Effective Leadership in Internal Audit: Insights from Andre Nel
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INTERNAL AUDIT-LEADING FROM FRONT-EFFECTIVE
LEADERSHIP IN AN INTERNAL AUDIT DEPARTMENT
Andre Nel CAE NW PIA- CIA, CCSA, CISA, RGA
???????????
?
Chuck Norris !!!!
Chuck Norris facts
Chuck Norris has a diary. It's called the Guinness
Book of World Records.
Chuck Norris is so strong he recently tore a page
from facebook.
When Chuck Norris was born he drove his mom
home from the hospital.
Understanding some basics
“Life is not complex. We are complex. Life is simple,
and the simple thing is the right thing.”
— Oscar
Wilde
“Simplicity is the ultimate sophistication.”
—
Leonardo da Vinci
We are looking for complex solutions when the
simple ones are right in front of us — Andre Nel
Who is my principal [1]
Who is my principal [1]
Mintero ya bula bula [2]
Deeds speak for themselves
The IIA Code of Ethics- Mintero ya bula
bula- the basics of a leader [3]
Integrity
h
onest and having strong moral principles
Objectivity
to reduce or eliminate biases, prejudices, or subjective evaluations
Confidentiality
the state of keeping being kept private
Competency
the ability to do something successfully or efficiently
What is
leadership
?
Leadership is the ability to inspire or influence others
towards the leader's
goal
.
Do you have a goal??
What is
effective
leadership
?
An effective leader is a person who does the following:
Creates an
inspiring vision
of the future.
Motivates and inspires people to
engage
with that vision.
Manages
delivery
of the vision.
"The ultimate measure of a man is not where he stands in moments
of comfort, but where he stands
at times of challenge and
controversy
."
--Martin Luther King Jr
From the
front
Leading from the front
where the leader sets the
pace,
destination, and
direction
What is your
tone
?
Step one of any of your audit process….
Question: What is the tone at the top??
What is your tone as a leader in your internal audit
or risk management units
Set the right tone
!!!!
DAD PRINCIPLE
Introspection
One of the greatest attributes of any leader is the
ability to do
introspection
.
Charity starts at home. You first.
It is time to soar with eagles
Internal audit being an eagle
Where eagles dare
. Eagles fly alone
at a high altitude
, not with flocks of sparrows
or pigeons.
Eagles possess a
strong vision
, and can focus on objects up to 5 kilometers below.
The same way, we should have a vision and remain focused, no matter what the
obstacles, and you will succeed.
Eagle have
clarity in thought
. Eagles do not eat dead things. Do your research
well, always.
When clouds gather
, the eagles get excited. The Eagle is the only bird that loves
the storm. (
Ride the storm
)
The male eagle flies back to earth to pick thorns and lays them on top of the twigs.
Similarly, we should build our nests one day at a time. (
Bit by bit
)
Internal audit being an eagle
A CONVOCATION OF EAGLES
ADAPT, IMPROVISE, OVERCOME
Role models
What is a role model
a person looked to by others as an example to be
imitated.
Role models
Influence through actions/deeds can be subtle,
powerful and direct.
Transformation begins with you.
If you
cant manage your self
how can
your staff
and the organisation
look to you as a ROLEMODEL
to build upon?
Role models
Role models
Risk management
You are an expert on risk management how do
you manage your own risk
Do you have a strategy
Have you identified your risks
Have you assessed and prioritised them
Have you designed mitigation
Do you monitor yourself
Risk management
What is you game plan????
If you cant manage your risks how can the
organisation seriously consider and follow your
advice
The 3 Essential Qualities Of Effective
Leadership
Character –
a
life
worth emulating
Vision –
an
idea
to die for
Competence –
expertise
in any particular
discipline, field or thing
Making a master piece
Michelangelo’s Pieta
Making a master piece
Michelangelo’s Pieta
The magnificent depiction of Mother Mary holding
her crucified son, Jesus Christ. Beauty, elegance,
restrained yet intense emotion. It is a poignant,
beautiful and awe inspiring. It is both symbolic of
divinity’s sacrifice for humanity, and also the
epitome of a mother’s love for her beloved son.
The vision- internal and external
Start with end in mind- Wake-Up Call:
Write Your Obituary
From the front
The really effective leader- leading in such a way
that other people think they are actually leading
"A leader is best when people barely know he
exists, when his work is done, his aim fulfilled, they
will say: we did it ourselves."
--Lao Tzu
The really effective leader- leading in such a way
that other people think they are actually leading
The end
Lead by example,
Be passionate,
have an inspired vision and share it,
never stop learning, and
motivate people to walk the road in search
of excellence together with you.
Andre Nel
Explore the essence of effective leadership within an internal audit department through the expertise of Andre Nel, CAE NW PIA. Gain invaluable insights on leading from the front, inspiring vision, and upholding ethical principles highlighted in the IIA Code of Ethics. Discover the simplicity and sophistication of leadership principles that guide us towards impactful leadership practices.
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Presentation Transcript
INTERNAL AUDIT-LEADING FROM FRONT-EFFECTIVE LEADERSHIP IN AN INTERNAL AUDIT DEPARTMENT Andre Nel CAE NW PIA- CIA, CCSA, CISA, RGA
Chuck Norris facts Chuck Norris has a diary. It's called the Guinness Book of World Records. Chuck Norris is so strong he recently tore a page from facebook. When Chuck Norris was born he drove his mom home from the hospital.
Understanding some basics Life is not complex. We are complex. Life is simple, and the simple thing is the right thing. Oscar Wilde Simplicity is the ultimate sophistication. Leonardo da Vinci We are looking for complex solutions when the simple ones are right in front of us Andre Nel
Mintero ya bula bula [2] Deeds speak for themselves
The IIA Code of Ethics- Mintero ya bula bula- the basics of a leader [3] Integrity honest and having strong moral principles Objectivity to reduce or eliminate biases, prejudices, or subjective evaluations Confidentiality the state of keeping being kept private Competency the ability to do something successfully or efficiently
What is leadership? Leadership is the ability to inspire or influence others towards the leader's goal. Do you have a goal??
What is effectiveleadership? An effective leader is a person who does the following: Creates an inspiring vision of the future. Motivates and inspires people to engage with that vision. Manages delivery of the vision. "The ultimate measure of a man is not where he stands in moments of comfort, but where he stands at times of challenge and controversy." --Martin Luther King Jr
From the front Leading from the front where the leader sets the pace, destination, and direction
What is your tone? Step one of any of your audit process . Question: What is the tone at the top?? What is your tone as a leader in your internal audit or risk management units Set the right tone !!!!
Introspection One of the greatest attributes of any leader is the ability to do introspection. Charity starts at home. You first.
Internal audit being an eagle Where eagles dare. Eagles fly alone at a high altitude, not with flocks of sparrows or pigeons. Eagles possess a strong vision, and can focus on objects up to 5 kilometers below. The same way, we should have a vision and remain focused, no matter what the obstacles, and you will succeed. Eagle have clarity in thought. Eagles do not eat dead things. Do your research well, always. When clouds gather, the eagles get excited. The Eagle is the only bird that loves the storm. (Ride the storm) The male eagle flies back to earth to pick thorns and lays them on top of the twigs. Similarly, we should build our nests one day at a time. (Bit by bit)
Internal audit being an eagle A CONVOCATION OF EAGLES ADAPT, IMPROVISE, OVERCOME
Role models What is a role model a person looked to by others as an example to be imitated.
Role models Influence through actions/deeds can be subtle, powerful and direct. Transformation begins with you. If you cant manage your self how can your staff and the organisation look to you as a ROLEMODEL to build upon?
Risk management You are an expert on risk management how do you manage your own risk Do you have a strategy Have you identified your risks Have you assessed and prioritised them Have you designed mitigation Do you monitor yourself
Risk management What is you game plan???? If you cant manage your risks how can the organisation seriously consider and follow your advice
The 3 Essential Qualities Of Effective Leadership Character a life worth emulating an idea to die for expertise in any particular discipline, field or thing Vision Competence
Making a master piece Michelangelo s Pieta
Making a master piece Michelangelo s Pieta The magnificent depiction of Mother Mary holding her crucified son, Jesus Christ. Beauty, elegance, restrained yet intense emotion. It is a poignant, beautiful and awe inspiring. It is both symbolic of divinity s sacrifice for humanity, and also the epitome of a mother s love for her beloved son.
Start with end in mind- Wake-Up Call: Write Your Obituary
The really effective leader- leading in such a way that other people think they are actually leading "A leader is best when people barely know he exists, when his work is done, his aim fulfilled, they will say: we did it ourselves." --Lao Tzu
The really effective leader- leading in such a way that other people think they are actually leading
The end Lead by example, Be passionate, have an inspired vision and share it, never stop learning, and motivate people to walk the road in search of excellence together with you. Andre Nel
