 95% confidence interval (CI) (0.83, 3.80) indicate that the number of observed CLABSIs is not statistically significantly higher than the number of predicted CLABSIs. (Reminder: If the p-value is not less than 0.05 and the 95% CI does crosses 1, the SIR is not statistically significantly different than 1.)

  8. How is the SIR being used currently? NHSN SIR reports CLABSI, SSI, CAUTI CMS Hospital Compare website CLABSI Updated VDH HAI report CLABSI Other states Within hospitals

  9. Benefits of using the SIR Single metric One number that can be used to make comparisons Scalable National, regional, facility-wide, location-specific, by surgeon for SSIs, etc. Can combine the SIR values at any level of aggregation Can perform more detailed comparisons within any individual risk group Risk-adjusted Adjusts for factors known to be associated with differences in HAI rates Risk-adjustment differs between types of HAIs and types of surgical procedures - HHS HAI Action Plan - http://www.hhs.gov/ash/initiatives/hai/appendices.html#appendix_g_comparison

  10. Intra-facility data sharing benefits: Top benefits identified by SSI pilot study IPs (2011) Increased awareness of HAIs within the facility Presented data to those who can make a difference Provided benchmark data to support improvement initiatives Kept HAIs in the spotlight

  11. Sharing the SIR with hospital leadership: One IP s experience Reasons IP decided to educate hospital staff: Hospital Compare website was using the SIR VDH had started using the SIR Corporate 2011 report used SIR Important leadership staff members to educate: Leadership in IP (Chairman, Chief Nursing personnel, Quality Director) Presentation included: Explanation of SIR and example calculation Hospital Compare screenshot Examples of CLABSI corporate SIRs compared with CLABSI rates Tables from VDH newsletter comparing CLABSI rates from 2009-11 next to SIRs. NHSN data summary reports to show where comparative data comes from

  12. SIR data presentation: Components to consider Stratification type and time period Presented data Format Interpretation # infections # CL days SIR # predicted p-value 95% CI Comparison National State Bedsize Hospital Historical data Table Graph Order Considerations No infections <1 predicted Aggregate by Hospital Adult/PICU and NICU Unit Time period Annual Semi-annual Quarterly Cues Color Symbols Words SIR language Always customize for your audience whenever possible.

  13. Customizing the data: What numbers? Number of infections Number of central line days SIR Number of infections predicted p-value 95% confidence interval Comparison data National State Other hospitals in same bedsize category Hospital Historical data

  14. Customizing the data: What format? Table Graph Order Alphabetical by unit Highest to lowest SIR How will you account for the situation where: There are no infections? <1 infection is predicted?

  15. Customizing the data: What setting and time period? Setting Hospital Adult/pediatric ICU and neonatal ICU Unit Time period Annual Semi-annual Quarterly Monthly

  16. Customizing the data: How will you help your audience interpret? Cues Color Red/yellow/green ( stoplight ) Red/blue/green Symbols Circles, triangles, squares Arrows to show up or down trend Words SIR language Expected/predicted Fewer/less/better Greater/more/worse Similar/same

  17. Questions? Dana.Burshell@ vdh.virginia.gov Andrea.Alvarez@ vdh.virginia.gov To speak to any member of the VDH HAI Team: 804-864-8141

  18. SIR 101 and 201 available online SIR 101: Interpretation and public reporting Reviewed basic SIR calculation and interpretation Introduced publicly available SIR reports NHSN, Hospital Compare, Virginia Department of Health SIR 201: Calculating the measure, generating reports, and presenting the data Nuts and bolts, step-by-step presentation for IPs Archived and available at: http://www.vdh.virginia.gov/epidemiology/ surveillance/hai/communication.htm

  19. SIR and surveillance resources NHSN e-News: SIRs Special Edition http://www.cdc.gov/nhsn/PDFs/Newsletters/ NHSN_NL_OCT_2010SE_final.pdf VDH HAI website Surveillance http://www.vdh.virginia.gov/Epidemiology/ Surveillance/HAI/SurveillanceReporting.htm

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