Pharmacology and Toxicology in Investigator Brochures

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Pharmacology/Toxicology in the
Investigator Brochure
 
Brenda J. Gehrke, Ph.D.
Office of New Drugs/CDER/FDA
November 2016
 
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An overview of Pharmacology/Toxicology
(nonclinical) information
Pharmacology
Safety Pharmacology
Toxicology
General toxicology
Genetic toxicology
Other toxicology studies: reproductive toxicity
Examples of toxicity data
 
Nonclinical information included
in the Investigator Brochure (IB)
 
 
Pharmacology
Safety Pharmacology
Toxicology
General toxicology
Genetic toxicology
Other toxicology studies
Pharmacokinetics
 
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Used to define intended and
unintended targets/ effects
Amount of information varies
Type of molecule (e.g. small
molecule vs biologic)
Stage of drug development
Indication
 
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Drug not the first in class? Better idea of
toxicities
For biologics (e.g. an antibody):
which species best predicts toxicities in
humans
Can explain some toxicities seen in
animals: exaggerated pharmacologic
effects
 
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Cardiovascular
In vitro
In animals (dogs or monkeys)
CNS (usually rodents)
Pulmonary (usually rodents)
 
 
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Toxicology studies with the same route
and schedule of administration as
proposed in subjects:
Duration of nonclinical studies relative to
clinical development described in ICH
guidance M3R2
Anticancer pharmaceuticals follow ICH S9
 
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Determine whether it is safe to put drug
candidate into humans
Determine an initial safe dose for human
clinical trials
Help determine a safe stopping dose (if
necessary)
Identify dose limiting toxicities (what should be
monitored in clinical trials)
Assess potential toxicities that cannot be
identified in clinical trials
 
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Regulatory guidelines accept data from a
variety of species
In practice, only a small number of
rodent and nonrodent species are
consistently chosen
Species are chosen because they have
been used before, and studied
extensively
 
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Rodents
Rats
Mice
 
 
Non Rodents
Beagle dogs
Cynomolgus and
Rhesus monkeys
Rabbits
 
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For biotech derived products, e.g. an
antibody, the species should be
pharmacologically relevant.  Toxicology
studies in a second species may be waived if
no other relevant species has been identified.
 
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Indication: Treatment of systemic
amyloidosis
Target: amyloid fibrils
Drug: Humanized IgG1 monoclonal
antibody
Target not present in healthy animals
(pivotal tox studies are conducted in healthy animals)
How is toxicity assessed in the absence of
a relevant species? What to monitor in
patients?
 
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Drug/Indication: Microtubule inhibitor
being developed for treatment of
advanced solid tumors
Produced irreversible optic nerve
degeneration at mid and high doses in rat
repeat-dose toxicology study
Based on concerns monitoring was
increased (optic exams and imaging), and
information was added to the protocol and
informed consent
 
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Ab-drug conjugate (indication: cancer)
Cynomolgus monkey was the relevant species
Findings in monkeys: mainly myelosuppresion
Findings in rats: myelosuppression, also
severe hepatotoxicity (necrosis, increased liver
enzymes)
How much to worry about hepatotoxicity?
 
100% homology to
human sequences
 
100% homology to
human sequences
 
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Fusion protein to inhibit the
complement pathway (immune system)
Indication: PNH
 
 
60% homology to protein sequences in rat
90% homology to protein sequences in
Cyno
Deaths in rats and monkeys, due to
Immunogenicity
Is immunogenicity relevant to humans?
 
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The review team reviewed the IND
package and agreed on the starting
dose.
Be aware of toxicities
Understand what the nonclinical data
mean and how relevant they are
 
 
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ADME differences between test animals
and humans 
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e.g.
, N-acetylation)
Species differences in anatomy (gall
bladder) and physiology (folate levels)
Species differences in pharmacodynamic
responses (binding affinities)
 
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Adverse reactions that can only be
communicated verbally by the patient
are not normally recognized in animals
(e.g. pain)
Concomitant drugs in humans may
exacerbate toxicity
 
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Signal transduction pathways, e.g.
IGFR/mTOR inhibition and hyperglycemia
Infusion reaction in monkeys to antisense
oligonucleotide
Cmax-related: slower infusion  reduces infusion
reaction
Hematologic toxicities of cytotoxic drugs
predicted by animal studies
 
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Data from genotoxicity studies are used
as a surrogate for carcinogenicity during
clinical trials.
Results from carcinogenicity studies are
generally not available until the time of
product approval.  Many people, including
healthy volunteers, will have been
exposed to pharmacologically active
doses before carcinogenicity data are
available.
 
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in vitro
An assay in bacteria to detect mutations in a target
gene
Ames Test - 
Salmonella and E.Coli
An assay in mammalian cells to detect
chromosomal damage
Chinese Hamster Ovary (CHO) cells
Mouse lymphoma cells
in vivo
An assay in a rodent species to detect chromosomal
damage to hematopoietic cells
Other genotoxicity assays are available and may be
conducted
 
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Timing of genetic toxicology studies relative
to clinical development
Gene mutation assay for single dose clinical
studies
Add chromosomal damage study for multiple
dose clinical studies
Complete battery conducted prior to phase 2
Submit with marketing application for anticancer
drugs
 
 
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Review team made a decision that the trial is
reasonably safe to proceed
Negative results in genotoxic assays
Positive or likely/possibly to be positive (based on
MOA, other drugs in the same class, equivocal
results)
Life-threatening indication/ cancer? Genotox studies not
needed until marketing application; short life-expectancy
Serious condition and no other therapy? HU in sickle cell
A single, small/sub-therapeutic dose in humans?
 
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Thalidomide is a well-known example
Prescribed to pregnant women for nausea and
insomnia.
Resulted in over 10,000 births with severe limb
malformations.
Link between exposure and adverse effects
was possible because of the potency of the
drug and relatively short time period between
exposure and manifestation of effects.
 
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For small molecules
Protocols are standard
Covers fertility, embryo-fetal, and pre- and post-
natal periods
Follow ICH S5R2
For biotechnology derived pharmaceuticals
More case-by-case
Study designs evolving based on revisions to ICH
S6
 
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Thalidomide-like limb abnormalities in
monkeys are induced by thalidomide
analogs.
Hormonal agents (e.g. estrogen receptor
agonists) and loss of pregnancy
 
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Women of child bearing potential
Generally, where appropriate preliminary reproduction toxicity
data are available from two species, and where precautions
to prevent pregnancy in clinical trials are used, inclusion of
WOCBP (up to 150) receiving investigational treatment for a
relatively short duration (up to 3 months) can occur before
conduct of definitive reproduction toxicity testing.
 
Pregnant women
Before the inclusion of pregnant women in clinical trials, all
female reproduction toxicity studies and the standard battery
of genotoxicity tests should be conducted. In addition, safety
data from previous human exposure should be evaluated.
 
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Follow ICH M3R2
Males
can be included in Phase I and II trials before the conduct of
the male fertility study since an evaluation of the male
reproductive organs is performed in the repeated-dose toxicity
studies.
A male fertility study should be completed before the initiation
of large scale or long duration clinical trials (e.g., Phase III
trials).
Women not of childbearing potential
Women not of childbearing potential (i.e., permanently
sterilized, postmenopausal) can be included in clinical trials
without reproduction toxicity studies if the relevant repeated-
dose toxicity studies (which include an evaluation of the
female reproductive organs) have been conducted.
Postmenopausal is defined as 12 months with no menses
without an alternative medical cause.
 
References
 
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fda.gov/cder/guidance or ich.org
S1 Carcinogenicity
S2 Genetic toxicity
S3 Toxicokinetics
S4 Duration of Chronic Toxicity Testing
S5 Reproductive toxicity
S6 Biotechnology
S7 Safety Pharmacology
S8 Immunotoxicology
S9 Nonclinical studies for development anticancer drugs
and biologics
M3 Nonclinical Safety Studies for the conduct of Human
Clinical Trials
Other guidances available from fda.gov
 
Thank You
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Explore the essential aspects of pharmacology and toxicology covered in Investigator Brochures, including nonclinical information, safety pharmacology, general toxicology, genetic toxicology, and more. Learn about the significance of pharmacology in predicting intended and unintended effects, considerations for different drug types, and the importance of assessing toxicities in preclinical studies.

  • Pharmacology
  • Toxicology
  • Investigator Brochure
  • Drug Development
  • Safety Pharmacology

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  1. Pharmacology/Toxicology in the Investigator Brochure Brenda J. Gehrke, Ph.D. Office of New Drugs/CDER/FDA November 2016

  2. Abbreviations ADME: absorption, distribution, metabolism, excretion HU: hydroxyurea IB: Investigator Brochure ICH: International Council for Harmonisation IGFR: insulin-like growth factor receptor IND: Investigational New Drug application MOA: mechanism of action mTOR: mammalian target of rapamycin PNH: paroxysmal nocturnal hemoglobinuria 2

  3. Objectives An overview of Pharmacology/Toxicology (nonclinical) information Pharmacology Safety Pharmacology Toxicology General toxicology Genetic toxicology Other toxicology studies: reproductive toxicity Examples of toxicity data 3

  4. Nonclinical information included in the Investigator Brochure (IB) Pharmacology Safety Pharmacology Toxicology General toxicology Genetic toxicology Other toxicology studies Pharmacokinetics 4

  5. Pharmacology 5

  6. Pharmacology Used to define intended and unintended targets/ effects Amount of information varies Type of molecule (e.g. small molecule vs biologic) Stage of drug development Indication 6

  7. How much attention to pay to the pharmacology? Drug not the first in class? Better idea of toxicities For biologics (e.g. an antibody): which species best predicts toxicities in humans Can explain some toxicities seen in animals: exaggerated pharmacologic effects 7

  8. Safety Pharmacology 8

  9. Safety Pharmacology Cardiovascular In vitro In animals (dogs or monkeys) CNS (usually rodents) Pulmonary (usually rodents) 9

  10. General Toxicology 10

  11. General toxicology Toxicology studies with the same route and schedule of administration as proposed in subjects: Duration of nonclinical studies relative to clinical development described in ICH guidance M3R2 Anticancer pharmaceuticals follow ICH S9 11

  12. Purpose of these studies Determine whether it is safe to put drug candidate into humans Determine an initial safe dose for human clinical trials Help determine a safe stopping dose (if necessary) Identify dose limiting toxicities (what should be monitored in clinical trials) Assess potential toxicities that cannot be identified in clinical trials 12

  13. Which Species to Test Regulatory guidelines accept data from a variety of species In practice, only a small number of rodent and nonrodent species are consistently chosen Species are chosen because they have been used before, and studied extensively 13

  14. Species Commonly Used Rodents Rats Mice Non Rodents Beagle dogs Cynomolgus and Rhesus monkeys Rabbits 14

  15. Species in toxicology studies For biotech derived products, e.g. an antibody, the species should be pharmacologically relevant. Toxicology studies in a second species may be waived if no other relevant species has been identified. 15

  16. Toxicity information in the IB: Real examples Indication: Treatment of systemic amyloidosis Target: amyloid fibrils Drug: Humanized IgG1 monoclonal antibody Target not present in healthy animals (pivotal tox studies are conducted in healthy animals) How is toxicity assessed in the absence of a relevant species? What to monitor in patients? 16

  17. Toxicity information in the IB: Real examples Drug/Indication: Microtubule inhibitor being developed for treatment of advanced solid tumors Produced irreversible optic nerve degeneration at mid and high doses in rat repeat-dose toxicology study Based on concerns monitoring was increased (optic exams and imaging), and information was added to the protocol and informed consent 17

  18. Toxicity information in the IB: Real examples Ab-drug conjugate (indication: cancer) Cynomolgus monkey was the relevant species Findings in monkeys: mainly myelosuppresion Findings in rats: myelosuppression, also severe hepatotoxicity (necrosis, increased liver enzymes) How much to worry about hepatotoxicity? 18

  19. Toxicity information in the IB: Real examples Fusion protein to inhibit the complement pathway (immune system) Indication: PNH 100% homology to human sequences 100% homology to human sequences 19

  20. Continued 60% homology to protein sequences in rat 90% homology to protein sequences in Cyno Deaths in rats and monkeys, due to Immunogenicity Is immunogenicity relevant to humans? 20

  21. General toxicology used to define the starting dose in humans Should I worry about the starting dose? The review team reviewed the IND package and agreed on the starting dose. Be aware of toxicities Understand what the nonclinical data mean and how relevant they are 21

  22. and how relevant are they? ADME differences between test animals and humans (e.g., N-acetylation) Species differences in anatomy (gall bladder) and physiology (folate levels) Species differences in pharmacodynamic responses (binding affinities) 22

  23. Other limitations Adverse reactions that can only be communicated verbally by the patient are not normally recognized in animals (e.g. pain) Concomitant drugs in humans may exacerbate toxicity 23

  24. In general, animals are good predictors of toxicities in humans Signal transduction pathways, e.g. IGFR/mTOR inhibition and hyperglycemia Infusion reaction in monkeys to antisense oligonucleotide Cmax-related: slower infusion reduces infusion reaction Hematologic toxicities of cytotoxic drugs predicted by animal studies 24

  25. Genetic Toxicology 25

  26. Genotoxicity Data from genotoxicity studies are used as a surrogate for carcinogenicity during clinical trials. Results from carcinogenicity studies are generally not available until the time of product approval. Many people, including healthy volunteers, will have been exposed to pharmacologically active doses before carcinogenicity data are available. 26

  27. Types of genotoxicity assays in vitro An assay in bacteria to detect mutations in a target gene Ames Test - Salmonella and E.Coli An assay in mammalian cells to detect chromosomal damage Chinese Hamster Ovary (CHO) cells Mouse lymphoma cells in vivo An assay in a rodent species to detect chromosomal damage to hematopoietic cells Other genotoxicity assays are available and may be conducted 27

  28. Timing Timing of genetic toxicology studies relative to clinical development Gene mutation assay for single dose clinical studies Add chromosomal damage study for multiple dose clinical studies Complete battery conducted prior to phase 2 Submit with marketing application for anticancer drugs 28

  29. Worried about results of genetic toxicity studies? Review team made a decision that the trial is reasonably safe to proceed Negative results in genotoxic assays Positive or likely/possibly to be positive (based on MOA, other drugs in the same class, equivocal results) Life-threatening indication/ cancer? Genotox studies not needed until marketing application; short life-expectancy Serious condition and no other therapy? HU in sickle cell A single, small/sub-therapeutic dose in humans? 29

  30. A few typical daily exposures to carcinogens Source of carcinogen Carcinogen Average daily human exposure 598 g 155 g 13 g Indoor air Formaldehyde Benzene Bromodichloro- methane chloroform Tap water 17 g 4.9 g 1.3 mg 333 g 23.9 mg 7.9 mg 62.9 g Celery Coffee 8-methoxy psoralen Catechol Hydroquinone Caffeic acid Caffeic acid Allyl isothiocyanate Lettuce Brown mustard 30

  31. Other toxicity studies: Reproductive toxicology 31

  32. Teratogenicity Thalidomide is a well-known example Prescribed to pregnant women for nausea and insomnia. Resulted in over 10,000 births with severe limb malformations. Link between exposure and adverse effects was possible because of the potency of the drug and relatively short time period between exposure and manifestation of effects. 32

  33. Thalidomide-induced birth defects 33

  34. Reproduction Toxicity Testing For small molecules Protocols are standard Covers fertility, embryo-fetal, and pre- and post- natal periods Follow ICH S5R2 For biotechnology derived pharmaceuticals More case-by-case Study designs evolving based on revisions to ICH S6 34

  35. In general, animals are good predictors of toxicities in humans Thalidomide-like limb abnormalities in monkeys are induced by thalidomide analogs. Hormonal agents (e.g. estrogen receptor agonists) and loss of pregnancy 35

  36. Reproduction Toxicity Testing Women of child bearing potential Generally, where appropriate preliminary reproduction toxicity data are available from two species, and where precautions to prevent pregnancy in clinical trials are used, inclusion of WOCBP (up to 150) receiving investigational treatment for a relatively short duration (up to 3 months) can occur before conduct of definitive reproduction toxicity testing. Pregnant women Before the inclusion of pregnant women in clinical trials, all female reproduction toxicity studies and the standard battery of genotoxicity tests should be conducted. In addition, safety data from previous human exposure should be evaluated. 36

  37. Reproduction Toxicity Testing Follow ICH M3R2 Males can be included in Phase I and II trials before the conduct of the male fertility study since an evaluation of the male reproductive organs is performed in the repeated-dose toxicity studies. A male fertility study should be completed before the initiation of large scale or long duration clinical trials (e.g., Phase III trials). Women not of childbearing potential Women not of childbearing potential (i.e., permanently sterilized, postmenopausal) can be included in clinical trials without reproduction toxicity studies if the relevant repeated- dose toxicity studies (which include an evaluation of the female reproductive organs) have been conducted. Postmenopausal is defined as 12 months with no menses without an alternative medical cause. 37

  38. References 38

  39. ICHGuidances and Guidelines fda.gov/cder/guidance or ich.org S1 Carcinogenicity S2 Genetic toxicity S3 Toxicokinetics S4 Duration of Chronic Toxicity Testing S5 Reproductive toxicity S6 Biotechnology S7 Safety Pharmacology S8 Immunotoxicology S9 Nonclinical studies for development anticancer drugs and biologics M3 Nonclinical Safety Studies for the conduct of Human Clinical Trials Other guidances available from fda.gov 39

  40. Thank You 40

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