Addressing Faculty Remediation Challenges in Medical Education

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American Society of Hematology
55
th
 ASH Annual Meeting
Disclosure Statement
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An ounce of prevention is worth a pound
of cure: Setting expectations “up front”
Consistent and persistent communication
Clear “sponsorship” from institutional leaders:
Department Chair and Division Chief
Program Directors (IM and Specialty)
Ready availability of faculty development
tools
Setting expectations up front: New faculty
orientation and periodically for all others
Teaching
When, where, how much
Appropriate to level of trainee
Trainee Assessment
In the DOM at MCW we tie faculty
compensation to timely assessment
Mentoring
Role Modeling
Faculty Assessment
How do you know when a faculty
member needs remediation?
Formal assessment/evaluation by trainees
Difficult in specialty programs because of size and
anonymity issues
Lake Wobegon Syndrome
Direct observation
Informal feedback from trainees and peers
Document
Allows detection of patterns
Informs and allows formal remediation
Transmit back to faculty if appropriate
Early formative feedback is more likely to succeed than
feedback presented in “crisis” mode – the first step in the
remediation process is timely and accurate feedback!
Case History #1
Successful mid-career faculty member
promoted to Associate Professor last year
Director of Leukemia Service
Service growth 40% over 3 years – ADC ~20
Major feeder of SCT program
>$1M/yr in sponsored trials and translational
research
High impact papers
High profile recruitment target/flight risk
Case History #1 (continued)
Escalating complaints from residents and
fellows
“Dismissive”
Humiliates us when we don’t know the
answers – “pimps” us on rounds
Residents and students:  He targets teaching
to fellows
Makes decisions without discussing with
fellows
Assigns “scut” work without engaging us in
decision making
Case History #1 (continued)
IM PD complains – late or incomplete
evaluation of residents
Same problem for fellows
Division Chief is supportive, but feels helpless
because Department Chair, Cancer Center
Director and Hospital CEO “love him”
W
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Remediation is the next step
Providing a psychiatric diagnosis is generally
not a useful approach
Recommending psychotropic therapy is not a
useful approach
undefined
Can we learn from our
colleagues in the
business world?
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What is Change Management?
Well studied subject in organizational
management field
Robust literature based on
Survey data
Longitudinal studies
Interventional studies
What is Change Management?
Application of a 
structured
 approach and set
of 
tools
 for managing the “people” side of
change in an organization
e.g. rolling out new IT, new organizational
structure, new product line, new approach to
marketing or sales
Dealing with the “burning platform”
In Medicine – P4P, Value based purchasing, risk-
based contracts, declining $/RVU
It is a “core competency” for leaders
ADKAR – A useful model
(Jeffrey M. Hiatt)
A
w
a
r
e
n
e
s
s
Of the need for change and
Of the nature of the change
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Awareness
Where am I falling short and what are the
consequences?
Quality and impact of trainee assessments
deteriorate if not done in a timely manner
Trainee morale is low
Pipeline is threatened
Work product is not optimal
Professionalism is being questioned
Leadership opportunities are threatened
Desire
WIIFM -  What’s in it for me?
Eliminate the reverse incentive; i.e. don’t
“reward” poorly performing faculty by removing
them from teaching responsibilities!
Emphasize the positive rewards:
Fellows can contribute to your research team
Good residents can be recruited to the fellowship
Trainees will contribute more to the workload if
they are engaged and happy
Trainees will grow up to be your colleagues
Teaching performance will be factored into
promotion decisions and leadership advancement
Knowledge (of what and how to
change)
Identify the specific gaps and issues for the
individual faculty member
We are not born to be good teachers, mentors, and
role models
Most medical schools have faculty development
programs – take advantage of them
Large IM training programs have faculty
development tools and mentoring available
Leadership development programs/workshops
can help faculty see the “big picture”
Occasional “co-rounding” to provide role models
for the under-performing faculty member
Ability
Knowledge does not equal ability.
I know how to dribble a basketball but I will
never be a point guard in the NBA!
Provide a tool kit to allow change
Reinforcement/Reward
Monitor progress
Rewards can come in many forms
Recognition in front of colleagues
Awards
Financial
Support for other activities
ADKAR can be a diagnostic tool
to guide remediation efforts
Awareness:  
 
20%
Desire:
  
40%
Knowledge:
 
15%
Ability:
  
20%
Reward:
  
5%
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Case History #2
First year faculty member on inpatient service
Rounds early before trainees arrive and writes
orders without engaging trainees
Goes back mid-day and rewrites “trivial”
orders
Trainees complain that she “doesn’t teach”
She tells you that she loves to teach and
wants to focus her career on the clinician
educator pathway, but she complains to you
that fellows are “incompetent”
ADKAR can be diagnostic tool
Awareness:  
 
40%
Desire:
  
0%
Knowledge:
 
30%
Ability:
  
20%
Reward:
  
10%
In this case, focus remediation efforts on
building awareness of the need to change
and providing help with increasing her
knowledge and ability to change
What are the obstacles to
change?
1
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F
a
c
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y
 
r
e
s
i
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t
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t
o
c
h
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e
Communication is key
Understand values – How
do we respond to
“commands”
Old school:
Chair says “Jump”  Faculty
member says “How high”
New school
Chair says “Jump”
Faculty member says “Why”
What are the obstacles to
change?
2. Lack of appropriate sponsorship for change
Engage Division Chief, Department Chair,
Cancer Center Director in the process
Their most important roles are to promote
awareness and desire and to provide support for
tools
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This content discusses strategies for identifying faculty members in need of remediation in medical education settings, emphasizing the importance of timely feedback and assessment. It covers topics such as setting clear expectations, recognizing when faculty fall short as role models, and practical methods for detecting and addressing issues. Case histories illustrate real-world scenarios in academic medicine.


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  1. American Society of Hematology 55th ASH Annual Meeting Disclosure Statement Roy L. Silverstein, MD Nothing to disclose Discussion of off-label drug use: Not applicable

  2. When Role Models Fall Short: How to Remediate Faculty Roy L. Silverstein, MD Chair, Department of Medicine Medical College of Wisconsin

  3. An ounce of prevention is worth a pound of cure: Setting expectations up front Consistent and persistent communication Clear sponsorship from institutional leaders: Department Chair and Division Chief Program Directors (IM and Specialty) Ready availability of faculty development tools

  4. Setting expectations up front: New faculty orientation and periodically for all others Teaching When, where, how much Appropriate to level of trainee Trainee Assessment In the DOM at MCW we tie faculty compensation to timely assessment Mentoring Role Modeling Faculty Assessment

  5. How do you know when a faculty member needs remediation? Formal assessment/evaluation by trainees Difficult in specialty programs because of size and anonymity issues Lake Wobegon Syndrome Direct observation Informal feedback from trainees and peers Document Allows detection of patterns Informs and allows formal remediation Transmit back to faculty if appropriate Early formative feedback is more likely to succeed than feedback presented in crisis mode the first step in the remediation process is timely and accurate feedback!

  6. Case History #1 Successful mid-career faculty member promoted to Associate Professor last year Director of Leukemia Service Service growth 40% over 3 years ADC ~20 Major feeder of SCT program >$1M/yr in sponsored trials and translational research High impact papers High profile recruitment target/flight risk

  7. Case History #1 (continued) Escalating complaints from residents and fellows Dismissive Humiliates us when we don t know the answers pimps us on rounds Residents and students: He targets teaching to fellows Makes decisions without discussing with fellows Assigns scut work without engaging us in decision making

  8. Case History #1 (continued) IM PD complains late or incomplete evaluation of residents Same problem for fellows Division Chief is supportive, but feels helpless because Department Chair, Cancer Center Director and Hospital CEO love him WHAT CAN YOU DO?

  9. Remediation is the next step Providing a psychiatric diagnosis is generally not a useful approach Recommending psychotropic therapy is not a useful approach

  10. Can we learn from our colleagues in the business world? Hypothesis: Remediation is equivalent to Change Management

  11. What is Change Management? Well studied subject in organizational management field Robust literature based on Survey data Longitudinal studies Interventional studies

  12. What is Change Management? Application of a structured approach and set of tools for managing the people side of change in an organization e.g. rolling out new IT, new organizational structure, new product line, new approach to marketing or sales Dealing with the burning platform In Medicine P4P, Value based purchasing, risk- based contracts, declining $/RVU It is a core competency for leaders

  13. ADKAR A useful model (Jeffrey M. Hiatt) Awareness Of the need for change and Of the nature of the change Desire to support the change and participate and engage Knowledge of how to change Ability to implement new skills and behaviors Reward/Reinforce to sustain the change

  14. Awareness Where am I falling short and what are the consequences? Quality and impact of trainee assessments deteriorate if not done in a timely manner Trainee morale is low Pipeline is threatened Work product is not optimal Professionalism is being questioned Leadership opportunities are threatened

  15. Desire WIIFM - What s in it for me? Eliminate the reverse incentive; i.e. don t reward poorly performing faculty by removing them from teaching responsibilities! Emphasize the positive rewards: Fellows can contribute to your research team Good residents can be recruited to the fellowship Trainees will contribute more to the workload if they are engaged and happy Trainees will grow up to be your colleagues Teaching performance will be factored into promotion decisions and leadership advancement

  16. Knowledge (of what and how to change) Identify the specific gaps and issues for the individual faculty member We are not born to be good teachers, mentors, and role models Most medical schools have faculty development programs take advantage of them Large IM training programs have faculty development tools and mentoring available Leadership development programs/workshops can help faculty see the big picture Occasional co-rounding to provide role models for the under-performing faculty member

  17. Ability Knowledge does not equal ability. I know how to dribble a basketball but I will never be a point guard in the NBA! Provide a tool kit to allow change

  18. Reinforcement/Reward Monitor progress Rewards can come in many forms Recognition in front of colleagues Awards Financial Support for other activities

  19. ADKAR can be a diagnostic tool to guide remediation efforts 20% Desire: 40% Knowledge: 15% Ability: 20% Reward: 5% Awareness: In this case, focus remediation efforts mostly on creating desire and secondarily on increasing awareness and ability

  20. Case History #2 First year faculty member on inpatient service Rounds early before trainees arrive and writes orders without engaging trainees Goes back mid-day and rewrites trivial orders Trainees complain that she doesn t teach She tells you that she loves to teach and wants to focus her career on the clinician educator pathway, but she complains to you that fellows are incompetent

  21. ADKAR can be diagnostic tool Awareness: Desire: Knowledge: Ability: Reward: 40% 0% 30% 20% 10% In this case, focus remediation efforts on building awareness of the need to change and providing help with increasing her knowledge and ability to change

  22. What are the obstacles to change? 1. Faculty resistance to change Communication is key Understand values How do we respond to commands Old school: Chair says Jump Faculty member says How high New school Chair says Jump Faculty member says Why

  23. What are the obstacles to change? 2. Lack of appropriate sponsorship for change Engage Division Chief, Department Chair, Cancer Center Director in the process Their most important roles are to promote awareness and desire and to provide support for tools

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