OHCHR Working Paper

OHCHR Working
Paper –
Options and guiding questions for the development of an
implementation plan for the conclusions of the human rights
treaty body Chairs at their 34th meeting in June 2022
OHCHR Human Rights Treaties Branch, 27 October 2023
Agenda for today’s meeting
1.
Current developments of the treaty body strengthening
process
2.
Purpose and approach of the OHCHR Working Paper
3.
Pillar I – introduction of an 8-year predictable schedule
of reviews
4.
Pillar II – harmonization of working methods
5.
Pillar III – digital uplift
Current developments of the treaty body
strengthening process
 
 
11-year treaty body strengthening process
Important milestones in 2022/23, leading up to
the next biennial General Assembly resolution in
December 2024
Informal briefing for States by the High
Commissioner for Human Rights on 1 November
2023 
(3-6pm Geneva time, Palais des Nations
and virtual)
 
 
States are encouraged to:
Share their own preferences and concrete
answers to the questions contained in the
OHCHR Working Paper
 during the informal
briefing on 1 November;
Take an active role in any formal and informal
consultations on the 
OHCHR Working Paper
 
to
develop converging views on the options
contained therein;
Work towards a strong biennial GA resolution in
2024 on the human rights treaty body system
that helps to put into practice the conclusions of
the Chairs reached at their 2022 and 2023
annual meetings and recommendations of the
co-facilitators.
Purpose and approach of the OHCHR
Working Paper
 
 
The OHCHR Working Paper:
Was prepared upon request by the treaty body Chairpersons;
Is based on OHCHR’s overall responsibility, as articulated in GA resolution
48/141 (para. 4) and the recommendations of the co-facilitators of the
2020 review process (A/75/601);
Aims to support the implementation for the Chairs’ conclusions of 2022 by
adding the technical details needed;
Proposes options and guiding questions, addressed to States and treaty
body members within their respective competencies and responsibilities.
Pillar I – introduction of an 8-year
predictable schedule of reviews
Introduction of an 8-year predictable
schedule of reviews
 
 
Why?
Replace the unpredictability of the current system and allow
States and other stakeholders to plan with certainty and
efficiency;
Ensure the equal treatment of States parties and prevent the
accumulation of any future backlog;
Provide renewable expert advice and avoid any need to
update submitted State party reports;
Increase the complementarity of reviews; reduce the
duplication of issues raised by the treaty bodies; and allow
States to optimize national consultative processes;
Alleviating the workload of States parties with a periodicity of full
reviews and follow-up reviews, that strike a balance between
timely follow-up on critical issues and the time and resources
that need to be invested.
 
 
 
Option 1 – 
linear reviews*
 
 
Option 2 – 
partial clustering*
 
 
Option 3 – 
full clustering*
 
 
* These are illustrative examples for a State party that ratified all
eight Covenants/Conventions with periodic reporting obligations;
States parties that have ratified less than eight international human
rights treaties will have fewer State party reviews in an 8-year cycle.
Follow-up reviews
 
Reviews on up to four priority issues in-between
the full reviews
 
Option 1 – 
correspondence-based follow-up review  
(This
option would be similar to the current practice of  the CAT,
CCPR, CED, CEDAW, CERD, CESCR 
and 
CMW Committees
.)
Option 2 - correspondence-based follow-up review, with
an 
additional constructive dialogue
Option 3 - 
in-situ visit
 to the State party
 
 
 
OHCHR
Pillar II – harmonization of working
methods
Harmonization of working methods
 
 
Why?
Facilitates engagement by States parties and other stakeholders
with the treaty body system;
Allows States parties and other stakeholders to focus on
substantive preparations;
Shortens duration between the submission of a State party report
and its review (avoids updating and allows for timely
recommendations);
Reduces reporting burden (simplified reporting procedure -
focused, short);
Reduces duplications in concluding observations/lists of issues
(prior to reporting);
Improves accessibility and reasonable accommodation.
 
 
 
How?
Option 1 – 
continuation of current practices
Annual Chair’s meeting and ad hoc cooperation
Time and cost-saving for coordination, and safeguarding of preferences and
specificities of each treaty body
Lack of implementation of decisions
Risk of perpetuating the plethora of different working methods
 
Option 2 – 
establishment of a coordination mechanism
Institutionalization of systematic harmonization of existing and new methods
of work
Substantive coordination on common and intersectional issues (common
terminology/interpretation)
Leading to coherence and efficiency
Benefits States and all other stakeholders alike
Confirmed by Chairs’ conclusions, 35th meeting 2023
 
 
 
 
 
 
Harmonization of working methods
 
Additional options 
contained in the OHCHR Working Paper
Simplified reporting procedure = default procedure (opting out/initial and periodic reports)
Common templates, formats and drafting guidelines
Common Core Document
Modalities of constructive dialogues (duration, format for LDCs/SIDSs, exceptional circumstances)
Harmonized modalities for reports submitted by NHRIs and NGOs
Joint General Comments/General Recommendations and avoidance of unnecessary duplication
Methods of work for individual communications
Methods of work on inquiries
Accessibly and provision of reasonable accommodation for persons with disabilities, etc.;
 
 
 
 
 
Pillar III – digital uplift
Digital uplift
 
 
Why?
Facilitate engagement by States and other
stakeholders, while still allowing for other
formats of submissions for those who do not
have access to the necessary digital tools;
Increase time efficiency and improve
substantive outcomes in the work of treaty
bodies;
Facilitate capacity-building activities through
digital means;
Render the treaty body system sufficiently
efficient to address its constant growth.
 
 
 
 
How?
A common webpage and database on the
simplified reporting procedure (SRP);
Common and user-friendly submission and
document management platforms that allow easy
access to publicly available documents for
external audiences;
An accessible video conferencing and
webcasting platform with interpretation.
OHCHR
Thank you
#standup4humanrights
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Working paper outlines options and guiding questions for developing an implementation plan for the conclusions of the human rights treaty body chairs. It provides a framework for strengthening the treaty body system and ensuring predictable reviews.

  • working paper
  • implementation plan
  • human rights treaty body
  • conclusions
  • strengthening process
  • predictable schedule
  • reviews

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  1. OHCHR Working Paper Options and guiding questions for the development of an implementation plan for the conclusions of the human rights treaty body Chairs at their 34th meeting in June 2022 OHCHR Human Rights Treaties Branch, 27 October 2023

  2. Agenda for todays meeting 1. Current developments of the treaty body strengthening process 2. Purpose and approach of the OHCHR Working Paper 3. Pillar I introduction of an 8-year predictable schedule of reviews 4. Pillar II harmonization of working methods 5. Pillar III digital uplift

  3. Current developments of the treaty body strengthening process States are encouraged to: Share their own preferences and concrete answers to the questions contained in the OHCHR Working Paper during the informal briefing on 1 November; 11-year treaty body strengthening process Important milestones in 2022/23, leading up to the next biennial General Assembly resolution in December 2024 Take an active role in any formal and informal consultations on the OHCHR Working Paper to develop converging views on the options contained therein; Informal briefing for States by the High Commissioner for Human Rights on 1 November 2023 (3-6pm Geneva time, Palais des Nations and virtual) Work towards a strong biennial GA resolution in 2024 on the human rights treaty body system that helps to put into practice the conclusions of the Chairs reached at their 2022 and 2023 annual meetings and recommendations of the co-facilitators.

  4. Purpose and approach of the OHCHR Working Paper The OHCHR Working Paper: Was prepared upon request by the treaty body Chairpersons; Is based on OHCHR s overall responsibility, as articulated in GA resolution 48/141 (para. 4) and the recommendations of the co-facilitators of the 2020 review process (A/75/601); Aims to support the implementation for the Chairs conclusions of 2022 by adding the technical details needed; Proposes options and guiding questions, addressed to States and treaty body members within their respective competencies and responsibilities.

  5. Pillar I introduction of an 8-year predictable schedule of reviews

  6. Introduction of an 8-year predictable schedule of reviews Option 1 linear reviews* Why? Replace the unpredictability of the current system and allow States and other stakeholders to plan with certainty and efficiency; Option 2 partial clustering* Ensure the equal treatment of States parties and prevent the accumulation of any future backlog; Provide renewable expert advice and avoid any need to update submitted State party reports; Option 3 full clustering* Increase the complementarity of reviews; reduce the duplication of issues raised by the treaty bodies; and allow States to optimize national consultative processes; Alleviating the workload of States parties with a periodicity of full reviews and follow-up reviews, that strike a balance between timely follow-up on critical issues and the time and resources that need to be invested. * These are illustrative examples for a State party that ratified all eight Covenants/Conventions with periodic reporting obligations; States parties that have ratified less than eight international human rights treaties will have fewer State party reviews in an 8-year cycle.

  7. Follow-up reviews Reviews on up to four priority issues in-between the full reviews Option 1 correspondence-based follow-up review (This option would be similar to the current practice of the CAT, CCPR, CED, CEDAW, CERD, CESCR and CMW Committees.) Option 2 - correspondence-based follow-up review, with an additional constructive dialogue Option 3 - in-situ visit to the State party OHCHR

  8. Pillar II harmonization of working methods

  9. Harmonization of working methods How? Why? Option 1 continuation of current practices Facilitates engagement by States parties and other stakeholders with the treaty body system; Annual Chair s meeting and ad hoc cooperation Allows States parties and other stakeholders to focus on substantive preparations; Time and cost-saving for coordination, and safeguarding of preferences and specificities of each treaty body Lack of implementation of decisions Shortens duration between the submission of a State party report and its review (avoids updating and allows for timely recommendations); Risk of perpetuating the plethora of different working methods Reduces reporting burden (simplified reporting procedure - focused, short); Option 2 establishment of a coordination mechanism Reduces duplications in concluding observations/lists of issues (prior to reporting); Institutionalization of systematic harmonization of existing and new methods of work Improves accessibility and reasonable accommodation. Substantive coordination on common and intersectional issues (common terminology/interpretation) Leading to coherence and efficiency Benefits States and all other stakeholders alike Confirmed by Chairs conclusions, 35th meeting 2023

  10. Harmonization of working methods Additional options contained in the OHCHR Working Paper Simplified reporting procedure = default procedure (opting out/initial and periodic reports) Common templates, formats and drafting guidelines Common Core Document Modalities of constructive dialogues (duration, format for LDCs/SIDSs, exceptional circumstances) Harmonized modalities for reports submitted by NHRIs and NGOs Joint General Comments/General Recommendations and avoidance of unnecessary duplication Methods of work for individual communications Methods of work on inquiries Accessibly and provision of reasonable accommodation for persons with disabilities, etc.;

  11. Pillar III digital uplift

  12. Digital uplift How? Why? Facilitate engagement by States and other stakeholders, while still allowing for other formats of submissions for those who do not have access to the necessary digital tools; Increase time efficiency and improve substantive outcomes in the work of treaty bodies; Facilitate capacity-building activities through digital means; Render the treaty body system sufficiently efficient to address its constant growth. A common webpage and database on the simplified reporting procedure (SRP); Common and user-friendly submission and document management platforms that allow easy access to publicly available documents for external audiences; An accessible video conferencing and webcasting platform with interpretation.

  13. Thank you #standup4humanrights OHCHR

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