Sputtering Systems for Thin Film Deposition

 
Overview of Sputtering System
 
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18 and 20 October
Deposition Part 2
 
Basic Sputtering System
 
2
 
 
 
Mechanisms of Sputtering
 
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Sputter Yield
 
5
 
Sputtering process is characterized by sputter yield (S), which is a
measure of efficiency of sputtering
 
Sputter yield depends on:
 the energy of incident ions
 the mass of incident ions
 the mass of target atoms
 the binding energy of atoms in the target
 the incident angle of ions
 
Sputter Yield (Cont’d)
 
6
 
For each target material, there exists a
threshold energy, below which no
sputtering occurs
 
DC and RF Sputtering System
 
7
 
Pressure Effect
 
8
 
Compromise between
 increasing number of Ar ions
 increasing scattering of Ar ions with neutral Ar atoms
 
Optimal pressure is
around 100mTorr
(1Torr =133Pa)
 
How to increase the number of Ar ions without increasing the pressure?
 
Magnetron sputtering
 
 
 
CVD-Various Techniques
Atmospheric pressure CVD (APCVD) – CVD at atmospheric
pressure
 
Low-pressure CVD (LPCVD) – CVD at sub-atmospheric
pressures
 
Ultrahigh vacuum CVD (UHVCVD) – CVD at very low pressure,
typically below 10
−6
 Pa (~10
−8
 torr)
 
 
 
 
Polysilicon
Polycrystalline silicon
 is deposited from 
trichlorosilane
 (SiHCl
3
) or 
silane
 (SiH
4
), using the following
reactions:
[
SiH
3
Cl → Si + H
2
 + HCl
SiH
4
 → Si + 2 H
2
 
Silicon Dioxide
SiH
4
 + O
2
 → SiO
2
 + 2 H
2
SiCl
2
H
2
 + 2 N
2
O → SiO
2
 + 2 N
2
 + 2 HCl
Si(OC
2
H
5
)
4
 → SiO
2
 + byproducts
Silicon Nitride
Silicon nitride is often used as an insulator and chemical barrier in manufacturing ICs. The
following two reactions deposit silicon nitride from the gas phase:
3 SiH
4
 + 4 NH
3
 → Si
3
N
4
 + 12 H
2
3 SiCl
2
H
2
 + 4 NH
3
 → Si
3
N
4
 + 6 HCl + 6 H
2
Or to deposit  SiNH:
2 SiH
4
 + N
2
 → 2 SiNH + 3 H
2
SiH
4
 + NH
3
 → SiNH + 3 H
2
Metals
WF
6
 → W + 3 F
2
WF
6
 + 3 H
2
 → W + 6 HF
Similar reactions for Al using 
triisobutylaluminium
 (TIBAL) [
Organometallic  compounds
]
Molybdenum, Tantalum, Titanium-Recall we discussed “silicides” earlier this semester.
 
 
 
A process that uses ions of an inert gas to
dislodge atoms from the surface of a
crystalline material, the atoms then being
electrically deposited to form an extremely
thin coating on a glass, metal, plastic, or other
surface.
 
Designs of Magnetron Sputtering System
 
14
 
SM: solenoid magnet
M: magnet
E: electric field
B: Magnetic field
T: Target
P: Plasma
S: Substrate
 
Advantages:
 Could be used together with DC or RF
Higher sputter efficiency due to the increase of
ionization of Ar atoms
Higher sputter rate under lower pressure (10
-5
 or 10
-3
 Torr)
Increase probability of electrons striking Ar  atoms
 
Parameters for Magnetron Sputtering
 
15
 
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Reactive Sputtering
 
16
 
Sputtering metallic target in the presence of a reactive gas
mixed with inert gas (Ar)
 
 A mixture of inert +reactive gases used for sputtering
oxides – Al
2
O
3
, SiO
2
, Ta
2
O
5
 (O
2
)
 nitrides – TaN, TiN, Si
3
N
4
 (N
2
, NH
3
)
carbides – TiC, WC, SiC (CH
4
, C
2
H
4
, C
3
H
8
)
 
Chemical reaction takes place on substrate and target
 
Can poison target if chemical reactions are faster than sputter
rate
 
Adjust reactive gas flow to get good stoichiometry without
incorporating excess gas into film
 
Comparison between Evaporation and
Sputtering
 
17
 
 
Chemical vapor deposition (CVD)
 
19
 
Physics and Chemistry in CVD process
Atmospheric CVD (APCVD)
Low pressure CVD (LPCVD)
Plasma-enhanced CVD (PECVD)
Metal organic CVD (MOCVD)
 
Simple CVD Reactor
 
20
 
 
Temperature of the susceptor should be maintained, which is more challenging for
PECVD system.
Cooling system inside the susceptor in PECVD
: plasma discharge increased the
susceptor temperature.  Cooling is performed by circulating a coolant through a tube
inside the susceptor in order to sustain the susceptor temperature for large-area and
high rate deposition. (YB Lim, 
et al.
, 
Int. J. Precis. Eng. Man., 13(7), 2012)
 
Physics and Chemistry in the Reactor
 
21
 
 
CVD Process:
 
Introduce reactive gases to the chamber
 Thermal decomposition of the gases through heat or plasma
 Gas absorption by substrate surface
 Reaction takes place on substrate surface and film is firmed
 Transport of volatile byproducts away form substrate
 Exhaust waste
 
 
Example:  SiH
4 
(g)→ Si (s) +2H
2 
(g)  (for polysilicon)
 
Physics and chemistry involved:
(1) Dilution of the Si
H
4
The decomposition of silane gas (SiH
4
) around the susceptor decreased the deposition rate and
concentration of silane along the length of the reactor;
The silane can be mixed with in an inert carrier gas, 
i.e
., H
2
, 
to improve the uniformity of
deposition;
  The surface will have concentration of vacancies brought by 
H
2.
(2) Homogeneous and Heterogeneous reaction
 Homogeneous: atoms of the solid are released from the gas (undesired)
 Heterogeneous: atoms of the solid form on the wafer surface (preferred)
 
Physics and Chemistry in the Reactor (2)
 
22
 
 
Example:  SiH
4 
(g)→ Si (s) +2H
2 
(g)
 
(3) Other reactions in the reactor
 
SiH
4
 (g)→ SiH
2
 (s) +H
2 
(g)
 
SiH
4
 (g)+ SiH
2
 (g) → Si
2
H
6
 (g)
 
SiH
6
 (g) → HSi
2
H
3
(g)+H
2
(g)
 How to judge which reaction is dominant?
  The equilibrium constant for each reaction.
 
(4) Gas flow:
 Gas flow determines the transport of the various chemical species in the chamber
 Important for temperature distribution
 
(5) Temperature effects:
 Deposition rate
 Uniformity
 Hot wall batch CVD reactor: for large batch processes, excellent temperature control, but low
deposition rate
 
Atmospheric CVD (APCVD)
 
23
 
Features:
 High reaction rate, poor uniformity and purity
 Run at atmospheric pressure
 Used for thick dielectrics with deposition rate higher than 1000
Å/min
 
Example: 
SiH
4
 (g) + O
2
 (g)→ SiO
2
 (s) +2H
2 
(g)
 
Low Pressure CVD (LPCVD)
 
24
 
Features:
 Hot wall system and cold wall systems:
Hot wall system: uniform temperature distributions,  but has deposition on the walls
Cold wall system: with reduced deposition on the walls
 Used for polysilicon and dielectrics (mostly in hot wall systems)
 Good purity, low deposition rate than APCVD
 Low pressure in the chamber (0.1 to 1.0 Torr)
 Temperature 550 
~ 650
ºC
 
Plasma Enhanced CVD (PECVD)
 
25
 
Features:
 Deposit at low substrate temperature
 Used to deposit dielectrics over Al or GaAs
 Use plasma to enhance the decomposition and reaction in the CVD
 Very good at filling small features
 May induce plasma damage
 Plasma may increase the substrate temperature, so cooling on the substrate is
important
 Temperature  can be as low as 120
ºC
 
Metal Organic CVD (MOCVD)
 
26
 
 Use gaseous organic precursors
 Advantages: highly flexible—> can deposit semiconductors, metals, dielectrics
 Disadvantages: highly toxic, very expensive source material, environmental disposal
costs are high.
 Uses: dominates low cost optical (but not electronic) III-V technology, some metallization
 
Features
 
Summary on CVD
 
27
 
Epitaxy
 
28
 
What is it:
 deposition of a crystalline overlayer on a crystalline substrate.
 
Requirement
: the substrate must act as seed crystal with preferred crystal orientation
 
Application
: 
to deposit single-crystal silicon (30~100 
μ
m), compound semiconductors and
semiconductor heterojunctions
 
Epitaxy methods:
  Vapor phase epitaxy (VPE) (very common)
  Molecular beam epitaxy (MBE)
 
Process:
  
Wafer cleaning: to remove native oxide and any residual impurities and particles
RCA cleaning procedure: (1) remove organic residues (SC-1); (2) remove thin oxide layer; (3)
remove metallic contaminations (SI-2)
 Epitaxy growth
 
 
Molecular Beam Epitaxy (MBE)
 
29
 
MBE process:
 The crystalline layer is formed by deposition from a thermal beam of atoms
or molecules.
 Deposition is performed in ultrahigh vacuum conditions (10
-10
 Torr)
 Substrate temperature: 400 
~
 
900ºC
 
Application:
 Growth thickness with atomic resolution
 Good growth quality for semicondutor heterostructures
 
Vapor Phase Epitaxy (VPE) Process
 
30
 
A simple VPE system.
 
VPE steps:
(1)
Gas phase decomposition;
(2)
Transport to the surface of the wafer;
At the surface:
(3) Adsorb;
(4) Diffuse;
(5) Decompose
(6) By-product desorb
 
 
 
 
 
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Sputtering systems, including DC and RF sputtering, are used for thin film deposition of metals, dielectrics, and alloys. This process involves ejecting atoms from a solid target material through bombardment by energetic particles. The efficiency of sputtering is measured by sputter yield, which depends on various factors like energy of incident ions and mass of target atoms. Different sputtering technologies like magnetron and reactive sputtering offer versatile options for various deposition requirements.

  • Thin Film Deposition
  • Sputtering Systems
  • DC Sputtering
  • RF Sputtering
  • Sputter Yield

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  1. Overview of Sputtering System Applications (low pressure process) Thin film deposition Metals (DC sputtering) Dielectrics: silicon dioxide and aluminum oxide (RF sputtering) Alloys (Al-Cu-Si) Etching 18 and 20 October Deposition Part 2 Sputter yield Sputtering Technologies DC (diode) sputtering RF (radio frequency) sputtering Magnetron sputtering Reactive sputtering 1

  2. Basic Sputtering System DC or RF 2

  3. Mechanisms of Sputtering Sputtering is a process that atoms are ejected from a solid target material due to bombardment of the target by energetic particles Reflected ions and neutral atoms Incident ions Secondary electrons + Sputtered ions from the target material Surface Target material Ions with very low energy may be reflected away from the surface. Ions with energy less than 10eV, could also be adsorbed to the surface, giving up their energy as heat. Ions with energy above about 5keV, will penetrate into the material and transfer their energy to atoms in the target material. Ions with medium energy, transfer part of energy to heat and use the other part of energy for physical rearrangement of the target surface. The atoms of the target materials will be ejected out. 4

  4. Sputter Yield Sputtering process is characterized by sputter yield (S), which is a measure of efficiency of sputtering ejected atoms or moledules = S incident ions Sputter yield depends on: the energy of incident ions the mass of incident ions the mass of target atoms the binding energy of atoms in the target the incident angle of ions M ln 1 E gas S cos M E target 5

  5. Sputter Yield (Contd) For each target material, there exists a threshold energy, below which no sputtering occurs 6

  6. DC and RF Sputtering System DC sputtering: Used for sputtering metal materials, such as Al, Ti, and Au. The target acts as the cathode in a diode system RF sputtering: Used for dielectric materials, such as SiO2, and Al2O3. (Using DC sputtering for dielectric material will cause the buildup of positive charges on the target. The alternating potential voltage can avoid the charge buildup) DC or RF 7

  7. Pressure Effect Optimal pressure is around 100mTorr (1Torr =133Pa) Compromise between increasing number of Ar ions increasing scattering of Ar ions with neutral Ar atoms How to increase the number of Ar ions without increasing the pressure? Magnetron sputtering 8

  8. CVD-Various Techniques Atmospheric pressure CVD (APCVD) CVD at atmospheric pressure Low-pressure CVD (LPCVD) CVD at sub-atmospheric pressures Ultrahigh vacuum CVD (UHVCVD) CVD at very low pressure, typically below 10 6 Pa (~10 8 torr)

  9. Polysilicon Polycrystalline silicon is deposited from trichlorosilane (SiHCl3) or silane (SiH4), using the following reactions:[ SiH3Cl Si + H2 + HCl SiH4 Si + 2 H2 Silicon Dioxide SiH4 + O2 SiO2 + 2 H2 SiCl2H2 + 2 N2O SiO2 + 2 N2 + 2 HCl Si(OC2H5)4 SiO2 + byproducts Silicon Nitride Silicon nitride is often used as an insulator and chemical barrier in manufacturing ICs. The following two reactions deposit silicon nitride from the gas phase: 3 SiH4 + 4 NH3 Si3N4 + 12 H2 3 SiCl2H2 + 4 NH3 Si3N4 + 6 HCl + 6 H2 Or to deposit SiNH: 2 SiH4 + N2 2 SiNH + 3 H2 SiH4 + NH3 SiNH + 3 H2 Metals WF6 W + 3 F2 WF6 + 3 H2 W + 6 HF Similar reactions for Al using triisobutylaluminium (TIBAL) [Organometallic compounds] Molybdenum, Tantalum, Titanium-Recall we discussed silicides earlier this semester.

  10. A process that uses ions of an inert gas to dislodge atoms from the surface of a crystalline material, the atoms then being electrically deposited to form an extremely thin coating on a glass, metal, plastic, or other surface.

  11. Designs of Magnetron Sputtering System SM: solenoid magnet M: magnet E: electric field B: Magnetic field T: Target P: Plasma S: Substrate Advantages: Could be used together with DC or RF Higher sputter efficiency due to the increase of ionization of Ar atoms Higher sputter rate under lower pressure (10-5 or 10-3 Torr) Increase probability of electrons striking Ar atoms 14

  12. Parameters for Magnetron Sputtering Deposition pressure : 10 Deposition pressure : 10- -5 5 to 10 Pressure for DC or RF Sputtering: Pressure for DC or RF Sputtering: ~ ~ 0.1 Pressure for evaporation: Pressure for evaporation: ~ ~ 0.01 to 10- -3 3 Torr Torr 0.1 Torr Torr Torr 0.01 Torr Deposition rate : 0.2 ~ 2 Deposition rate : 0.2 ~ 2 m/min 10 times higher than DC or RF sputtering 10 times higher than DC or RF sputtering Deposition rate for evaporation is 2 ~5 Deposition rate for evaporation is 2 ~5 m/min m/min m/min Deposition temperature: 100 to 150 Deposition temperature: 100 to 150o oC C Evaporation temperature is above 1000oC 15

  13. Reactive Sputtering Sputtering metallic target in the presence of a reactive gas mixed with inert gas (Ar) A mixture of inert +reactive gases used for sputtering oxides Al2O3, SiO2, Ta2O5 (O2) nitrides TaN, TiN, Si3N4 (N2, NH3) carbides TiC, WC, SiC (CH4, C2H4, C3H8) Chemical reaction takes place on substrate and target Can poison target if chemical reactions are faster than sputter rate Adjust reactive gas flow to get good stoichiometry without incorporating excess gas into film 16

  14. Comparison between Evaporation and Sputtering Evaporation Sputtering Low energy atoms (~ 0.1 eV) High energy atoms/ions (10 20 eV) Better adhesion Higher pressure for DC/RF, but much lower pressure for magnetron sputtering Poor directional Argon atoms implanted in the film Better step coverage Low pressure, high vacuum Directional in nature Lower impurity Poor step coverage Point source, poor uniformity Parallel plate source, better uniformity For compound materials and alloys, different components evaporate at different rate, which leads to poor stoichiometry For compound materials, all components sputtered with similar rate, which helps maintain stoichiometry Physical process DC, RF, and magnetron sputtering are physical processes Reactive sputtering is chemical process 17

  15. Chemical vapor deposition (CVD) Physics and Chemistry in CVD process Atmospheric CVD (APCVD) Low pressure CVD (LPCVD) Plasma-enhanced CVD (PECVD) Metal organic CVD (MOCVD) 19

  16. Simple CVD Reactor Temperature of the susceptor should be maintained, which is more challenging for PECVD system. Cooling system inside the susceptor in PECVD: plasma discharge increased the susceptor temperature. Cooling is performed by circulating a coolant through a tube inside the susceptor in order to sustain the susceptor temperature for large-area and high rate deposition. (YB Lim, et al., Int. J. Precis. Eng. Man., 13(7), 2012) 20

  17. Physics and Chemistry in the Reactor CVD Process: Introduce reactive gases to the chamber Thermal decomposition of the gases through heat or plasma Gas absorption by substrate surface Reaction takes place on substrate surface and film is firmed Transport of volatile byproducts away form substrate Exhaust waste Example: SiH4 (g) Si (s) +2H2 (g) (for polysilicon) Physics and chemistry involved: (1) Dilution of the SiH4 The decomposition of silane gas (SiH4) around the susceptor decreased the deposition rate and concentration of silane along the length of the reactor; The silane can be mixed with in an inert carrier gas, i.e., H2, to improve the uniformity of deposition; The surface will have concentration of vacancies brought by H2. (2) Homogeneous and Heterogeneous reaction Homogeneous: atoms of the solid are released from the gas (undesired) Heterogeneous: atoms of the solid form on the wafer surface (preferred) 21

  18. Physics and Chemistry in the Reactor (2) Example: SiH4 (g) Si (s) +2H2 (g) (3) Other reactions in the reactor SiH4(g) SiH2 (s) +H2 (g) SiH4 (g)+ SiH2(g) Si2H6 (g) SiH6(g) HSi2H3(g)+H2(g) How to judge which reaction is dominant? The equilibrium constant for each reaction. (4) Gas flow: Gas flow determines the transport of the various chemical species in the chamber Important for temperature distribution (5) Temperature effects: Deposition rate Uniformity Hot wall batch CVD reactor: for large batch processes, excellent temperature control, but low deposition rate 22

  19. Atmospheric CVD (APCVD) Features: High reaction rate, poor uniformity and purity Run at atmospheric pressure Used for thick dielectrics with deposition rate higher than 1000 /min Example: SiH4 (g) + O2(g) SiO2 (s) +2H2 (g) 23

  20. Low Pressure CVD (LPCVD) Features: Hot wall system and cold wall systems: Hot wall system: uniform temperature distributions, but has deposition on the walls Cold wall system: with reduced deposition on the walls Used for polysilicon and dielectrics (mostly in hot wall systems) Good purity, low deposition rate than APCVD Low pressure in the chamber (0.1 to 1.0 Torr) Temperature 550 ~ 650 C 24

  21. Plasma Enhanced CVD (PECVD) Features: Deposit at low substrate temperature Used to deposit dielectrics over Al or GaAs Use plasma to enhance the decomposition and reaction in the CVD Very good at filling small features May induce plasma damage Plasma may increase the substrate temperature, so cooling on the substrate is important Temperature can be as low as 120 C 25

  22. Metal Organic CVD (MOCVD) Features Use gaseous organic precursors Advantages: highly flexible > can deposit semiconductors, metals, dielectrics Disadvantages: highly toxic, very expensive source material, environmental disposal costs are high. Uses: dominates low cost optical (but not electronic) III-V technology, some metallization 26

  23. Summary on CVD APCVD LPCVD PECVD MOCVD Advantages High growth rate at atmospheric pressure Low pressure, Low temperature flexible high purity Good for filling small features Disadvantage Poor purity Low growing rate Plasma damage Toxic, expensive source materials Materials Thick dielectric materials Poly-Si and dielectric materials Dielectrics over Al or GaAs III-V materials 27

  24. Epitaxy What is it: deposition of a crystalline overlayer on a crystalline substrate. Requirement: the substrate must act as seed crystal with preferred crystal orientation Application: to deposit single-crystal silicon (30~100 m), compound semiconductors and semiconductor heterojunctions Epitaxy methods: Vapor phase epitaxy (VPE) (very common) Molecular beam epitaxy (MBE) Process: Wafer cleaning: to remove native oxide and any residual impurities and particles RCA cleaning procedure: (1) remove organic residues (SC-1); (2) remove thin oxide layer; (3) remove metallic contaminations (SI-2) Epitaxy growth 28

  25. Molecular Beam Epitaxy (MBE) MBE process: The crystalline layer is formed by deposition from a thermal beam of atoms or molecules. Deposition is performed in ultrahigh vacuum conditions (10-10 Torr) Substrate temperature: 400 ~900 C Application: Growth thickness with atomic resolution Good growth quality for semicondutor heterostructures 29

  26. Vapor Phase Epitaxy (VPE) Process A simple VPE system. VPE steps: (1) Gas phase decomposition; (2) Transport to the surface of the wafer; At the surface: (3) Adsorb; (4) Diffuse; (5) Decompose (6) By-product desorb 30

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