Understanding Capacity and Consent in Medical Decision-Making

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Exploring the concepts of capacity and competence in medical decision-making, this content delves into the legal implications and distinctions between the two terms. It discusses the importance of a physician's role in assessing capacity, as well as the ability to consent based on communication and understanding of proposed treatments in healthcare settings.


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  1. Capacity Nancy Weintraub, MD Health Services Professor, UCLA VA GRECC Director, UCLA Geriatric Medicine Fellowship

  2. DISCLOSURES None of the faculty, planners, speakers, providers nor CME committee has any relevant financial relationships with commercial interest There is no commercial support for this CME activity

  3. Case 84 year old woman w/ DM and HTN in ED CC: abdominal pain worsening over past few days, now severe PMH: OA, Hearing Loss, Macular Degeneration PSH: TAH due to fibroids many years ago Meds: glipizide, metformin, lisinopril, HCTZ, acetaminophen

  4. SH: Lives with husband for whom she is the care-giver after his CVA; retired teacher; 2 daughters in the area; no tobacco or alcohol ADLs independent IADLs: Does not drive (never did) Manages all medications Manages finances Does the cooking Daughters help with shopping and cleaning

  5. Pertinent PE Vitals: BP 110/60, HR 120, T 100.4 Pt moaning in pain, calling for her daughter Lungs clear Cor RRR S4S1S2 w/ 2/6 sys m Abd: BS absent, + guarding Neuro: moving all 4 extremities

  6. Labs H/H 11/33, WBC 17.5 w/ L shift, plts 280 K Na 145, K 3.2, Cl 105, CO2 20, AG 20 Glu 300, BUN 45, Cr 1.3, LFTs nl EKG: sinus tach CT abd: free air and stranding around L descending colon

  7. CONSENT (oh no)

  8. Who consents?

  9. Capacity vs. Competence

  10. Competence and incompetence are legal terms, implying actions of a court of law. Capacity is specific to the medical decision at hand, decision made by a physician

  11. Capacity to Consent Ability to communicate Ability to understand the proposed treatment and alternative interventions Ability to appreciate the consequences of accepting or declining the suggested treatment Ability to explain the rationale for their choice

  12. The Saga Continues. You explain. She says: I don t understand you. I don t know . Talk to my daughter.

  13. What now????

  14. Capacity to Consent Ability to communicate Ability to understand the proposed treatment and alternative interventions Ability to appreciate the consequences of accepting or declining the suggested treatment Ability to explain the rationale for their choice

  15. Is the patient delirious? How do we find out?

  16. CAMS 1. Acute change in mental status and fluctuating course 2. Inattention 3. Disorganized thinking 4. Altered level of consciousness Requires features 1 and 2 and either 3 or 4

  17. 1. Acute change in mental status and fluctuating course Do we have that? How do we find out?

  18. 2. Inattention Do we have that? How do we find out?

  19. Short mental status testing Conversation

  20. 3. Disorganized thinking 4. Altered level of consciousness Observation and conversation

  21. Back to the patient. You try to assess her mental status and discover that she cannot hear you. Now what?

  22. Capacity to Consent Ability to communicate Ability to understand the proposed treatment and alternative interventions Ability to appreciate the consequences of accepting or declining the suggested treatment Ability to explain the rationale for their choice

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