FERPA: A Comprehensive Overview

 
Place a sticky note near the number on
the side wall that best corresponds to your
comfort/knowledge regarding FERPA.
 
If you have a specific question you would
like answered, please write it on your
sticky note before placing it near a
number.
 
REMEMBER
:
 1 represents little comfort/knowledge
                                   10 represents expert level
comfort/knowledge!
 
FERPA
 
Jessica Alberhasky & Sara CW Sullivan
 
What is
FERPA?
 
Buckley Amendment, 1974
All schools receiving Department of Education funds
Includes federally funded financial aid
Limits disclosure of education records
Allows student access to records
 
 
Why Worry
About
FERPA?
 
Loss of Federal Funding
Fines
Dismissal
Negative Publicity
Student Service – It’s the 
RIGHT
 thing
to do!
 
 
Eligible Student Defined
 
18 years of age or enrolled in higher
education (or previously enrolled)
 
Applies only to that segment of the
institution in which the student is enrolled
 
Institutionally specific
 
Education Record
 
Education Records ≠ All Educational Info
Education Record broadly defined
Directly related to student
Personally Identifiable
Maintained by institution
Extends to info derived from Education
Record
Does not cover info from personal observation
or information learned from others
 
Directory
Information
 
Name
Local Address
Phone
UI Email Alias
Hometown / State
FT/PT Enrollment
 
Degrees/Awards
Earned
Study Abroad
Participation (No
Location)
University Sponsored
Activities/Sports
Participation
Athlete Height &
Weight
 
Hawk ID
College
Class or Year
Major
Dates of
Attendance
Most recent
institution attended
Scholarships earned
(not $ amount)
 
Records 
NOT
 FERPA
Protected
 
Sole Possession Records
 
Kept in sole possession of
originator
Exclusively used as memory
aid
Not shared with anyone
 
Other Records
 
Law Enforcement Records*
Student Health Records*
*
Become Education Records once sent to
educational institution
 
Spirit of FERPA – Student Rights
 
Review
Personal records
45 Days to provide access
Not entitled to copies unless direct review is not feasible
Amend
Correct erroneous records
Block
Any or all directory information
*UI Student Records Policy:
https://dos.uiowa.edu/policies/student-records-policy/
 
Spirit of FERPA
Legitimate
Educational Interest
 
You have a ‘need to
know’ if
 
you are performing assigned
institutional research,
educational or administrative
function
*
Remember UI email alias is the FERPA approved communication
tool!
 
We love your title, but it does
not entitle you! Legitimate
educational interest is tied to
function performed, not title
of the individual.
 
Spirit of FERPA
School Officials
 
You 
can 
share if…
 
Sharing serves legitimate
educational purpose
Outside officials require FERPA
compliance agreement
*
In doubt? Reach out! We are your FERPA Buddy!
 
Definition
 
Members of an institution who
act in the student’s
educational interest within the
limitations of their ‘need to
know.’
*Faculty, Staff, Student Staff, Affiliates, or Contractors/Volunteers
 
Spirit of FERPA – Disclosure Exceptions
 
Disciplinary results of violent crime committed by student
Parental notification of substance violation by student under
21
Information given to victims of violence or non-forcible sex
offenses
Other institutions for purposes relating to enrollment or
transfer
Emergency
Must be imminent risk to health and safety
 
Emergency Disclosures
 
Must be shared only with a person who can
assist the student
Mandatory reporter
Worry about violation should never outweigh
student safety
*Can be shared with Parents, Health Providers, Police & Security, Spouse, others providing safety
assistance.
 
Verifying Identity
 
Birthdate, Last Four SSN
Digits and Mother’s Maiden
Name are no longer viable
validation data points!
 
MAUI & ICON
 
Instructor access assigned through MAUI
After assignment, ICON course created
 
FERPA training required for ICON roles
Instructor, TA, Designer, Observer
 
 
* ICON access is granted on a preliminary basis. Users who do not complete
FERPA training within two weeks of assignment will have ICON access
removed.
*FERPA training is required for MAUI access. No preliminary access is granted.
 
Student Considerations
 
Reference
Permissions
Giving
Consent
Receiving
Waiver
 
 
TAs, Assistants,
Graders, Peer Mentors
Officially assigned to
class
FERPA training pertaining
to position required
 
Always obtain
written consent
before 
publishing
or displaying
student work
publicly
.
 
Third Party
Considerations
 
MAY
 release ≠ 
MUST
 release
 
MyUI allows electronic
consent with guest accounts
and code words
 
 
Paying Tuition
Open Access
 
Third Parties,
including parents,
are not permitted
to access non-
directory student
education records
without written
consent.
 
When in doubt… REACH OUT!
 
F
E
R
P
A
B
u
d
d
i
e
s
 
Jessica-Alberhasky@uiowa.edu
 
Jessica Alberhasky
 
Reg-Access-MAUI@uiowa.edu
 
Sara CW Sullivan
 
Sara-c-sullivan@uiowa.edu
 
Have your FERPA feelings changed?! Please
place a new sticky note near the number
representing your FERPA comfort level.
 
Did you learn something new? Did you wish
something would have been covered? Please
tell us on your sticky note!
 
REMEMBER
:
 1 represents little comfort/knowledge
                                   10 represents expert level comfort/knowledge!
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Explore the essential aspects of FERPA, including the Buckley Amendment, eligible student definition, education records, and more. Discover the implications of FERPA compliance, loss of federal funding, and the specific information covered under this law.

  • FERPA
  • Buckley Amendment
  • Education Records
  • Student Privacy
  • Compliance

Uploaded on Jul 22, 2024 | 0 Views


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  1. Place a sticky note near the number on the side wall that best corresponds to your comfort/knowledge regarding FERPA. If you have a specific question you would like answered, please write it on your sticky note before placing it near a number. REMEMBER: 1 represents little comfort/knowledge 10 represents expert level comfort/knowledge!

  2. FERPA Jessica Alberhasky & Sara CW Sullivan

  3. Buckley Amendment, 1974 All schools receiving Department of Education funds Includes federally funded financial aid Limits disclosure of education records Allows student access to records

  4. Loss of Federal Funding Fines Dismissal Negative Publicity Student Service It s the RIGHT thing to do!

  5. Eligible Student Defined 18 years of age or enrolled in higher education (or previously enrolled) Applies only to that segment of the institution in which the student is enrolled Institutionally specific

  6. Education Record Education Records All Educational Info Education Record broadly defined Directly related to student Personally Identifiable Maintained by institution Extends to info derived from Education Record Does not cover info from personal observation or information learned from others

  7. Degrees/Awards Earned Study Abroad Participation (No Location) University Sponsored Activities/Sports Participation Athlete Height & Weight Hawk ID College Class or Year Major Dates of Attendance Most recent institution attended Scholarships earned (not $ amount) Name Local Address Phone UI Email Alias Hometown / State FT/PT Enrollment

  8. Sole Possession Records Other Records Kept in sole possession of originator Exclusively used as memory aid Not shared with anyone Law Enforcement Records* Student Health Records* *Become Education Records once sent to educational institution

  9. Spirit of FERPA Student Rights Review Personal records 45 Days to provide access Not entitled to copies unless direct review is not feasible Amend Correct erroneous records Block Any or all directory information *UI Student Records Policy: https://dos.uiowa.edu/policies/student-records-policy/

  10. You have a need to know if you are performing assigned institutional research, educational or administrative function We love your title, but it does not entitle you! Legitimate educational interest is tied to function performed, not title of the individual. *Remember UI email alias is the FERPA approved communication tool!

  11. You can share if Definition Sharing serves legitimate educational purpose Outside officials require FERPA compliance agreement Members of an institution who act in the student s educational interest within the limitations of their need to know. *Faculty, Staff, Student Staff, Affiliates, or Contractors/Volunteers *In doubt? Reach out! We are your FERPA Buddy!

  12. Spirit of FERPA Disclosure Exceptions Disciplinary results of violent crime committed by student Parental notification of substance violation by student under 21 Information given to victims of violence or non-forcible sex offenses Other institutions for purposes relating to enrollment or transfer Emergency Must be imminent risk to health and safety

  13. Emergency Disclosures Must be shared only with a person who can assist the student Mandatory reporter Worry about violation should never outweigh student safety *Can be shared with Parents, Health Providers, Police & Security, Spouse, others providing safety assistance.

  14. Birthdate, Last Four SSN Digits and Mother s Maiden Name are no longer viable validation data points!

  15. MAUI & ICON Instructor access assigned through MAUI After assignment, ICON course created FERPA training required for ICON roles Instructor, TA, Designer, Observer * ICON access is granted on a preliminary basis. Users who do not complete FERPA training within two weeks of assignment will have ICON access removed. *FERPA training is required for MAUI access. No preliminary access is granted.

  16. Reference Permissions Giving Consent Receiving Waiver TAs, Assistants, Graders, Peer Mentors Officially assigned to class FERPA training pertaining to position required

  17. MAYrelease MUST release Paying Tuition Open Access MyUI allows electronic consent with guest accounts and code words

  18. When in doubt REACH OUT! F E R P A B u d d i e s Jessica Alberhasky Jessica-Alberhasky@uiowa.edu Sara CW Sullivan Sara-c-sullivan@uiowa.edu Reg-Access-MAUI@uiowa.edu

  19. Have your FERPA feelings changed?! Please place a new sticky note near the number representing your FERPA comfort level. Did you learn something new? Did you wish something would have been covered? Please tell us on your sticky note! REMEMBER: 1 represents little comfort/knowledge 10 represents expert level comfort/knowledge!

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