National Historic Preservation Act: Background and Requirements

 
CHAPTER 9:  State/Federal
National Historic Preservation Act
Regulatory Training Program
 
Welcome
 
Learning Objectives for NHPA
 
Identify Requirements
applicable to the fishery
management process
Recognize what triggers these
requirements
Locate and Apply Guidance for
complying
Plan a timeline
 
Background and History of NHPA
 
After World War II, the United States experienced a period of rapid socioeconomic change. The Federal government
initiated several large-scale projects, including the construction of dams and reservoirs by the U.S. Army Corps of
Engineers and the creation of the Interstate Highway System under the Eisenhower Administration. Established by
the National Interstate  and Defense Highways Act of 1956, the highway system was intended to enable rapid
deployment of troops in the case of an attack. These projects resulted in “alarming damage to historic
neighborhoods, buildings, structures, and archeological sites.”
In the 1960s, the Kennedy Administration created the Urban Renewal Program, which was focused on revitalizing city
“slums”, sometimes at the expense of historic resources. During the Johnson Administration, First Lady Bird Johnson
initiated a beautification program which led to the production of a comprehensive report, 
With Heritage So Rich
. The
report recommended creating a national historic preservation program, which ultimately led to Congress passing the
National Historic Preservation Act in 1966.
 
Overview
 
Requires federal agencies to consider the effects
of their undertakings on historic properties in the
United States, including the outer continental
shelf and the exclusive economic zone (section
106, 16 U.S.C. § 470f).
Outside of U.S. must take into account adverse
effects on sites on World Heritage List
Requires agencies to withhold permits or funding
for  applicants who intentionally  significantly
adversely affect historic properties.
 
b
c
 
Key Terms: ACHP
(Advisory Council on Historic Preservation)
 
Independent agency
Advises President and Congress on historic
preservation matters,
Reviews  agency policies and programs to
improve their consistency with the
purposes of the Act,
Administers 106 review process
 
Key Terms:  National Register of
Historic Places
 
Over 89,000 properties listed
 
Over 600 vessels and shipwrecks, some on
Outer Continental Shelf
 
Key Terms:  “Undertaking”
 
A project, program , or activity
funded, permitted, or licensed by a
Federal agency
 
Key Terms:  Historic Properties
 
“Any prehistoric or historic district,
site, building structure, or object…”
 
“Included on, or eligible for inclusion
on, the National Register…”
 
Key Terms:  National Register of
Historic Places
 
List is Maintained by Secretary of Interior.
Includes sites significant in American
history, architecture, archaeology,
engineering, and culture.
“Landmarks”  meet criteria at 30 CFR 60.4
Provides for state programs.
Special Provisions for Indian Tribes and
Native Hawaiian Organizations
 
Key Terms
 
World  Heritage List:  a Foreign Nation’s
equivalent of the National Register for purposes
of avoiding or mitigating adverse impacts.
 
Key Terms
 
Section 106 Process:
 
Regulatory process by which Federal
agencies take into account effects of
action on historic properties.  Includes
comment process for the Council on
Historic Preservation.
 
How the Process Works
 
Initiate Section 106 Process
 
Is it a type of action that may affect historic
properties?
If yes, identify the State Historic Preservation
Officer (SHPO) or Tribal Historic Preservation
Office (THPO) to consult with
If no, then done
 
How the Process Works
 
If a project has potential to affect historic property (listed or
eligible)
The Federal Agency must identify historic properties within the
“Area of Potential Effects”
Review existing information on the area
Seek additional information as appropriate
may involve background research, consultation, oral history,
interviews, investigation, field surveys
Consult with Indian tribes and Native Hawaiians (religious, or
cultural significance)
 
How the Process Works
 
IF the action is a type that may affect, then
The agency identifies historic properties in the area (listed or
eligible)
Can be a very broad inquiry
Park Service can provide formal eligibility determination
If no properties, then the agency documents the finding and
provides it to SHPO/THPO for 30 days
If no objection, proceed
If properties are present, assess adverse effect
 
How the Process Works
 
Assess Adverse Effects
Resolve Adverse effects (consult on ways to avoid, minimize, or
mitigate adverse effects)
Memorandum of Agreement
Or
Agreement that adverse effects must be accepted for public
interest
 
 
Consultation with Council (ACHP)
 
When consultation with state or tribe terminates
without agreement, agency MUST consult with
ACHP
 
Depending on which party terminates, ACHP will
either enter an MOA with action agency, provide
formal comments, or provide advisory comments
 
Be aware of addressing comments reasonably on
RECORD
 
W
 
 
Flow Chart of NHPA 106 Process
 
Example:  Monk Seals 2014
 
Programmatic Environmental Impact Statement;
Appendix B; Final PEIS for Hawaiian Monk Seal
Recovery Actions; March 2014
Slide Note

Hi.

Who are they:

How many of you are brand new to the MSA process?

How many have been through the development of an FMP?

What are you hoping to learn from this session today?

Set tone:

My goal is to be interactive: encourage participation – via questions, examples, whatever you have to add to share with others because we learn a lot from each other.

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The National Historic Preservation Act (NHPA) was established in 1966 to protect historic resources in the United States. It was a response to the alarming damage caused by large-scale projects post-World War II. The Act requires federal agencies to consider the impacts of their undertakings on historic properties and imposes restrictions on projects that significantly affect these resources. Key terms like the Advisory Council on Historic Preservation and the National Register of Historic Places play crucial roles in enforcing the NHPA. Overall, the NHPA aims to preserve the nation's cultural heritage for future generations.

  • Historic Preservation
  • NHPA
  • Cultural Heritage
  • Federal Agencies
  • Advisory Council

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  1. Welcome CHAPTER 9: State/Federal National Historic Preservation Act Regulatory Training Program

  2. Learning Objectives for NHPA Identify Requirements applicable to the fishery management process Recognize what triggers these requirements Locate and Apply Guidance for complying Plan a timeline

  3. Background and History of NHPA After World War II, the United States experienced a period of rapid socioeconomic change. The Federal government initiated several large-scale projects, including the construction of dams and reservoirs by the U.S. Army Corps of Engineers and the creation of the Interstate Highway System under the Eisenhower Administration. Established by the National Interstate and Defense Highways Act of 1956, the highway system was intended to enable rapid deployment of troops in the case of an attack. These projects resulted in alarming damage to historic neighborhoods, buildings, structures, and archeological sites. In the 1960s, the Kennedy Administration created the Urban Renewal Program, which was focused on revitalizing city slums , sometimes at the expense of historic resources. During the Johnson Administration, First Lady Bird Johnson initiated a beautification program which led to the production of a comprehensive report, With Heritage So Rich. The report recommended creating a national historic preservation program, which ultimately led to Congress passing the National Historic Preservation Act in 1966.

  4. Overview Requires federal agencies to consider the effects of their undertakings on historic properties in the United States, including the outer continental shelf and the exclusive economic zone (section 106, 16 U.S.C. 470f). Outside of U.S. must take into account adverse effects on sites on World Heritage List Requires agencies to withhold permits or funding for applicants who intentionally significantly adversely affect historic properties. b

  5. Key Terms: ACHP (Advisory Council on Historic Preservation) Independent agency Advises President and Congress on historic preservation matters, Reviews agency policies and programs to improve their consistency with the purposes of the Act, Administers 106 review process

  6. Key Terms: National Register of Historic Places Over 89,000 properties listed Over 600 vessels and shipwrecks, some on Outer Continental Shelf

  7. Key Terms: Undertaking A project, program , or activity funded, permitted, or licensed by a Federal agency

  8. Key Terms: Historic Properties Any prehistoric or historic district, site, building structure, or object Included on, or eligible for inclusion on, the National Register

  9. Key Terms: National Register of Historic Places List is Maintained by Secretary of Interior. Includes sites significant in American history, architecture, archaeology, engineering, and culture. Landmarks meet criteria at 30 CFR 60.4 Provides for state programs. Special Provisions for Indian Tribes and Native Hawaiian Organizations

  10. Key Terms World Heritage List: a Foreign Nation s equivalent of the National Register for purposes of avoiding or mitigating adverse impacts.

  11. Key Terms Section 106 Process: Regulatory process by which Federal agencies take into account effects of action on historic properties. Includes comment process for the Council on Historic Preservation.

  12. How the Process Works Initiate Section 106 Process Is it a type of action that may affect historic properties? If yes, identify the State Historic Preservation Officer (SHPO) or Tribal Historic Preservation Office (THPO) to consult with If no, then done

  13. How the Process Works If a project has potential to affect historic property (listed or eligible) The Federal Agency must identify historic properties within the Area of Potential Effects Review existing information on the area Seek additional information as appropriate may involve background research, consultation, oral history, interviews, investigation, field surveys Consult with Indian tribes and Native Hawaiians (religious, or cultural significance)

  14. How the Process Works IF the action is a type that may affect, then The agency identifies historic properties in the area (listed or eligible) Can be a very broad inquiry Park Service can provide formal eligibility determination If no properties, then the agency documents the finding and provides it to SHPO/THPO for 30 days If no objection, proceed If properties are present, assess adverse effect

  15. How the Process Works Assess Adverse Effects Resolve Adverse effects (consult on ways to avoid, minimize, or mitigate adverse effects) Memorandum of Agreement Or Agreement that adverse effects must be accepted for public interest

  16. Consultation with Council (ACHP) When consultation with state or tribe terminates without agreement, agency MUST consult with ACHP Depending on which party terminates, ACHP will either enter an MOA with action agency, provide formal comments, or provide advisory comments Be aware of addressing comments reasonably on RECORD

  17. Flow Chart of NHPA 106 Process

  18. Example: Monk Seals 2014 Programmatic Environmental Impact Statement; Appendix B; Final PEIS for Hawaiian Monk Seal Recovery Actions; March 2014

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