Evaluating DACS Compliance in Archival Music Collections

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DISCORD IN ARCHIVAL DESCRIPTION?
EVALUATING DACS COMPLIANCE AND
BEST PRACTICES THROUGH
DOCUMENT ANALYSIS OF FINDING
AIDS FOR MUSIC MATERIALS
ELIZABETH SURLES
ARCHIVIST, INSTITUTE OF JAZZ STUDIES
JOHN COTTON DANA LIBRARY
RUTGERS UNIVERSITY—NEWARK
HOW DO YOU DESCRIBE THIS?
Discord in Archival Description, Elizabeth Surles
John Coltrane Music Manuscript Fragment, 
from 
http://cdn3.volusion.com/kzrwa.ykorx/v/vspfiles/photos/PT135-2.jpg?1376022177
, 
accessed 5/16/15
ARCHIVAL MUSIC MATERIALS
Notated music
Audio and moving image recordings
Discord in Archival Description, Elizabeth Surles
     
Photos by E. Surles
DACS AND ARCHIVAL
MUSIC COLLECTIONS
“…DACS includes basic rules for the types of holdings found
in many archives, but they do not include all the rules
needed to describe every possible type of document.
Where further guidance is required, the following standards
provide more detailed rules for describing published
materials and particular types of nontextual materials.” (141)
Society of American Archivists (2013). 
Describing archives: A content standard
.
     Chicago: Society of American Archivists.
Discord in Archival Description, Elizabeth Surles
LITERATURE REVIEW
Why music description is problematic:
Non-text proxy for the sound, not “about”
anything
Variety of forms: published sheet music,
conductor’s score, condensed score,
sketch, lead sheet, tenor saxophone part,
piano-vocal score, etc.
Musical style impacts description
Bibliographic cataloging of music collections
Describing music archives using standards
other than DACS or according to user needs
and local idiosyncratic practice
Discord in Archival Description, Elizabeth Surles
METHODOLOGY
Exploratory, iterative research design
Sampling strategy:
Members from
SAA’s Performing Arts Roundtable
Association for Recorded Sound Collections, and the
Music Library Association’s Archives and Special Collections
Committee
Total: 256 Selected first 20 in randomized list:
Discord in Archival Description, Elizabeth Surles
Holy Cross Family Ministries
Doane College
Western New York Library
West Virginia Wesleyan College
West Valley College
Curtis Institute of Music
Davenport Public Library
Salvation Army Southern Historical
Center
Case Western Reserve University
Great Songbook Initiative
University of Miami
San Jose State
Texas Tech Southwest Collection
Cornell University
Kansas State Historical Society
Bowling Green State University
SUNY at Potsdam
Marshall
Emerson College
University of Iowa
METHODOLOGY 
(CONTD.)
8 institutions did not meet criteria:
No finding aids online
No archival music collections
Screened finding aids with the word “music” in them
and identified 160 that met the sampling criteria.
Sampling Criteria:
Created in 2005 or later
Collection must document musical activity of its
creator or be comprised primarily of music materials
(i.e., one series or sub-series devoted to music)
Excluded collections with a focus on non-musical
activities
Discord in Archival Description, Elizabeth Surles
METHODOLOGY
For each institution
Randomized the list of finding aids and analyzed the first ones in each list (total
of 35 finding aids).
Recorded number of and types of fields containing music description
Transcribed and coded the text of every part in the finding aid that described
music materials
Developed codebook:
Seven finding aids from two institutions
820 text fields with music description
Text fields=coding units
Added two codes during data coding
Analysis:
DACS-compliant finding aid?
Have required information?
Is required information correct according to DACS?
Parts of finding aid containing music description (location in the finding aid)?
Description of notated music and/or sound or moving image recordings?
Applied codes to the music description
Most common codes
Discord in Archival Description, Elizabeth Surles
CODING UNITS
Discord in Archival Description, Elizabeth Surles
From http://collguides.lib.uiowa.edu/?MSC0643, accessed 7-16-16
CODES
Title
Album, Piece, Folder,
Collection/Book
Creators
Composer, Copyist, Editor,
Arranger, Lyricist
Performers
Record Label/Issue Number
Publisher
Date
Location
Technical metadata
Format, Material  Composition,
Speed, Size-Extent,
Double/Single Sided,
Stereo/Mono
Music metadata
Instrumentation, Key, Parent
Work, Incomplete, Notes,
Language, Lyrics, Issue/Matrix
#, style/genre,
instructional/student, draft or
sketch
Rights
Union Information
Level of description
Item
Aggregate
Other
Discord in Archival Description, Elizabeth Surles
CODING WORKBOOK
Discord in Archival Description, Elizabeth Surles
FINDING AID DACS COMPLIANCE
Discord in Archival Description, Elizabeth Surles
MULTI OR SINGLE-LEVEL
Discord in Archival Description, Elizabeth Surles
SINGLE-LEVEL FINDING AID
REQUIRED ELEMENTS PRESENT
Discord in Archival Description, Elizabeth Surles
SINGLE-LEVEL FINDING AID
REQUIRED ELEMENTS DACS COMPLIANCE
Language (8) and conditions governing access (7) most
commonly missing
Title most commonly non-DACS compliant (4)
One institution was the cause of two of these
Only one single-level finding aid was complete and
DACS-compliant.
Discord in Archival Description, Elizabeth Surles
MULTI-LEVEL FINDING AID
REQUIRED ELEMENTS PRESENT
Discord in Archival Description, Elizabeth Surles
MULTI-LEVEL FINDING AID
REQUIRED ELEMENTS DACS COMPLIANCE
Language most common missing element (9)
Conditions governing access next most common missing
element (3)
New creators named in lower levels most common error
(5)
Title and name/location of repository next most common
error (3)
Only seven of 25 finding aids were complete and DACS
compliant.
Discord in Archival Description, Elizabeth Surles
10 elements contained at least one code for description of
music materials
biographical/historical note
collection abstract
collection title
creator (if known)
date
extent
other
scope and content note (8)
subject headings (7)
sub-series title
Discord in Archival Description, Elizabeth Surles
SINGLE-LEVEL FINDING AIDS
SECTIONS WITH MUSIC DESCRIPTION
Discord in Archival Description, Elizabeth Surles
12 DACS-based elements and 7 other elements contained at least one code
for description of music materials.
container list
creator (if known)
arrangement note
date
sub-series title
collection title
subject headings
collection abstract
item level description
folder title (18)
scope and content note (21)
series title (21)
other: “Contents,” “Forms of materials,” “Formats/genres,” “Notes
Element,” “Contents,” “Series description,” “Box List, LP Inventory”
MULTI-LEVEL FINDING AIDS
SECTIONS WITH MUSIC DESCRIPTION
TYPES OF MATERIALS
Single-level finding aids
Seven collections—music scores only
Three collections—sound recordings only
Multi-level finding aids
Seven collections—sound recordings and music scores
Eleven collections—music scores only
Seven collections—sound recordings only
Discord in Archival Description, Elizabeth Surles
RECOMMENDATIONS
Focus description in:
Scope and content note
Subject headings
Titles for series, sub-series, folder, and item.
Describe at item level in multi-level finding aids.
Discord in Archival Description, Elizabeth Surles
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This research focuses on evaluating DACS compliance and best practices through document analysis of finding aids for music materials. Elizabeth Surles, an archivist at the Institute of Jazz Studies, explores the challenges in describing music archives and the impact of musical style on documentation. The study discusses the limitations of DACS rules in effectively describing diverse music materials and suggests alternative standards and user-centric approaches. Methodology includes an exploratory research design with a sampling strategy involving various institutions.

  • Archival Music Collections
  • DACS Compliance
  • Music Archives
  • Finding Aids
  • Elizabeth Surles

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  1. DISCORD IN ARCHIVAL DESCRIPTION? EVALUATING DACS COMPLIANCE AND BEST PRACTICES THROUGH DOCUMENT ANALYSIS OF FINDING AIDS FOR MUSIC MATERIALS ELIZABETH SURLES ARCHIVIST, INSTITUTE OF JAZZ STUDIES JOHN COTTON DANA LIBRARY RUTGERS UNIVERSITY NEWARK

  2. HOW DO YOU DESCRIBE THIS? John Coltrane Music Manuscript Fragment, from http://cdn3.volusion.com/kzrwa.ykorx/v/vspfiles/photos/PT135-2.jpg?1376022177, accessed 5/16/15 Discord in Archival Description, Elizabeth Surles

  3. ARCHIVAL MUSIC MATERIALS Notated music Audio and moving image recordings Discord in Archival Description, Elizabeth Surles Photos by E. Surles

  4. DACS AND ARCHIVAL MUSIC COLLECTIONS DACS includes basic rules for the types of holdings found in many archives, but they do not include all the rules needed to describe every possible type of document. Where further guidance is required, the following standards provide more detailed rules for describing published materials and particular types of nontextual materials. (141) Society of American Archivists (2013). Describing archives: A content standard. Chicago: Society of American Archivists. Discord in Archival Description, Elizabeth Surles

  5. LITERATURE REVIEW Why music description is problematic: Non-text proxy for the sound, not about anything Variety of forms: published sheet music, conductor s score, condensed score, sketch, lead sheet, tenor saxophone part, piano-vocal score, etc. Musical style impacts description Bibliographic cataloging of music collections Describing music archives using standards other than DACS or according to user needs and local idiosyncratic practice Discord in Archival Description, Elizabeth Surles

  6. METHODOLOGY Exploratory, iterative research design Sampling strategy: Members from SAA s Performing Arts Roundtable Association for Recorded Sound Collections, and the Music Library Association s Archives and Special Collections Committee Total: 256 Selected first 20 in randomized list: Holy Cross Family Ministries Doane College Western New York Library West Virginia Wesleyan College West Valley College Curtis Institute of Music Davenport Public Library Salvation Army Southern Historical Center Case Western Reserve University Great Songbook Initiative University of Miami San Jose State Texas Tech Southwest Collection Cornell University Kansas State Historical Society Bowling Green State University SUNY at Potsdam Marshall Emerson College University of Iowa Discord in Archival Description, Elizabeth Surles

  7. METHODOLOGY (CONTD.) 8 institutions did not meet criteria: No finding aids online No archival music collections Screened finding aids with the word music in them and identified 160 that met the sampling criteria. Sampling Criteria: Created in 2005 or later Collection must document musical activity of its creator or be comprised primarily of music materials (i.e., one series or sub-series devoted to music) Excluded collections with a focus on non-musical activities Discord in Archival Description, Elizabeth Surles

  8. METHODOLOGY For each institution Randomized the list of finding aids and analyzed the first ones in each list (total of 35 finding aids). Recorded number of and types of fields containing music description Transcribed and coded the text of every part in the finding aid that described music materials Developed codebook: Seven finding aids from two institutions 820 text fields with music description Text fields=coding units Added two codes during data coding Analysis: DACS-compliant finding aid? Have required information? Is required information correct according to DACS? Parts of finding aid containing music description (location in the finding aid)? Description of notated music and/or sound or moving image recordings? Applied codes to the music description Most common codes Discord in Archival Description, Elizabeth Surles

  9. CODING UNITS From http://collguides.lib.uiowa.edu/?MSC0643, accessed 7-16-16 Discord in Archival Description, Elizabeth Surles

  10. CODES Title Music metadata Album, Piece, Folder, Collection/Book Creators Instrumentation, Key, Parent Work, Incomplete, Notes, Language, Lyrics, Issue/Matrix #, style/genre, instructional/student, draft or sketch Rights Composer, Copyist, Editor, Arranger, Lyricist Performers Record Label/Issue Number Union Information Publisher Level of description Date Item Aggregate Other Location Technical metadata Format, Material Composition, Speed, Size-Extent, Double/Single Sided, Stereo/Mono Discord in Archival Description, Elizabeth Surles

  11. CODING WORKBOOK Discord in Archival Description, Elizabeth Surles

  12. FINDING AID DACS COMPLIANCE Discord in Archival Description, Elizabeth Surles

  13. MULTI OR SINGLE-LEVEL Discord in Archival Description, Elizabeth Surles

  14. SINGLE-LEVEL FINDING AID REQUIRED ELEMENTS PRESENT Discord in Archival Description, Elizabeth Surles

  15. SINGLE-LEVEL FINDING AID REQUIRED ELEMENTS DACS COMPLIANCE Language (8) and conditions governing access (7) most commonly missing Title most commonly non-DACS compliant (4) One institution was the cause of two of these Only one single-level finding aid was complete and DACS-compliant. Discord in Archival Description, Elizabeth Surles

  16. MULTI-LEVEL FINDING AID REQUIRED ELEMENTS PRESENT Discord in Archival Description, Elizabeth Surles

  17. MULTI-LEVEL FINDING AID REQUIRED ELEMENTS DACS COMPLIANCE Language most common missing element (9) Conditions governing access next most common missing element (3) New creators named in lower levels most common error (5) Title and name/location of repository next most common error (3) Only seven of 25 finding aids were complete and DACS compliant. Discord in Archival Description, Elizabeth Surles

  18. SINGLE-LEVEL FINDING AIDS SECTIONS WITH MUSIC DESCRIPTION 10 elements contained at least one code for description of music materials biographical/historical note collection abstract collection title creator (if known) date extent other scope and content note (8) subject headings (7) sub-series title Discord in Archival Description, Elizabeth Surles

  19. MULTI-LEVEL FINDING AIDS SECTIONS WITH MUSIC DESCRIPTION 12 DACS-based elements and 7 other elements contained at least one code for description of music materials. container list creator (if known) arrangement note date sub-series title collection title subject headings collection abstract item level description folder title (18) scope and content note (21) series title (21) other: Contents, Forms of materials, Formats/genres, Notes Element, Contents, Series description, Box List, LP Inventory Discord in Archival Description, Elizabeth Surles

  20. TYPES OF MATERIALS Single-level finding aids Seven collections music scores only Three collections sound recordings only Multi-level finding aids Seven collections sound recordings and music scores Eleven collections music scores only Seven collections sound recordings only Discord in Archival Description, Elizabeth Surles

  21. RECOMMENDATIONS Focus description in: Scope and content note Subject headings Titles for series, sub-series, folder, and item. Describe at item level in multi-level finding aids. Discord in Archival Description, Elizabeth Surles

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