Interventions for Vulnerable Youth (IVY) Formulation in Risk Assessment Principles and Practice

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Understanding and assessing youth violence risk is crucial due to its impact on health, social, and financial aspects. Formal risk assessment approaches are recommended to intervene effectively. A case study of Jamie, a 17-year-old under compulsory supervision, highlights the importance of evaluating factors like social/family life, education, mental health, and more in addressing sexually harmful behaviors.


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  1. Interventions for Vulnerable Youth (IVY) Formulation in Risk Assessment Principles and Practice DR LEANNE GREGORY Clinical Psychologist and Project Manager HEATHER IRVING Consultant Social Worker (RMA) CYCJ Annual Conference, Dundee, 2014

  2. Outline Youth violence risk assessment, the context Case study outline Formulation within risk assessment Formulation definitions Formulation Principles The 4 Ps model Formulation process Formulation outputs group task and case example Discussion and reflections

  3. Youth Violence the context The health, psychological, social, and financial burdens of crime and violence in particular - are well established. Young people are most likely to be the victim of youth crime, however, victims can include peers, parents, siblings, strangers, professionals, intimate partners and vulnerable others. Youth homicides account for 41% of the formal figures and homicide is a leading cause of death among adolescents (World Health Organisation, 2011). can include serious and life threatening interpersonal violence, fire- setting/arson, theft, vandalism and various behaviours considered to be antisocial. Indeed, adolescents account for a disproportionate amount of perpetrated rapes and child abuse (Radford et al, 2011; Vizard et al, 2007). In order to intervene with this population, it is essential to assess and understand the nature of the risk posed and the factors that contributed to the onset, development and maintenance of the problems. Contemporary practice guidelines advocate the use of formalised risk assessment approaches.

  4. Risk Assessment Process Identification Analysis Evaluation Communication Framework for Risk Assessment Management and Evaluation (FRAME) http://www.rmascotland.gov.uk/standardsandguidelines/

  5. Case Study

  6. Case Study: Jamie Jamie 17 years old 17 years old Currently living in the community Currently living in the community Subject to compulsory supervision Subject to compulsory supervision order order Referred by social work following anxiety about his sexually harmful Referred by social work following anxiety about his sexually harmful behaviour behaviour

  7. Case Study: Background Social Family Life Education History/Peer Association Substance Misuse Mental Health LAAC History

  8. Case Study: Background Sexual Behaviour Age 11: Staff find kitchen implements in Jamie s bedroom suspected use for sexual purposes Age 11: Allegations of sodomy against an 9 year old boy in residential care. Age 13: Concerns of inappropriate sexual contact with his 4 year old cousin Age 15: Two claims of alleged rape against his then girlfriend who was deemed to be vulnerable to exploitation Currently: Relationships with a range of young women some of whom are known to be vulnerable Violent/Aggressive Behaviour Violent behaviour reported at home and school from a young age Threats and actual violence towards staff in residential care, both male and female Fellow residents reported to be petrified of him Possession of weapons in both residential and community settings Victim and perpetrator of domestic violence in relationship with former partner Anger is targeted at individuals (usually staff) although he can remain calm with others who are present. Displays disproportionate responses to minor or inconsequential events

  9. Case Study: Current Presentation Avoidant of and aggressive towards staff Disengaging from support and supervision Whereabouts is frequently unknown Concern about peer associations/relationships Chaotic with poor self care

  10. Formulation: Definitions a process by which a set of hypotheses is generated about the etiology and factors that perpetuate a patient s presenting problems and translates the diagnosis into specific, individualized treatmentinterventions. (Winters et al, 2007). Case formulation generally refers to an integrative process that synthesizes how one understands the complex, interacting factors implicated in development of a patient s presenting problems. It is explicitly comprehensive and takes into account the child and family s strengths and capacities that may help to identify potentially effective treatment approaches. The case formulation serves as a testable explanatory model that gives rise to ideas for intervention and eliminates some options that do not fit the model . (Winters et al 2007)

  11. Definitions Formulation is the preparation of an evidence-based explanation of a person s difficulties their form, their origins, and their development and maintenance over time (Johnstone & Dallos, 2006; Tarrier, 2007).

  12. Benefits of formulation Where theory and empirical knowledge merge with the understanding of an individual/family/system Allow us to understand why a difficulty exists rather than simply describing a set of symptoms/problems Fills the gap between describing and intervening Guides intervention Individually sensitive and specific Allows us to understand complexity/comorbidity

  13. Principles (Hart et al, 2011) Inferential Make speculations about possible futures based on what is known, rather than quantitative forecasts. Provide explanations and justifications for speculations.

  14. Principles Action Oriented Points to treatment targets and appropriate interventions, and consequently has value across the system. Offers a way to proceed with case.

  15. Principles Theory Driven Theories from a range of perspectives allow us to identify salient features in large amounts of information.

  16. Principles Individualised What is happening for this particular person at this time, what might happen in the future, what might work best for this person. Supplementing theory with person centric information

  17. Principles Narrative Formulation defies quantification with numbers; it is a qualitative approach to understanding driven by theory and case specific information. The narrative should contain critical elements and have strucutre

  18. Principles Diachronic The formulation should span time and containe information about the past the present and possible futures. In childhood it is important to understand the child s age and stage of development at present, and the potential change associated with maturation.

  19. Principles Testable As an explanatory theory, the formulation should be testable.

  20. Principles Ampliative The formulation should generate new information and knowledge with the caveat that as an entity the formulation is not a certainty but a dynamic understanding subject to revision over time.

  21. Formulation: 4 Ps Approach predisposing (i.e., factors in the individual s past that may increase his proclivity or vulnerability to violence) precipitating (i.e., events or circumstances that may trigger the behaviour or disinhibit usual behavioural controls); (motivators, disinhibitors) perpetuating (i.e., factors that cause the risk to remain) (impeders, unresolved vulnerabilities) protective factors (i.e., aspects of the offender s functioning or circumstances that moderate the risk)

  22. Formulation Process Communicati on Problem Information Hypotheses Intervention Make sense of the relationship between the 4 Ps. Make into a narrative and shared, sensible, formulation. Formulation will point to appropriate treatment targets and facilitate planning interventions. Communicate, share and discuss formulation so that approach is coordinated. Collect a range of information across time points and informants/ sources. Comprehensive. Identify the problem, can be complex.

  23. Formulation:Exercise Formulation Exercise

  24. Formulation: Communication A story not a sum Consider the reader and use clear and meaningful terminology Convey the key facts of the case Provide a structure or plot to your story Beginning, middle, end Pattern, nature, seriousness, likelihood, imminence Who, what, when, where, why, how Theoretical framework

  25. Reflections and Discussion

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