Understanding Legal Ramifications of Mental Illness in Criminal Justice System

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Mental illness presents complex challenges in the criminal justice system, impacting court rulings, constitutional issues, and perceptions of vulnerability. Cases like James Holmes and John Hinckley highlight the intersection of mental health and criminal behavior. Legal standards regarding execution, medication, and jury understanding of mental illness are explored, emphasizing the vulnerability of the mentally ill and societal perceptions that may influence judicial decisions.


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  1. Deadly Justice, Ch 12 Mental Illness Announcements: Just Mercy screening on Friday, see link on class web site Tennessee carried out an execution on Feb 20, using the electric chair Nicholas Sutton, who had multiple corrections officers and others appealing for his commutation, since he had saved several lives while in prison, chose the electric chair out of fear of the lethal injection protocol. Questions or comments about speakers, Gary Griffin and Ken Rose? Feb 24, 2020 Baumgartner, POLI 203, Spring 2020 1

  2. Mental Health Betsy Neill: senior thesis project All kinds of paradoxes and strange legal rulings associated with insanity and mental illness Look up these cases: James Holmes (Aurora Colo. movie theater shooter, 2012) John Hinckley (shot but did not kill Pres. Ronald Reagan, 1981) General idea: vulnerability Having mental illness may lead to: Bad crimes (depending on the nature of the illness) Lack of ability to cooperate with defense attorneys, poor judgment Lack of empathy on the part of the jury, as the defendant may not act right in court Baumgartner, POLI 203, Spring 2020 2

  3. Court rulings Constitutional issues Atkins v. Virginia (2002): low IQ prohibits execution (contradicting 1989 Penry v. Lynaugh, holding that it was ok; evolving standards of decency ) Ford v. Wainwright (1986): inmate must understand the reason for execution Several cases: can the state forcibly medicate the person, to make them sane enough? Mental Illness and intellectual capacity separate issues Illness at the time of the crime (not currently proscribed; Atkins refers to intellectual capacity, not mental illness) Illness at the time of execution (must be able to understand what execution is, and that it is a punishment for the crime, according to Ford) Note: Texas future dangerousness may make illness an aggravator Note: Juries make decisions; their understanding of mental illness may be full of cultural assumptions about dangerousness, even if not true. Baumgartner, POLI 203, Spring 2020 3

  4. Data and results Court and media records from 2000 through 2015 Older data hard to find on-line This probably under-estimates mental illness quite dramatically May not be mentioned in trial May not be mentioned in any news coverage Often requires official medical diagnosis, hospitalization, school records, testing, etc. Many people never get tested, so there could be a lot of illness that was never diagnosed. Note the legal paradox: Low IQ or mental illness may be a mitigator or make you exempt from the death penalty. But it is also very pejorative so IQ test administrators generally seek to nudge up people, especially in school-related cases, where special education is more expensive Baumgartner, POLI 203, Spring 2020 4

  5. The bottom line: The mentally ill are highly vulnerable. And jurors may be scared of them, or think they have no remorse Baumgartner, POLI 203, Spring 2020 5

  6. Rates of serious mental illness much higher among those executed compared to general public, particularly for volunteers Volunteers for execution compared to others executed Serious mental illness more common Baumgartner, POLI 203, Spring 2020 6

  7. How would you respond, as a juror? Defendant is crazy. Abusive childhood, maybe deep anger, anti-social behavior, no sense of what is right , maybe very violent, perhaps sexually violent Crime may be particularly heinous, violent Courtroom demeanor may be inappropriate May not cooperate with his own attorney Turns out, this does not work very well for the inmate Texas: future dangerousness must be considered. Should they be allowed to drop appeals and commit suicide? Was / is Dylan Roof crazy? Should he have been allowed to fire his attorneys in the penalty phase, in order not to embarrass his mom about his bad childhood? Note: reduction in sentence from death does not mean you go free! Baumgartner, POLI 203, Spring 2020 7

  8. OK to execute veterans? Those with PTSD from their military service? About 10 percent of those executed have been veterans. Of course, military service may have had nothing to do with their crime. But many appear to have had symptoms of PTSD. Perhaps it makes the crimes more heinous than what a sane person would do. Is that an appropriate aggravator, or should it be a mitigator? (Film Just Mercy has a case like this; executed inmate had no innocence claim, but he had trauma from Vietnam, as well as skills to make bombs.) Baumgartner, POLI 203, Spring 2020 8

  9. The difficulty of balancing crimes and mitigators The US SC has said that the death penalty should be reserved for: The most heinous crimes Committed by the most deserving criminals So you have to have both What if a clearly heinous crime is committed by someone who really does not think the way you and I do? Let s listen to shelf life from the class web site. What if that child grew up to kill? (He s currently on NC s death row ) Baumgartner, POLI 203, Spring 2020 9

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