Software Engineering Processes

 
Software Engineering
Software Engineering
COMP 201
COMP 201
 
1
 
COMP201 - Software Engineering
 
Lecturer: 
Sebastian Coope
Ashton Building, Room G.18
E-mail: 
coopes@liverpool.ac.uk
 
COMP 201 web-page:
http://www.csc.liv.ac.uk/~coopes/comp201
 
 
Lecture 2
 – Software Processes
 
Processes (building a house)
 
COMP201 - Software Engineering
 
2
Tasks
 
What to build?
Where to build?
How much money?
Get the money
Design the build (Detailed plans, timescales etc.)
Get permissions?
Start with foundations
Build up from foundations
Fully test everything
When basic structure complete, make sure it is looks right
Show to customer
Re-adjust to customers feedback
COMP201 - Software Engineering
3
 
Questions?
 
Does the previous list apply to Software?
 
COMP201 - Software Engineering
 
4
 
Task order  (early fix is easy)
 
COMP201 - Software Engineering
 
5
What is a Process … ?
 
When we provide a service or create a product we always
follow a sequence of steps to accomplish a set of tasks
You do not usually
put up the drywall before the wiring for a house is installed or
bake a cake before all the ingredients are mixed together
We can think of a series of activities as a
 
process
During this lecture we shall see some examples of software
development processes that are used to ensure software is
developed in a systematic way using tried and tested
techniques
6
COMP201 - Software Engineering
What is a Process … ?
 
Any process has the following characteristics
It prescribes all of the 
major activities
It uses resources and produces 
intermediate and
final products
It may include sub-processes and 
has entry and exit
criteria
The activities are 
organized in a sequence
Constraints or controls may apply to activities
 
(budget constraints, availability of resources , etc.)
7
COMP201 - Software Engineering
 
Process
Building development
 
COMP201 - Software Engineering
 
8
Secure
funding
Design
house
Get
Planning
permission
Site survey
(re)Draw plans
(re)Specify build
Architect
Plans/
specifications
Software Processes
Coherent sets of activities for
Specifying
,
Designing
,
Implementing
 and
Testing
 software systems
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9
COMP201 - Software Engineering
 
Processes and software
 
Software (unlike buildings/bridges etc.)
Can be changed at anytime
Is often required to change often after construction
Benefits
Software can be improved almost without limit
Leading to problems
Software often gets faults as it evolves
Software cost is hard to manage
Problems with user’s experience and expectations
 
COMP201 - Software Engineering
 
10
The Software Process
 
The Software Process 
is a structured set of activities
required to develop a software system consisting of
Specification
Design and implementation
Validation
Evolution
A software process model 
is an abstract representation of
a process
It presents a description of a process from some particular
perspective
11
COMP201 - Software Engineering
Generic Software Process Models
 
The Waterfall Model (classic engineering, example bridge
building)
Separate and distinct phases of specification and development
Evolutionary Development (more like product engineering)
Specification and development are interleaved
Formal Systems Development 
(example - ASML)
A mathematical system model is formally transformed to an
implementation
Reuse-Based Development
The system is assembled from existing components
12
COMP201 - Software Engineering
 
Waterfall Model
 
13
 
COMP201 - Software Engineering
 
The drawback of the
waterfall model is the
difficulty of
accommodating change
after the process is
underway
Waterfall Model Problems
 
Inflexible partitioning
 
of the project into distinct stages
This makes it difficult to respond to changing customer
requirements
Therefore, this model is only appropriate when the (
final
)
requirements are well-understood (rare in software)
Waterfall model describes a process of stepwise refinement
Based on 
hardware engineering models
Widely used in 
military
 and 
aerospace
 industries
14
COMP201 - Software Engineering
 
Reality check!
 
Practically no one in industry follows the waterfall
method as shown here to produce software
Why bother, then?
Each stage is an important step in software development
It’s easy to remember
The sequence is important
Spec. before Design
Design before coding etc.
Many industry practises could do with improvement!
 
 
COMP201 - Software Engineering
 
15
Why Not a Waterfall
 
But software is different from hardware :
No fabrication step
 Program code is another design level
 Hence, no “commit” step – software can always be changed…!
No body of experience for design analysis (yet)
 Most analysis (testing) is done on program code
 Hence, problems are often not detected until late in the process
Waterfall model takes a static view of requirements
 It ignores changing needs
 Lack of user involvement once specification is written
Unrealistic separation of specification from the design
 
Doesn’t accommodate prototyping, reuse, etc.
16
COMP201 - Software Engineering
Evolutionary Development
 
Rather than using the waterfall model we may use
evolutionary development 
which is based upon the idea
of developing an 
initial implementation 
, exposing it to
the user and refining it based upon their response.
Exploratory development
-
Objective is to work with customers and to evolve a final
system from an initial outline specification.
-
Should start with 
well-understood requirements
.
-
The system evolves by adding new features as they are
proposed by customer.
17
COMP201 - Software Engineering
Evolutionary Development
 
Throw-away prototyping
Objective is to understand the system requirements. Should
start with 
poorly understood requirements
Develop “quick and dirty” system quickly;
Expose to user comment;
Refine;
 
  
Until an adequate system is developed.
Particularly suitable where:
-
detailed requirements not possible;
-
powerful development tools (e.g. GUI) available
18
COMP201 - Software Engineering
 
Evolutionary Development
 
19
 
COMP201 - Software Engineering
 
Evolutionary Development
 
Problems
Lack of 
process visibility
Systems are sometimes 
poorly structured
Special skills
 (e.g. in languages
prototyping) may be required
Applicability
All types of system but rare in safety critical
 
20
 
COMP201 - Software Engineering
 
Reality check
 
In reality all modern development has a degree of
evolutionary development BUT is hybrid (see SCRUM
later)
Sometimes the specification is mostly completed at the
start and then added to
The evolution cycles pre-determined
100 functions
In phase 1 develop functions 1-30
In phase 2 develop functions 31-80
In phase 3 develop functions 81-100
 
COMP201 - Software Engineering
 
21
Formal Systems Development
 
Based on the transformation of a mathematical
specification
 through different representations to an
executable program
Transformations are ‘correctness-preserving’
 so it is
straightforward to show that the program conforms to its
specification
 
Embodied in the 
‘Cleanroom’ approach 
(which was
originally developed by IBM)
 to software development
22
COMP201 - Software Engineering
 
Formal Systems Development
 
23
 
COMP201 - Software Engineering
 
Formal Transformations
 
24
 
COMP201 - Software Engineering
 
Example code (in Z)
 
 
COMP201 - Software Engineering
 
25
Formal Systems Development
 
Problems
Need for specialised skills and training to apply the
technique (Higher initial cost)
Difficult to formally specify some aspects of the system such
as the user interface
Can be more time consuming than other approaches
(increased time to market)
Many stake holders cannot understand the specification
Applicability
Critical systems 
especially those where a safety or security
case must be made before the system is put into operation
26
COMP201 - Software Engineering
Reuse-Oriented Development
 
Based on systematic reuse
 
where systems are integrated
from existing components or COTS (Commercial-off-the-
shelf) systems
Process stages
Component analysis
Requirements modification
System design with reuse
Development and integration
27
COMP201 - Software Engineering
Process Iteration
 
Modern development processes take iteration as
fundamental, 
and try to provide ways of managing, rather
than ignoring, the risk
System requirements ALWAYS evolve in the course of a
project
 
so process iteration where earlier stages are
reworked is always part of the process for large systems
Iteration
 can be applied to any of the generic process
models
There are two (related) approaches:
Incremental development
Spiral development
28
COMP201 - Software Engineering
Incremental Development
(example Scrum)
 
Rather than deliver the system as a single delivery,
 
the
development and delivery is broken down into
increments
 with each increment delivering part of the
required functionality
User requirements are prioritised
 
and the highest
priority requirements are included in early increments
Once the development of an increment is started,
the requirements are frozen
 
though requirements for
later increments can continue to evolve
29
COMP201 - Software Engineering
Incremental Development Advantages
 
Customer value
 
can be delivered with each increment
so system functionality is available earlier
Early increments
 
act as a prototype to help elicit
requirements for later increments
Lower risk of overall project failure
The highest priority system services
 
tend to receive
the most testing
30
COMP201 - Software Engineering
 
In Reality
 
Most software processes involve
Prototyping
Iterative building
Why
It reduces risk of making the wrong product
It allows the software to undergo more testing
It produces working product as we go along, so less chance
of inventory loss
 
COMP201 - Software Engineering
 
31
 
Final question
 
The specification is by a long margin
The MOST critical phase of any software
engineering project
Why?
 
COMP201 - Software Engineering
 
32
Lecture Key Points
 
Software processes are the activities involved in
producing and evolving a software system. They are
represented in a software process model
General activities are specification, design and
implementation, validation and evolution
Generic process models describe the organisation of
software processes
Iterative process models describe the software process as
a cycle of activities
33
COMP201 - Software Engineering
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Dive into the world of software engineering processes through a comprehensive exploration of building development processes, tasks involved, and the characteristics of a process. Discover how these processes ensure systematic software development and the key steps required for successful project completion. Learn how to design, secure funding, obtain permissions, and test software effectively, drawing parallels to building construction processes. Explore the importance of following a sequence of steps to accomplish tasks and the critical role of tried-and-tested techniques in software development.

  • Software Engineering
  • Processes
  • Building Development
  • Project Management
  • Systematic Approach

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  1. Software Engineering COMP 201 Lecturer: Sebastian Coope Ashton Building, Room G.18 E-mail: coopes@liverpool.ac.uk COMP 201 web-page: http://www.csc.liv.ac.uk/~coopes/comp201 Lecture 2 Software Processes COMP201 - Software Engineering 1

  2. Processes (building a house) COMP201 - Software Engineering 2

  3. Tasks What to build? Where to build? How much money? Get the money Design the build (Detailed plans, timescales etc.) Get permissions? Start with foundations Build up from foundations Fully test everything When basic structure complete, make sure it is looks right Show to customer Re-adjust to customers feedback COMP201 - Software Engineering 3

  4. Questions? Does the previous list apply to Software? COMP201 - Software Engineering 4

  5. Task order (early fix is easy) COMP201 - Software Engineering 5

  6. What is a Process ? When we provide a service or create a product we always follow a sequence of steps to accomplish a set of tasks You do not usually put up the drywall before the wiring for a house is installed or bake a cake before all the ingredients are mixed together We can think of a series of activities as a process During this lecture we shall see some examples of software development processes that are used to ensure software is developed in a systematic way using tried and tested techniques COMP201 - Software Engineering 6

  7. What is a Process ? Any process has the following characteristics It prescribes all of the major activities It uses resources and produces intermediate and final products It may include sub-processes and has entry and exit criteria The activities are organized in a sequence Constraints or controls may apply to activities (budget constraints, availability of resources , etc.) COMP201 - Software Engineering 7

  8. Process Building development Architect Design house Get (re)Draw plans (re)Specify build Secure funding Planning permission Site survey Plans/ specifications COMP201 - Software Engineering 8

  9. Software Processes When the process involves the building of some product we refer to the process as a life cycle Software development process software life cycle Coherent sets of activities for Specifying, Designing, Implementing and Testing software systems COMP201 - Software Engineering 9

  10. Processes and software Software (unlike buildings/bridges etc.) Can be changed at anytime Is often required to change often after construction Benefits Software can be improved almost without limit Leading to problems Software often gets faults as it evolves Software cost is hard to manage Problems with user s experience and expectations COMP201 - Software Engineering 10

  11. The Software Process The Software Process is a structured set of activities required to develop a software system consisting of Specification Design and implementation Validation Evolution A software process model is an abstract representation of a process It presents a description of a process from some particular perspective COMP201 - Software Engineering 11

  12. Generic Software Process Models The Waterfall Model (classic engineering, example bridge building) Separate and distinct phases of specification and development Evolutionary Development (more like product engineering) Specification and development are interleaved Formal Systems Development (example - ASML) A mathematical system model is formally transformed to an implementation Reuse-Based Development The system is assembled from existing components COMP201 - Software Engineering 12

  13. Waterfall Model The drawback of the waterfall model is the difficulty of accommodating change after the process is underway Requirements definition System and software design Implementation and unit testing Integration and system testing Operation and maintenance COMP201 - Software Engineering 13

  14. Waterfall Model Problems Inflexible partitioning of the project into distinct stages This makes it difficult to respond to changing customer requirements Therefore, this model is only appropriate when the (final) requirements are well-understood (rare in software) Waterfall model describes a process of stepwise refinement Based on hardware engineering models Widely used in military and aerospace industries COMP201 - Software Engineering 14

  15. Reality check! Practically no one in industry follows the waterfall method as shown here to produce software Why bother, then? Each stage is an important step in software development It s easy to remember The sequence is important Spec. before Design Design before coding etc. Many industry practises could do with improvement! COMP201 - Software Engineering 15

  16. Why Not a Waterfall But software is different from hardware : No fabrication step Program code is another design level Hence, no commit step software can always be changed ! No body of experience for design analysis (yet) Most analysis (testing) is done on program code Hence, problems are often not detected until late in the process Waterfall model takes a static view of requirements It ignores changing needs Lack of user involvement once specification is written Unrealistic separation of specification from the design Doesn t accommodate prototyping, reuse, etc. COMP201 - Software Engineering 16

  17. Evolutionary Development Rather than using the waterfall model we may use evolutionary development which is based upon the idea of developing an initial implementation , exposing it to the user and refining it based upon their response. Exploratory development - Objective is to work with customers and to evolve a final system from an initial outline specification. - Should start with well-understood requirements. - The system evolves by adding new features as they are proposed by customer. COMP201 - Software Engineering 17

  18. Evolutionary Development Throw-away prototyping Objective is to understand the system requirements. Should start with poorly understood requirements Develop quick and dirty system quickly; Expose to user comment; Refine; Until an adequate system is developed. Particularly suitable where: - detailed requirements not possible; - powerful development tools (e.g. GUI) available COMP201 - Software Engineering 18

  19. Evolutionary Development Concurrent activities Initial version Specification Outline description Intermediate versions Development Final version Validation COMP201 - Software Engineering 19

  20. Evolutionary Development Problems Lack of process visibility Systems are sometimes poorly structured Special skills (e.g. in languages prototyping) may be required Applicability All types of system but rare in safety critical COMP201 - Software Engineering 20

  21. Reality check In reality all modern development has a degree of evolutionary development BUT is hybrid (see SCRUM later) Sometimes the specification is mostly completed at the start and then added to The evolution cycles pre-determined 100 functions In phase 1 develop functions 1-30 In phase 2 develop functions 31-80 In phase 3 develop functions 81-100 COMP201 - Software Engineering 21

  22. Formal Systems Development Based on the transformation of a mathematical specification through different representations to an executable program Transformations are correctness-preserving so it is straightforward to show that the program conforms to its specification Embodied in the Cleanroom approach (which was originally developed by IBM) to software development COMP201 - Software Engineering 22

  23. Formal Systems Development Integration and system testing Requirements definition Formal Formal specification transformation COMP201 - Software Engineering 23

  24. Formal Transformations Formal transformations T1 T2 T3 T4 Formal specification Executable program R1 R2 R3 P1 P2 P3 P4 Proofs of transformation correctness COMP201 - Software Engineering 24

  25. Example code (in Z) COMP201 - Software Engineering 25

  26. Formal Systems Development Problems Need for specialised skills and training to apply the technique (Higher initial cost) Difficult to formally specify some aspects of the system such as the user interface Can be more time consuming than other approaches (increased time to market) Many stake holders cannot understand the specification Applicability Critical systems especially those where a safety or security case must be made before the system is put into operation COMP201 - Software Engineering 26

  27. Reuse-Oriented Development Based on systematic reuse where systems are integrated from existing components or COTS (Commercial-off-the- shelf) systems Process stages Component analysis Requirements modification System design with reuse Development and integration COMP201 - Software Engineering 27

  28. Process Iteration Modern development processes take iteration as fundamental, and try to provide ways of managing, rather than ignoring, the risk System requirements ALWAYS evolve in the course of a project so process iteration where earlier stages are reworked is always part of the process for large systems Iteration can be applied to any of the generic process models There are two (related) approaches: Incremental development Spiral development COMP201 - Software Engineering 28

  29. Incremental Development (example Scrum) Rather than deliver the system as a single delivery, the development and delivery is broken down into increments with each increment delivering part of the required functionality User requirements are prioritised and the highest priority requirements are included in early increments Once the development of an increment is started, the requirements are frozen though requirements for later increments can continue to evolve COMP201 - Software Engineering 29

  30. Incremental Development Advantages Customer value can be delivered with each increment so system functionality is available earlier Early increments act as a prototype to help elicit requirements for later increments Lower risk of overall project failure The highest priority system services tend to receive the most testing COMP201 - Software Engineering 30

  31. In Reality Most software processes involve Prototyping Iterative building Why It reduces risk of making the wrong product It allows the software to undergo more testing It produces working product as we go along, so less chance of inventory loss COMP201 - Software Engineering 31

  32. Final question The specification is by a long margin The MOST critical phase of any software engineering project Why? COMP201 - Software Engineering 32

  33. Lecture Key Points Software processes are the activities involved in producing and evolving a software system. They are represented in a software process model General activities are specification, design and implementation, validation and evolution Generic process models describe the organisation of software processes Iterative process models describe the software process as a cycle of activities COMP201 - Software Engineering 33

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