The Employee Benefit Plan Audit Quality Center for a session on audit planning, DOL updates, legislative developments, and other audit considerations. Presented by industry experts.

5 views • 76 slides

Understand the significance of audit documentation in proving compliance with audit requirements, ensuring quality audit work, and providing evidence for audit conclusions. Learn about the purpose, requirements, and definitions of audit documentation as outlined in auditing standards. Proper documen

5 views • 40 slides

The presentation outlines the purpose, responsibilities, and key aspects of the Department of Basic Education Audit Committee's activities, including oversight on internal and external audits, risk management, financial statements quality, and irregular expenditure investigations. It emphasizes the

2 views • 27 slides

The National Skills Fund provides an update on investigations conducted by the Directorate for Priority Crime Investigation, historical and current audit outcomes, and human resource management actions. The ongoing investigation by the DPCI (HAWKS), internal disciplinary processes, audit action plan

6 views • 29 slides

The Digital Competency Maturity Model 2.0 (DCMM 2.0) is a framework designed to help professional accounting firms evaluate and enhance their digital competencies. Released as an upgrade to the previous version in 2017, DCMM 2.0 offers a structured approach for firms to assess their current level of

4 views • 19 slides

The single audit process is a requirement for non-federal entities receiving over $750,000 in Federal awards, ensuring compliance with program requirements and Uniform Guidance. This audit involves examining financial statements and ensuring proper fund utilization. Auditee responsibilities and key

0 views • 36 slides

Top executive search firms in the UK, such as Alliance Recruitment Agency, are essential for businesses. They specialize in finding top talent to lead organizations effectively. By leveraging their industry expertise and thorough vetting processes, these firms ensure businesses secure executives who

1 views • 5 slides

In response to a cyber-attack on the HSE in 2021, an audit was conducted at University Hospital of Limerick to assess the accessibility of key healthcare-related computer programs. The audit revealed issues such as JavaScript errors, missing plug-ins, outdated software, and internet access issues. I

0 views • 4 slides

Explore the functions and responsibilities of internal audit processes and audit committees in the context of school boards in Ontario. Covering topics such as governance, risk management, compliance, and internal controls, the content delves into the structure, mandate, and activities of internal a

2 views • 34 slides

This framework outlines the importance of audit, risk, and improvement committees (ARIC), internal audit (IA), and risk management (RM) in local councils in NSW under the Local Government Act 1993. It defines key terms, such as Audit Committee, Internal Audit, Risk Management, and the three lines of

1 views • 31 slides

This document discusses the growth and trends of CA firms in India, focusing on networking, merger, and current practices. It highlights the total number of members, types of firm partnerships, guidelines for networking, current trends in practice, barriers to networking/merger, and the 2021 guideli

0 views • 32 slides

This presentation outlines the national results of a clinical audit conducted in 2016/17 regarding the management of severe sepsis and septic shock in Emergency Departments (EDs). The audit objectives include benchmarking current performance, facilitating national and peer comparisons, identifying a

0 views • 25 slides

This research examines how the use of data analytics and consulting activities affect perceived internal audit quality. The study investigates the relationship between these factors and top management's perception of internal audit quality. Through online scenario-based experiments with middle and t

2 views • 11 slides

This presentation displays the national results of the 2016/17 clinical audit, focusing on the performance of Emergency Departments (EDs) against audit standards. The audit objectives include benchmarking current performance, allowing national and peer comparisons, identifying areas for improvement,

2 views • 45 slides

Quality assurance in public audit systems plays a crucial role in evaluating audit compliance, improving quality control processes, and detecting problem areas. It helps ensure effective operation and establishment of quality controls, supporting audit findings with proper evidence, disseminating go

1 views • 22 slides

Planning an internal audit following EC practices is crucial for enhancing and protecting organizational value. The Internal Audit Service's mission focuses on providing risk-based assurance and advice to improve risk management, control, and governance processes. From audit engagement to kick-off,

0 views • 17 slides

This content discusses the standard curriculum for the Weatherization Assistance Program focusing on energy audit software for single-family homes. It covers learning objectives, terminology, energy audits, federal rules, and guidance related to energy audit approval procedures. Participants will le

0 views • 14 slides

Securities firms and investment banks play a vital role in facilitating the transfer of funds between suppliers and users in financial markets with efficiency and low costs. Investment banks assist businesses and governments in raising funds through securities issuance, while securities firms aid in

0 views • 26 slides

This content delves into the process of auditing the implementation of Sustainable Development Goals (SDGs) in Turkey, focusing on renewable energy policies. It covers topics such as audit perspective, selecting audit topics, the link between national targets and SDGs, planning stages, defining audi

1 views • 22 slides

Financial audit focuses on reviewing financial statements for accuracy and compliance, while management audit assesses the efficiency of operations and future planning. Financial audit is a legal requirement for registered companies, conducted by chartered accountants, and emphasizes error detection

0 views • 17 slides

The kinked demand curve model in oligopoly, developed by Paul M. Sweezy, highlights stability in pricing and output decisions among firms. This model suggests that rival firms may react asymmetrically to price changes, leading to a kink at a certain price level. Assumptions include few firms produci

3 views • 7 slides

Departmental audits in GST involve the examination of records, returns, and other documents to verify the correctness of turnover declared, taxes paid, refunds claimed, and input tax credit availed. This audit ensures compliance with the provisions of the CGST Act, 2017. Types of audits under GST in

7 views • 27 slides

This clinical audit presentation showcases the national results of how Emergency Departments (EDs) are performing against the established audit standards for moderate to acute severe asthma in the year 2016/17. The objectives of the audit were to benchmark current performance, enable national and pe

1 views • 36 slides

The Audit Quality Maturity Model (AQMM) is a self-evaluation tool designed for audit firms to assess their level of maturity, identify strengths and weaknesses, and enhance their audit practices. The model covers various operational aspects such as revenue budgeting, technology adoption, and human r

1 views • 14 slides

This content provides an overview of the pre-audit presentation, objectives of the presentation, the definition of internal audit, the role of internal audit in examining university departments, the university audit process, internal audit reporting lines, and insights on internal controls in an org

3 views • 30 slides

The Internal Audit Department at the University of North Carolina Charlotte is led by Chief Audit Officer Jennifer Walker and Internal Audit Manager Kevin Vehar. The team provides risk-based assurance, advisory services, and investigations to enhance organizational value. Their mission is to offer o

1 views • 17 slides

Performing an energy audit at a school helps in understanding energy usage patterns, identifying areas of waste, and creating energy-saving action plans. The audit involves collecting data, creating switch-off lists, and filling out templates methodically to track energy consumption. It should be do

0 views • 16 slides

This presentation outlines the major policy changes in the government-wide requirements for auditing Federal awards under the Single Audit Act Amendments of 1996. It discusses the transition from OMB Circular A-133 to Subpart F-Audit Requirements in 2 CFR Part 200, focusing on targeting audit requir

1 views • 34 slides

The Federal Audit Executive Council (FAEC) plays a vital role in coordinating issues affecting the Federal audit community, with a key emphasis on audit policy and operations. The FAEC's contracting committee has developed audit guides covering various topics like acquisition planning, market resear

1 views • 12 slides

Learn key insights for effectively preparing and participating in an audit process, including understanding annual audit requirements, the importance of the initial steps, maximizing the audit process, and crucial steps for a successful audit. Gain a comprehensive overview to streamline your organiz

0 views • 17 slides

The technology shock of cloud computing has significantly influenced the survival and performance of young firms. Young firms face higher uncertainty, benefit from experimentation, and are resource-constrained, making cloud computing's elastic, fast, and generic nature particularly advantageous. Thi

0 views • 21 slides

The British Association of Dermatologists conducted a national clinical audit program in 2015 to evaluate atopic eczema in children based on NICE guidelines. The audit included contributions from BAD and BSPD members, as well as private providers. It involved 128 submissions from 98 centers, with 12

2 views • 18 slides

Delve into the world of brand building, forensic audit, and new age opportunities through the lens of a recent event organized by the Navsari Branch of The WIRC of The Institute of Chartered Accountants of India. Topics covered include firms that have scaled up, the importance of being a trusted adv

0 views • 31 slides

Understanding the importance of audit file preparation and key considerations for a successful audit process in Nairobi. Key staff participation, management of audit process, sharing draft financial statements for quality review, and following Act requirements are crucial steps for a successful audi

0 views • 23 slides

Learn about the audit risk assessment process, including objectives, risk assessment techniques, and the PPC audit approach. Understand preliminary engagement activities, client acceptance/continuance considerations, and important documentation. Explore how to assess risks of material misstatement a

0 views • 61 slides

The study explores the practice of lowballing audit fees and its effects on auditor independence and audit quality. Key research questions examine the relationship between non-audit fees, client importance, and lowballing, as well as the recovery of initial fee discounts. Hypotheses suggest connecti

0 views • 12 slides

In accordance with federal regulations, non-Federal entities that expend $750,000 or more in Federal funds, including USDA's child nutrition programs, are required to undergo a Single Audit. The audit must be completed within nine months of the organization's fiscal year-end, and the final report mu

0 views • 5 slides

Creating a rule-based model for anomaly detection, this research focuses on developing an architecture for continuous audit systems. By utilizing historical data, the scope includes detecting fraud, discrepancies, and internal control weaknesses, leading to a maturity model for automated continuous

0 views • 27 slides

This study examines the lasting effects of management interventions in Indian textile firms over an 8-year period, revealing that while some improvements were reversed, treatment remained significant for management and performance. Factors like managerial turnover influenced the persistence of these

0 views • 38 slides

The UN-Habitat audit for 2020-2021 showcases adherence to international best practices, including distinct internal/external audit functions, risk-based methodology, and operational independence. Audit coverage spans regional, country, and global operations, with critical business processes under sc

0 views • 9 slides