Sebi guidelines - PowerPoint PPT Presentation


Functions of SEBI: Protective, Regulatory, Development

SEBI, the Securities and Exchange Board of India, performs various functions to protect investors, regulate the market, and promote development. Its protective function includes prohibiting insider trading and price rigging, and promoting fair practices. Its regulatory function involves establishing

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Understanding the Role and Qualifications of Independent Directors in Company Governance

Independent directors play a crucial role in corporate governance by providing unbiased oversight and strategic guidance. They are required to meet specific qualifications and criteria as per the Companies Act and SEBI regulations. The process of defining, appointing, and functioning of independent

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Comprehensive Guidelines for Hypertension Management in Canada 2020

The Hypertension Canada's 2020 Comprehensive Guidelines provide insights on prevention, diagnosis, risk assessment, and treatment of hypertension in adults and children. The guidelines emphasize standardized blood pressure measurement, risk factors, and the use of out-of-office monitoring for accura

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What Are SEMA Racking Inspection Guidelines?

SEMA racking inspection guidelines are the gold standard of the racking safety industry.\n\nWithout SEMA racking inspection guidelines, guaranteeing the safety of any warehouse would be impossible. The advice laid down by SEMA is often echoed by HSE and \u2014 in some cases \u2014 it becomes law. So

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2023 CPG Obesity Guidelines: Application in Primary Care and Impact on Pediatric Health

Application of the 2023 CPG Obesity Guidelines in primary care is crucial due to the increased prevalence of obesity among children, with 19% affected in the US. This guideline update is necessary as the last guidelines were published in 2007 and there is now more data available, including RCTs and

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SEBI Issues Guidelines for Draft Offer Documents and Returning Draft Documents

SEBI plays a crucial role in regulating the securities market and safeguarding investor interests. Among its many responsibilities, SEBI oversees the issuance of offer documents by companies looking to raise funds through public offers.\n\nSEBI to ensures that the offer documents filed by the issuer

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Quarterly-Annually-Half Yearly Compliances under SEBI LODR

The SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 mandate that listed companies must adhere to a strict schedule of disclosures on a quarterly, half-yearly, and annual basis. These requirements include financial results, corporate governance reports, shareholding patterns,

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Concept of Senior Management & Its Disclosures in Annual Reports

The document outlines the definitions, roles, and disclosure requirements for senior management under SEBI LODR regulations in the annual report for FY 2023-24. Senior management includes core management team members below the CEO\/MD, functional heads, CFO, and Company Secretary. Key updates includ

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SEBI's Role in Investor Protection and Stock Market Regulation

Securities and Exchange Board of India (SEBI) plays a crucial role in safeguarding investor interests and ensuring fair practices in the Indian stock market. By promoting transparency, enforcing regulations, and regulating market intermediaries, SEBI aims to maintain market integrity, protect invest

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DPI Auditor Insights and State Audit Guidelines Overview

This collection of images and descriptions provides insights into DPI Auditor activities, state audit guidelines, and updates related to state major program determinations. The State Single Audit Guidelines for Wisconsin School Districts are highlighted, along with the State Audit Manual overview an

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Leica Social Media Guidelines Overview

The Leica Social Media Guidelines aim to create a consistent brand image across all social media channels globally, emphasizing key values such as recognition, voice share, and local content support. The guidelines cover the philosophy behind Leica, establishing a social media presence, channel over

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Foreign Investments in India: Legal Framework and Investment Routes

Key statutes applicable for foreign investors in India include FEMA, SEBI regulations, and legislations governing securities markets. Foreign investments avenues in India include FDI, FVCI, FPI, NRI investments through SEBI approval or automatic approval route. Foreign Portfolio Investors (FPIs) and

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Signing of Board’s report and financial statement – Companies Act and SEBI

Section 134(1) of the Companies Act, 2013 outlines specific guidelines for signing a board's report. This article delves into the various scenarios based on company structure, ensuring you understand who is required to sign. Stay informed and complia

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Overview of Indian Securities Market and SEBI

Explore the Indian Securities Market and the role of SEBI in regulating it. Learn about key concepts such as primary and secondary markets, investor rights, mutual funds, and investor grievance redressal. Understand the structure of the market and the prerequisites for buying and selling shares. Dis

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Insights into India's Venture Capital Industry Growth and Potential

Explore the growth and challenges of the Indian Venture Capital industry, including the role of SEBI regulations, investment routes, organization structures for VCFs, and the country's potential in commercializing research and scientific knowledge. Discover the significant increase in registered Ven

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Best Practice Guidelines for Saskatchewan Health Authority PowerPoint Presentations

The Saskatchewan Health Authority has specific guidelines for creating PowerPoint presentations to ensure consistent branding. These guidelines include using the correct font, font size, color scheme, and layout. It also emphasizes the proper use of logos, images, and charts while maintaining a prof

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Guidelines and Regulations for Mutual Fund Investments in India

SEBI, the regulatory authority in India, aims to protect investors by simplifying mutual fund schemes and promoting transparency. Guidelines cover structure, categorization, and investment regulations for equity, debt, balanced, and solution-oriented funds.

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Analysis of Manipulated Penny Stocks and SEBI Investigation

Detailed analysis of manipulated penny stocks through day-wise share price data and graph verification in Excel. SEBI's interim order against First Financial Services Ltd for market manipulation and misuse of funds. Investigation revealing misuse of preferential allotment funds leading to a substant

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Post-COVID-19 Operational Guide for PCR Inc.

The operational guide outlines safety protocols for PCR Inc. post-COVID-19, emphasizing a 50% capacity limit, presence of a certified food manager on-site, adherence to social distancing guidelines, frequent sanitation of high-touch surfaces, and mandatory mask-wearing. Employees are required to wea

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Evidence-Based Guidelines for Bronchiolitis in Children: Diagnosis, Management, and Prevention

Bronchiolitis is a common viral illness in infants characterized by lower respiratory tract inflammation. The American Academy of Pediatrics released updated guidelines in 2015 for children aged 1-23 months, focusing on evidence-based approaches for diagnosis, prevention, and management. The guideli

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Guidelines for Management of Pediatric Venous Thromboembolism

This educational slide set presents the American Society of Hematology's 2018 guidelines for the treatment of pediatric venous thromboembolism. The guidelines cover various aspects such as prevention, treatment, and optimal management of anticoagulation therapy in pediatric patients. Panels were for

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Surge Deployment Guidelines and Standard Operating Procedures

Surge Deployment Guidelines and Standard Operating Procedures outline the principles and processes for deploying specialized personnel to support humanitarian operations in various emergencies. The guidelines aim to ensure equal opportunity, transparent processes, and quality responses among Red Cro

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Key Judicial Precedents on Insolvency and Bankruptcy Code, 2016

Key judicial precedents under the Insolvency and Bankruptcy Code, 2016 are discussed, including rulings on insolvency pleas, distribution of profits during Corporate Insolvency Resolution Process (CIRP), obligations of unrelated parties, the 90-day period for filing claims, and the interaction of mo

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Mainstreaming HIV and AIDS in Uganda: Guidelines and Initiatives

The presentation by Quinto Rwotoyera from Uganda AIDS Commission discusses the national guidelines for mainstreaming HIV and AIDS in all sectors in Uganda. The content covers the existing policy and guidelines, overview of the presidential FastTrack initiative, objectives of the guidelines, users of

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Overview of Merchant Banking in India

Merchant banking in India traces back to the early 1960s, with Grindlays Bank pioneering the services in 1967. Over the years, foreign and Indian banks, as well as financial institutions, have ventured into this sector, offering services like managing share issues and providing financial consultanci

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Comprehensive Guide to Valuation requirement under various forum

Explore our comprehensive guide on asset valuation in India, covering essential compliance with RBI, SEBI, FEMA, and Companies Act regulations. Learn about best practices, DCF method, and critical documentation needed for strategic business decisions

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The Hindenburg Case A Lesson in Communication & the Need for SEBI Lawyers

The world of financial markets thrives on information. Investor decisions, market trends, and ultimately, a healthy economic ecosystem rely on accurate and timely communication from companies

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Understanding Related Party Transactions in Corporate Governance

Related Party Transactions (RPT) are vital in today's business world, ensuring transparency and disclosure in transactions involving parties related to the company. This article explores the significance of RPT, definitions under CA 2013 and SEBI LODR 2015, as well as the identification criteria as

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Client Code Modification and Tax Evasion: Regulatory Issues in Stock Exchanges

Client Code Modification (CCM) is a service provided by Stock Exchanges to rectify errors in client codes during trading hours, but it has been misused for tax evasion by some brokers. Investigations revealed significant modifications leading to tax evasion. Regulatory bodies like SEBI and CBDT have

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Enhancing Security and Covenant Monitoring with DLT - Catalyst Trusteeship Limited

SEBI's circular on security creation and covenant monitoring for Non-Convertible Securities (NCS) aims to improve processes through Distributed Ledger Technology (DLT). The circular covers crucial aspects such as asset cover, charge creation, covenant monitoring, and more, applicable from 01.04.2022

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Overview of the Securities and Exchange Board of India (SEBI)

The Securities and Exchange Board of India (SEBI) was established in 1992 to regulate and promote the development of the securities market. SEBI aims to protect investor interests, prevent malpractices, and ensure a fair and transparent market. Through its objectives, SEBI plays a crucial role in re

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Evolving Investment Adviser Regulations — SEBI Lawyers Analysis of 2020 & Recent

Vaneesa Agrawal, an expert SEBI lawyer highlights that these regulations were designed to ensure transparency, mitigate conflicts of interest, and safeguard client interests by setting clear guidelines for who could provide investment advice and unde

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Evolving Investment Adviser Regulations - SEBI Lawyers Analysis of 2020 & Recent Developments

In a move that has reverberated through India\u2019s financial advisory sector, the Securities and Exchange Board of India (SEBI) has proposed significant amendments to its investment adviser regulations

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Role and Functions of SEBI in Financial Market Regulation

SEBI, the Securities and Exchange Board of India, plays a crucial role in protecting investor interests and ensuring fair practices in the financial market. It carries out protective functions by preventing insider trading and price rigging, promotes fair trade practices, and provides financial educ

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The Role and Purpose of Securities and Exchange Board of India (SEBI)

Established in 1988 by the Government of India, Securities and Exchange Board of India (SEBI) plays a crucial role in regulating the securities market. SEBI aims to promote investor protection, ensure fair practices, and facilitate efficient resource mobilization. By monitoring and enforcing regulat

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Understanding Venture Capital: Key Concepts and Regulations

Venture capital is a form of financing provided to startup companies with high growth potential. It involves high risk and requires a long-term horizon, often coming in various forms like equity, conditional loans, and participation in management. The process includes stages such as seed capital, ex

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Overview of Corporate Legislation in India for Societal Welfare

The Government of India has enacted various legislations to safeguard societal interests and ensure the benefits of industrialization are enjoyed by all. Corporate entities adhere to these laws for societal well-being, with key acts such as the Companies Act, 1956, and the Securities and Exchange Bo

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Understanding Medical Guidelines and Their Impact on Healthcare Practices

Medical guidelines play a crucial role in guiding decisions related to diagnosis, management, and treatment in healthcare. They are generated through a structured process involving data collection, evidence prioritization, and consensus among experts. These guidelines, whether at national, regional,

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Sarsaparilla Dr Sebi | Leafoflifeherbs.com

Sarsaparilla root is one of the top herbal remedies recommended by Dr. Sebi. This powerful herb has a long history of use for a variety of health conditions. Explore Leafoflifeherbs.com for further information.

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Annual Audit of PPMs SEBI Lawyers Take On The New Updates

In a significant development for India\u2019s alternative investment landscape, the Securities and Exchange Board of India (SEBI) has introduced mandatory annual audits for Private Placement Memorandums

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