FERPA: Family Educational Rights and Privacy Act

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FERPA
FERPA
Overview
Overview
 
Family Educational Rights and Privacy Act
(FERPA)
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Federal law (20 U.S.C. § 1232 (g)) that protects the confidentiality of student
educational records and the individual student’s right to privacy.
FERPA rights belong to the parent until the student reaches age 18 
or
 attends
a postsecondary institution.
 
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Inspect and review their education records within 45 days after date school
receives request. (Students must submit a FERPA Request Form found on FVSU
FERPA page online).
Seek 
amendment
 of education records believed to be inaccurate, misleading or in
violation of their privacy. (Submit written request to custodian of record)
Consent to disclosure of personally identifiable information (PII) from education
records, with exceptions.
File a complaint with U.S. Dept. of Education re alleged failures by school to
comply with FERPA.
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Individual enrolled in 
and
 actually attends an educational institution
Attendance in person 
or
 virtual/distance learning
Excludes students who are auditing courses and applicants for admission
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Those records (papers, audio recordings, video, electronic files, etc.) which:
contain information directly related to a student; and
are maintained by an educational agency or institution or by a party acting
for such agency or institution.
A document (or other record) is protected by FERPA even if it does not contain a
student’s name/ID number/etc., if it has sufficient “information” to make a
student’s identity “easily traceable.”
 
 
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A record is “directly related” to a student if it contains “personally
identifiable information” about the student.
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Student Name and Address
Personal Identifiers (Ex. SS#, Campus ID
numbers)
Indirect Identifiers (Date and Place of Birth)
Other information that, alone or in
combination, is linked or linkable to a
specific student that would allow a
reasonable person in the school community
to identify the student
Information requested by a person who the
school reasonably believes knows the
identity of the student to whom the
education record relates
 
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A college/university cannot disclose PII from education records without first
obtaining written consent from the student unless a FERPA exception applies.
FVSU has a Release Authorization Form for Education Records that students can
submit electronically.
FERPA
Records Excluded from FERPA Protection
 
FERPA protections apply to all education records in any media maintained by FVSU,
except:
Sole possession records 
(Ex. 
private notes that a professor keeps about class
participation)
Law enforcement records 
(
those records created by the institution’s law enforcement
unit excluding those copies that end up with other institutional employees
)
Employment records  
(provided that the student is not employed as a result of his/her
status as a student, ex. work-study job)
Treatment records 
(Note: FVSU will not release info. related to medical treatment or
condition of a student without student’s consent)
Alumni Records 
(
as long as not directly related to individual’s attendance as a student
)
Peer Grades 
(
grades on peer graded papers before collected & recorded by professor
)
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 1. University officials with a “legitimate educational interest” in the records (no consent
needed)
Members of USG Board of Regents
FVSU Faculty
Selected personnel in the departments/offices of the President
Provost, Deans, Registrar, VP of Business & Finance, VP of Academic Affairs
Student Health Center
Campus Safety
Director of Athletics
Director of Marketing and Communications
 
2. Those persons who have received 
signed written consent
 from the student
 Receiver, records, and reason identified on FERPA Consent to Release Authorization Form
FERPA
“School Officials”
 
A school official is:
A person employed by FVSU in an administrative, supervisory, academic or
research role
A support staff position (including law enforcement unit personnel and health
staff)
A person or company with whom FVSU or USG has contracted as its agent to
provide a service
A student serving on an official committee or assisting another university
official in performing his or her tasks
 
FERPA
“Legitimate Educational Interest”
 
A University Official has a “legitimate educational interest” if the official
needs to review an education record in order to fulfill his or her professional
responsibilities for FVSU.
FERPA
Directory Information Exception
 
Student directory Information may be released unless the student has requested that a hold be placed on
his/her directory information. FVSU has an Opt-Out Form for students to submit electronically if they don’t
want their directory information released.
Directory Information includes:
Student name
Date and place of birth
Hometown
Major field of study
Class status
School e-mail address
Sports/activities participation
Weight/height of athletes
Dates of enrollment and enrollment status
Degrees received
Honors/awards received
 
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To another educational institution where the student seeks or intends to
enroll or where the student is already enrolled as long as disclosure is
related to enrollment or transfer
To appropriate parties when articulable and significant threat to health
and safety of a student or other individuals
In compliance with a judicial order or lawfully issued subpoena
To a court in context of a lawsuit that the student brought against the
institution or that institution brought against student
To parents of a student under age 21 at time of disclosure which relates
to a drug or alcohol violation
 
 
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To victim of alleged perpetrator the final results (student name, nature of
violation, sanctions) of disciplinary proceeding against a student (perpetrator)
who has committed a crime of violence or non-forcible sex offense
In connection with financial aid that student has applied for or received for
purposes of determining eligibility
To certain federal, state, local authorities in connection with audit of federal
or state supported education programs or compliance with federal legal
requirements
To accrediting organizations
To organizations conducting studies for or on behalf of University
When the disclosure concerns sex offenders
FERPA
Student Access to Personal Records
 
FVSU reserves the right to deny a student the right to inspect:
Parent’s financial records
Confidential letters of recommendation requested by the student
Documents revealing non-directory information about other students (Ex. Class
rosters)
 
 
 
FERPA
Solomon Amendment
 
The Solomon Amendment (10 USC § 983) is a federal law that allows military
recruiters to access some address, biographical, and academic program
information about students age 17 and older.
The U.S. Dept. of Education has determined that the Solomon Amendment
supersedes most elements of FERPA.
An institution is obligated to release data included in the list of “student
recruiting information” which may or may not match the institution’s FERPA
directory information list, as long as the student has not submitted a request
to restrict the release of his/her directory information.
 
FERPA
FVSU Steps to Follow Before Disclosing Student Education
Records
 
When students submit Directory Opt-Out Forms or Consent to Release Forms, the
forms are routed to the FERPA Privacy Officer (Sonya Williams).  Upon receipt of
those forms, the Privacy Officer makes notes in Banner.
Employees should always check Banner before releasing education records:
SPACMNT screen
Check to see if student has been marked confidential and check for notes regarding
release authorization information
Use Code FRP to see whether any FERPA notes have been recorded
No student education info. shall be released without the requestor providing passcode
(student will create passcode when completing Consent to Release Form)
Faculty will be able to see Confidential designation in BANNER, but not FERPA notes, so
they will need to call Registrar’s Office
Institutional Research should make sure that no reports are disseminated from a
student’s record marked confidential
 
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Contact:
Sonya Williams, JD
Office of Legal and Government Affairs
Phone: 478-825-4321
E-Mail: 
privacyofficer@fvsu.edu
 
Link to FVSU FERPA Policy: 
https://www.fvsu.edu/wp-
content/uploads/2020/09/Student-Privacy_FERPA-Policy-08122020.pdf
 
Link to FERPA webpage: 
https://www.fvsu.edu/ferpa/
 
 
 
 
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FERPA, the Family Educational Rights and Privacy Act, is a federal law that safeguards the confidentiality of student educational records and privacy rights. It grants parents rights until the student turns 18 or enters a postsecondary institution. Students can inspect records, seek amendments, consent to disclosure, and file complaints for FERPA violations. Education records include information directly related to a student and maintained by educational agencies or institutions. Personally Identifiable Information (PII) includes details like student names, addresses, and personal identifiers.


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  1. FERPA Overview Family Educational Rights and Privacy Act (FERPA)

  2. FERPA FERPA Federal law (20 U.S.C. 1232 (g)) that protects the confidentiality of student educational records and the individual student s right to privacy. FERPA rights belong to the parent until the student reaches age 18 or attends a postsecondary institution.

  3. FERPA FERPA Students have the right to: Inspect and review their education records within 45 days after date school receives request. (Students must submit a FERPA Request Form found on FVSU FERPA page online). Seek amendment of education records believed to be inaccurate, misleading or in violation of their privacy. (Submit written request to custodian of record) Consent to disclosure of personally identifiable information (PII) from education records, with exceptions. File a complaint with U.S. Dept. of Education re alleged failures by school to comply with FERPA.

  4. FERPA FERPA Definition of Student : Individual enrolled in and actually attends an educational institution Attendance in person or virtual/distance learning Excludes students who are auditing courses and applicants for admission

  5. FERPA FERPA Education Records : Those records (papers, audio recordings, video, electronic files, etc.) which: contain information directly related to a student; and are maintained by an educational agency or institution or by a party acting for such agency or institution. A document (or other record) is protected by FERPA even if it does not contain a student s name/ID number/etc., if it has sufficient information to make a student s identity easily traceable.

  6. FERPA FERPA Directly Related : A record is directly related to a student if it contains personally identifiable information about the student.

  7. FERPA FERPA What is What is Personally Identifiable Information (PII)? Student Name and Address Personal Identifiers (Ex. SS#, Campus ID numbers) Indirect Identifiers (Date and Place of Birth) Other information that, alone or in combination, is linked or linkable to a specific student that would allow a reasonable person in the school community to identify the student Information requested by a person who the school reasonably believes knows the identity of the student to whom the education record relates

  8. FERPA FERPA Personally Identifiable Information (PII) A college/university cannot disclose PII from education records without first obtaining written consent from the student unless a FERPA exception applies. FVSU has a Release Authorization Form for Education Records that students can submit electronically.

  9. FERPA Records Excluded from FERPA Protection FERPA protections apply to all education records in any media maintained by FVSU, except: Sole possession records (Ex. private notes that a professor keeps about class participation) Law enforcement records (those records created by the institution s law enforcement unit excluding those copies that end up with other institutional employees) Employment records (provided that the student is not employed as a result of his/her status as a student, ex. work-study job) Treatment records (Note: FVSU will not release info. related to medical treatment or condition of a student without student s consent) Alumni Records (as long as not directly related to individual s attendance as a student) Peer Grades (grades on peer graded papers before collected & recorded by professor)

  10. FERPA FERPA Who has access to FERPA records? Who has access to FERPA records? 1. University officials with a legitimate educational interest in the records (no consent needed) Members of USG Board of Regents FVSU Faculty Selected personnel in the departments/offices of the President Provost, Deans, Registrar, VP of Business & Finance, VP of Academic Affairs Student Health Center Campus Safety Director of Athletics Director of Marketing and Communications 2. Those persons who have received signed written consent from the student Receiver, records, and reason identified on FERPA Consent to Release Authorization Form

  11. FERPA School Officials A school official is: A person employed by FVSU in an administrative, supervisory, academic or research role A support staff position (including law enforcement unit personnel and health staff) A person or company with whom FVSU or USG has contracted as its agent to provide a service A student serving on an official committee or assisting another university official in performing his or her tasks

  12. FERPA Legitimate Educational Interest A University Official has a legitimate educational interest if the official needs to review an education record in order to fulfill his or her professional responsibilities for FVSU.

  13. FERPA Directory Information Exception Student directory Information may be released unless the student has requested that a hold be placed on his/her directory information. FVSU has an Opt-Out Form for students to submit electronically if they don t want their directory information released. Directory Information includes: Student name Date and place of birth Hometown Major field of study Class status School e-mail address Sports/activities participation Weight/height of athletes Dates of enrollment and enrollment status Degrees received Honors/awards received

  14. FERPA Exceptions FERPA Exceptions Institutions may disclose educational records without student Institutions may disclose educational records without student consent: consent: To another educational institution where the student seeks or intends to enroll or where the student is already enrolled as long as disclosure is related to enrollment or transfer To appropriate parties when articulable and significant threat to health and safety of a student or other individuals In compliance with a judicial order or lawfully issued subpoena To a court in context of a lawsuit that the student brought against the institution or that institution brought against student To parents of a student under age 21 at time of disclosure which relates to a drug or alcohol violation

  15. FERPA Exceptions Institutions may disclose educational records without Institutions may disclose educational records without student consent: student consent: Exceptions To victim of alleged perpetrator the final results (student name, nature of violation, sanctions) of disciplinary proceeding against a student (perpetrator) who has committed a crime of violence or non-forcible sex offense In connection with financial aid that student has applied for or received for purposes of determining eligibility To certain federal, state, local authorities in connection with audit of federal or state supported education programs or compliance with federal legal requirements To accrediting organizations To organizations conducting studies for or on behalf of University When the disclosure concerns sex offenders

  16. FERPA Student Access to Personal Records FVSU reserves the right to deny a student the right to inspect: Parent s financial records Confidential letters of recommendation requested by the student Documents revealing non-directory information about other students (Ex. Class rosters)

  17. FERPA Solomon Amendment The Solomon Amendment (10 USC 983) is a federal law that allows military recruiters to access some address, biographical, and academic program information about students age 17 and older. The U.S. Dept. of Education has determined that the Solomon Amendment supersedes most elements of FERPA. An institution is obligated to release data included in the list of student recruiting information which may or may not match the institution s FERPA directory information list, as long as the student has not submitted a request to restrict the release of his/her directory information.

  18. FERPA FVSU Steps to Follow Before Disclosing Student Education Records When students submit Directory Opt-Out Forms or Consent to Release Forms, the forms are routed to the FERPA Privacy Officer (Sonya Williams). Upon receipt of those forms, the Privacy Officer makes notes in Banner. Employees should always check Banner before releasing education records: SPACMNT screen Check to see if student has been marked confidential and check for notes regarding release authorization information Use Code FRP to see whether any FERPA notes have been recorded No student education info. shall be released without the requestor providing passcode (student will create passcode when completing Consent to Release Form) Faculty will be able to see Confidential designation in BANNER, but not FERPA notes, so they will need to call Registrar s Office Institutional Research should make sure that no reports are disseminated from a student s record marked confidential

  19. FERPA FERPA When in doubt Contact: Sonya Williams, JD Office of Legal and Government Affairs Phone: 478-825-4321 E-Mail: privacyofficer@fvsu.edu Link to FVSU FERPA Policy: https://www.fvsu.edu/wp- content/uploads/2020/09/Student-Privacy_FERPA-Policy-08122020.pdf Link to FERPA webpage: https://www.fvsu.edu/ferpa/

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