Analysis of Persian Morpheme -r in a Multifunctional Context

Another Look at Persian Râ: A Single Formal Analysis of
a Multi-Functional Morpheme
Simin Karimi
With Ryan Walter Smith and Mohsen Mahdavi
University of Arizona
NACIL 1
Stony Brook University
April 28-30, 2017
Introduction
 
Cross-linguistically, there are two classes of objects
Overtly marked (Differential Object Marking (DOM))
Not marked
DOM may take the form of
case (e.g., Hindi, Turkish, Hebrew),
dposition (e.g., Spanish),
agreement (e.g., Swahili, Senaya), or
clitic-doubling (e.g., Macedonian, Catalan).
Introduction
 
Universally, common factors distinguishing objects are
definiteness, specificity, and animacy,  In general,
objects ‘high’ on the relevant scale (e.g., more definite)
are marked.
 
One of the well-known instances of DOM is found in
Hindi, where objects are differentiated based (mainly)
on specificity: with 
-ko
 (which is also the canonical
dative case marker) when they are specific (Bhatt 2007).
Introduction
 
In Persian, the morpheme 
-râ
 has been typically treated as a
differential object marker which appears on
specific direct objects (Browne 1970, Karimi 1990), or
definite objects (Mahootian, 1992, Ghomeshi 1996, among others).
 
The unmarked word order has been generally shown to place the
object+râ in a higher position than the unmarked object, hence
suggesting a topical interpretation of elements carrying this element
(Windfuhr 1979, Ghomeshi 1997).
Introduction
 
There are, however, several cases in which the morpheme 
-râ
appears on DPs other than the direct object, including:
Raised subjects out of an embedded clause
DP corresponding to a clitic inside an object, a case of double
DP+râ construction.
DP corresponding to a clitic object of a preposition.
Nominal adverbials.
Other types of DPs.
In some cases, the predicate is unergative instead of transitive
Introduction
 
Questions
What is the real function of 
–râ
?
What do DPs marked by 
-râ
 have in common?
In order to respond to (1) we need to understand (2) first.
Goal:  to propose a case-system that explains the distribution of the
morpheme 
–râ
 as well as lack of it (subjects and objects of prepositions) in
a natural and explanatory fashion.
Introduction
 
In this article, we analyze
 
The  
DP+râ
 within the framework of a general case
system in line with some aspects of Marantz’s (1991)
disjunctive case hierarchy
.
Based on the data, we motivate a new analysis of 
–râ
which indicates that this element marks specific DPs that
have been valued for 
dependent 
case.
Introduction
 
In contrast to Marantz for whom dependent case is a post-syntactic
phenomenon, we argue that accusative case is structurally
assigned downwards in syntax
This happens if the local predicate introduces an external
argument.
Introduction
 
This article also builds on work by Preminger (2011a, 2014) and
Kornfilt & Preminger (2014), which argue, on the basis of Sakha (a
Turkic language), that nominative (as well as absolutive, and within
the DP, genitive cases) are simply the morphological form afforded
to noun phrases whose case features have not been valued in the
course of the derivation.
This means that subject DPs are not valued for case.
Introduction
 
The theory adopted in this article predicts that raised subjects of
embedded clauses may only appear with 
-râ
 if the matrix verb
introduces an external argument.  We show that this predication is
borne out.
Finally, the analysis is extended to those cases in Modern Classical
Persian where –
marks a variety of DPs other than objects.
Organization
 
 
Data
Theoretical background
Analysis
Predictions
Classical Modern Persian
Conclusions
Data
 
It is well-known that specific/definite objects, but not nonspecific ones, are
marked in Persian. Furthermore, 
-râ
 is obligatory if the DP is specific/definite.
(1)
 
Kimea be man ketâb  dâd
 
Kimea to  me   book    gave
  
‘Kimea gave me (a) book/books.’
(2)
 
Kimea in ketâb *(-ro) be man dâd
 
Kimea this book  râ    to   me  gave
  
‘Kimea gave me this book.’
Data
 
Subjects, as well as objects of prepositions, are not marked by 
–râ
.
 (3)
 
Kimea-(*ro) ketâb xund
  
Kimea-râ   book   read
  
‘Kimea read books.’
 (4)
 
 Kimea be Parviz (*ro) goft
  
 Kimea to Parviz râ     said
  
‘Kimea told Parviz.’
Data
 
This is true of embedded subjects as well.
 
 (5)
man fekr        mi-kon-am   [
CP
  ke   Ali (*ro)  barande
 
mi-sh-e.
 
I     thought Asp-do-1SG       that Ali    -râ
 
 winner  Asp-become-3SG
  
‘I know Ali will win (become a winner).’
Data
 
However, embedded subjects may be marked by 
–râ
 if raised into the
higher clause.  In (6), the raised subject has moved into the main clause.
(6)
Ali-
ro
    
pro
 
fekr      mi-kon-am
 
   [ (ke)   
e
   barande
 
  be-sh-e ]
 
Ali-râ
  
thought   Asp-do-1SG    that        winner
 
  Subj-become-3SG
 
‘As for Ali, I think he wins’   
    
Topic
 
‘It is Ali who I think will win.’
   
Contrastive Focus
Data
 
Topicalized DPs corresponding to the object of a preposition are
also marked by 
–râ
.
(7)
 
man 
Pari
-ro   bâ-
hâsh
      harf zad-am
  
I       Pari-râ    with-her      talk hit-1SG
 
As for Pari, I talked with her.’
Data
 
DPs’ corresponding to clitics inside an object are marked by 
–râ 
as
well.
(8)
 
pro
  
mâshin
-ro dar - 
esh
-ro   bast-am
 
       
 
 car-râ        door-its-râ    close-1SG
  
As for the car, I closed its door.’
   
(Karimi 1989)
Data
 
(9)
 
a.
 
pro
  mâmân-e
 
Ali
 
ro
 
did-am
 
  
               mom-EZ
 
Ali
 
 
saw-1SG
                 ‘I saw Ali’s mom.’
 
.
           b.
 
   
pro
 Ali
-ro
  
mâmân-
esh
   -
 
ro
 
did-am.
 
  
                 Ali-ro
  
mom-his
 
 
saw-1SG
  
          ‘As for Ali, I saw his mom’
Data
 
Note, however, that the same pattern does not hold when the topicalized
DP corresponds to a clitic pronominal inside a subject.
 (10)
 
a.
 
xâhar  -
 
e 
 
Sahar (*ro)
  
mi-y-âd.
  
        sister
 
Ez
 
Sahar
   
Asp-3SG
  
Sahar’s sister comes.’
 
     b.
 
Sahar
 (-*ro)
 
xâhar-
esh
 
mi-y-âd,
  
       Sahar
 
- râ
 
sister-her
 
certain-is
  
As for Sahar, her sister will come.’
Data
 
Nominal adverbs may be marked by –
râ, 
even in the absence of a
transitive verb.
(11)
 
a.
 
man fardâ-ro           tu   xune   mi-mun-am
  
         I       tomorrow-râ   in   house Asp-stay-1SG
  
As for tomorrow, I will stay at home.’
Data
 
 
b.
 
pro
   shab-e    pish-o   aslan        na  -   xâbid-am
  
        night-Ez last-râ   at all          Neg – slept-1sg
         ‘It was last night that I didn’t sleep at all.’  (the entire night)   or
           ‘As for last night, I didn’t sleep at all.’
                                                                                      (Karimi 1997)
Data
 
Finally, some other type of non-object DPs may be marked by
-râ
 in
the absence of a transitive verb.
(12)
 
mâ      in    râh-ro            bâ    ham              raft-im
 
       we      this  way-râ          with each other    went-1PL
 
We have gone this way with each other.’
Theoretical background
 
 
In The Minimalist Program (Chomsky 1995) and
subsequent work (Chomsky 2000, 2001), Case is seen as
a semantically uninterpretable feature on nominals,
thereby requiring “deletion” before the semantic
interface (LF).
Theoretical background
 
 
 
(14)
“Structural Case is not a feature of the probes
  (T, 
v
), but it is assigned a value
 
under agreement.
  The value assigned depends on the probe: nominative
for T, accusative for 
v
.”
        
      
     (Chomsky 2001:6)
Theoretical background
 
There are other approaches to case assignment which
consider Accusative Case as a 
dependent
 case, and
do 
not 
take unmarked cases like nominative to be
positively specified.
 
Marantz’s (1991) 
disjunctive case hierarchy 
is a
prominent example.  That portion of Marantz’s proposal
relevant to our discussion appears in (15).
Theoretical background
 
(15) 
 
Marantz’s Disjunctive case hierarchy
i.
 
Dependent
 case: case is dependent upon the presence of
some higher functional projection or a set of such projections
(Accusative in Nom-Acc languages, Ergative in Erg-Abs languages).
ii.       Unmarked
 case: assigned when a DP appears embedded in
a certain structural  position (genitive in NPs, nominative in Spec-
IP/TP).
Theoretical background
 
 
 
For Marantz, case assignment is a post-syntactic
property that applies to the output of the syntactic
operations.
Theoretical background
 
 
Preminger (2011a, 2014) gives the same case assignment
algorithm a purely syntactic implementation—in contrast to
Marantz’s original proposal.
 
In this implementation, cases like nominative and absolutive
(and within the DP, genitive) are simply the morphological
form given to noun phrases whose case features have not
been valued in the course of the derivation.
 
Theoretical background
 
 
Baker and Vinokurova (2010), Kornfilt and Preminger
(2014) and Baker (2017) show that accusative in Sakha,
a Turkic language, can only be analyzed as 
dependent
case 
in syntax.
Theoretical background
 
(16)
a.
 
Min
 
[sarsyn
 
       
ehigi-(*ni)
 
kel-iex-xit
 
   dien]          ihit-ti-m.
 
       I.NOM tomorrow  you-(*ACC) come-FUT-2pS  that 
 
hear-PAST-1sS
 
        ‘I heard that tomorrow you will come.’
b.
 
Min
 
[
ehigi-ni  
 
[bügün
 
--
 
kyaj-yax-xyt
 
dien]]
 
erem-mit-im.
     
 
I 
 
you-ACC
 
today
  
win-FUT-2pS
 
that 
 
hope-PTPL-1sS
 
        ‘I hoped that you would win today.’
   
     (Baker 2017)
Theoretical background
 
 
(16a) shows that a subject properly contained in an
embedded clause cannot get accusative case in
Sakha. (16b) shows that if the subject moves to the edge
of the embedded clause, then it can get accusative
case under the influence of the matrix clause.
Theoretical background
 
In this work, we adopt the following proposal:
(17)
 
Case valuation
        a.
 
Accusative Case is a dependent Case that is valued
               
downwards
 inside vP.
 
       b.
 
Accusative Case is valued only when the verb assigns an
                external theta role.
 
        c.
 
Nominative Case is unvalued.
Theoretical background
 
(17a) and (17c) are represented by the configuration in (18).
 
(18)
   
TP
                                                    VoiceP
           Nominative
            (unvalued)                                               vP               Accusative
                                                                                                         (valued)
Theoretical background
 
(17b) is an extension of Burzio's Generalization
 
(19)
 
Burzio's Generalization
 
A verb which lacks an external argument fails to assign
Accusative Case.
 
                                                        (Burzio 1986:178-9)
Theoretical background
 
 
As we see in the next section, the generalization in (19) is
extended to cases where a verb assigns Accusative
Case to a DP outside of its own thematic domain.  This is
reminiscent of ECM in English.
Theoretical background
 
Furthermore, Following Karimi (2005) we assume that
both types of objects are base-generated Inside the
PredP (=VP).
 
The specific object moves into a higher position, possibly
the Specifier of vP, to escape the novelty domain (Heim
1981, Diesing 1992, Holmberg & Nikanne 2002).
Theoretical background
(20)                                  vP
                      DP
S
                             vP
                                DP
o
                                   v’
                                              PredP                                 v
                                             t
o
Theoretical background
 
Finally, we suggest a post-syntactic 
-marking, as in
(21):
(21)
 
Post-syntactic 
râ-
Marking
    DP
Specific+Accusativ
 is marked by 
–râ
 at the morphological
      interface post-syntactically.
Theoretical background
 
 
One final remark:
Our definition of specificity is based on Enç (1992).  She
defines specificity in terms of 
strong antecedent 
and
weak antecedent
.
Theoretical background
 
A 
definite 
DP requires a 
strong antecedent
 based on an 
identity
relation between this type of DP and its previously established
discourse referent.
 
Therefore, definite DPs are always specific.
 
An 
indefinite
 DP is specific if it denotes an inclusion relation to
previously established discourse, representing a 
weak antecedent.
 
A 
nonspecific
 DP lacks an antecedent in the discourse altogether
.
Analysis
 
We start with the most obvious cases, namely specific direct
objects.   The example in (2) is repeated here in (22).  The object, still
inside the vP, is valued for Accusative case.
(22)
 
Kimea [
vP
  in ketâb *(-ro) [
PredP
  be man dâd  ]]
 
        Kimea       this book  râ             to   me  gave
     
 
‘Kimea gave me this book.
Analysis
 
This analysis is extended to those cases with double DP+râ, as in (8),
repeated in (23).
(23)
 
    
pro
 [mâshin-ro]
i
   dar – e-sh
i
-ro      bast-am
 
                    car-râ          door-Ez-its-râ     close-1SG
 
As for the car, I closed its door.’
   
(Karimi 1989)
 
mâshin-ro
 corresponds to the clitic inside the object.  We suggest
that it is base generated inside the vP, possibly in the Specifier of
that phrase, and is valued for accusative case.
 
Analysis
 
As for the object of a preposition, the statement in (17a) correctly
predicts that it cannot be marked by 
–râ 
since it is embedded
inside PP.
The example in (4), repeated as (24) exemplify this fact:
(24)
 
 Kimea [
PP
 be Parviz (*ro)] goft
    
 
 Kimea      to Parviz râ       said
 
          ‘Kimea told Parviz.’
Analysis
 
The DP+râ in (7), repeated in (25), corresponds to a clitic object
inside PP.  We suggest that this DP, similar to the one in (23) is valued
for Accusative case in the Specifier of vP, and is marked by 
–râ
post-syntactically.
(25)
 
    man [
Pari
-ro]
i
    [bâ-
hâsh
i
]  harf zad-am
 
            I        Pari-râ         with-her    talk hit-1SG
 
As for Pari, I talked with her.’
Analysis
 
 
Next, let’s consider the case of non-object DPs in an intransitive
construction, as in (12), repeated in (26).
(26) 
 
  
 [in   râh]
i
-ro    [
vP
  t
i
     bâ    ham              raft-im
    
 
we     this way-râ                 with each other    went-1PL
 
As for this way, we have gone with each other.’
Analysis
 
 
The statements in (17a) and (17b) explain the
appearance of 
–râ
 in this context.  The verb ‘
raftan
’ (to
go) is an unergative verb that assigns an external theta
role, and thus v values Accusative Case on the DP 
‘râh’
while still inside vP, per Burzio's Generalization in (19).
Analysis
 
Nominal adverbials are next.
Cinque (1999) suggests a sequence of High and Low adverbials to
appear at the edge or inside the verb phrase.
 Based on this proposal and Karimi (2005), we assume that adverbs,
including high adverbials, are either adjoined to vP or inside it.
Thus they may be valued for Accusative case if nominal.
 This analysis is borne out evident by the data in (11), restated in
(27).
Analysis
 
(27)
 
a.
 
man   [
vP 
farda]-ro       tu  xune   mi-mun-am ]
  
          I        tomorrow-râ       in  house Asp-stay-1SG
  
As for tomorrow, I will stay at home.’
          b.
 
  
pro
  [
vP 
shab-e    pish-o     aslan      na  -   xâbid-am]
  
                         night-Ez last-râ     at all     Neg – slept-1SG
                  ‘It was last night that I didn’t sleep at all.’  (the entire night)
 
, or
                    ‘As for last night I didn’t sleep at all.’
Analysis
 
Finally, the example in (3), restated in (28), shows that the subject DP
cannot be marked by 
–râ.
 This follows from (17c), stating that Nominative
case is not valued, and thus not marked.
(28)
 
 [
VoiceP 
 Kimea-(*ro)  [
vP
  ketâb xund ]]
 
                     Kimea-râ             book   read
 
           ‘Kimea read books.’
Analysis
 
 
Note that the DP corresponding to the clitic pronoun
inside the subject in (10), repeated in (29b), cannot be
marked either.  This is predicted by our analysis:  the
topicalized DP is high in the structure, and thus is not
subject to dependent case.
Analysis
 
(29)
 
a.
 
[
VoiceP
  xâhar
 
e -
 
Sahar (*ro)
 
[
vP
 
mi-y-âd.]]
  
                  sister
 
Ez
 
Sahar
   
       Asp-3SG
  
Sahar’s sister comes.’
 
         b.
 
Sahar
i
 (-*ro)
 
xâhar-e-sh
i
 
mi-y-âd,
  
            Sahar   - râ
 
 sister-Ez-her
 
certain-is
  
As for Sahar, her sister will come.’
I will come back to this issue after discussing the next example.
Analysis
 
In (6), restated in (30), the embedded subject appears in the main
clause and is marked by 
–râ
.
Note that unlike the data from Sakha where the embedded subject
appears at the edge of its own clause, the subject in Persian moves
all the way into the higher clause.
We suggest that the embedded subject has moved cyclically
through the Specifier of various phases, including the matrix vP, and
is valued for Accusative Case in that position.
Analysis
 
(30)
 
[Ali-
ro]
i
   
pro
 [vP  t
i
   fekr    mi-kon-am   [ (ke)   
e
i
   barande      be-sh-e   ]]
 
Ali-râ
  
       thought   Asp-do-1SG that     winner      Subj-become-3SG
 
           ‘As for Ali, I think he wins.’
   
Topic
 
            ‘It is Ali who I think will win.’
  
Contrastive Focus
Analysis
 
 
 
Consider the examples in (29) once again.   As discussed
before, neither the subject nor the DP corresponding to
the clitic pronoun inside the subject may be marked by
–râ
.
Analysis
 
(29)   
 
a.
 
[
VoiceP
  xâhar  -
 
e 
 
Sahar (*ro)
 
[
vP
 
mi-yâd ]]
  
                       sister   
 
Ez
 
Sahar
  
      Asp-come-3SG
 
Sahar’s sister comes.’
 
              b.
 
Sahar
i
 (-*ro)
 
xâhar-e-sh
i
 
mi-yâd
  
                 Sahar
 
- râ
 
sister-Ez-her
 
Asp-come-3SG
  
As for Sahar, her sister will come.’
Analysis
 
However, if the topicalized DP appears in the matrix clause, it can be
marked by -
, as in (31).
(31)
 
Sahar
i
-ro man fekr       mi-kon-am   [ ke    xâhar-esh
i
 
mi-yâd
 
        Sahar-râ   I      thought Asp-do-1SG   that  sister-her      Asp-come-3SG
 
        ‘As for Sahar, I think her sister will come.’ Or
 
Topic
 
         ‘It is SAHAR that I think her sister will come.’
 
Contrastive Focus
Analysis
 
 
 
This is not surprising if the DP moves through the matrix
vP, and is valued for Accusative case on its way to the
topic or focus position in the matrix clause (cf. 33).
Analysis
 
Two issues need to be discussed.
First, it could be the case that Nominative case is in fact
valued by T  in syntax, and the raised subject is valued
for Accusative case in the matrix clause, an instance of
Case-stacking which has been argued for in various
languages.
In the absence of such a Case-stacking property in
Persian, we maintain that Nominative case is not a
syntactic phenomenon.
Analysis
 
A second issue has to do with  the raised subject.  As the example in
(32) shows, the embedded subject is optionally marked in the matrix
clause.
 
(32)
 
Kimea (-ro) man fekr          mi-kon-am    [
CP
  ke
        Kimea  (-râ)  I       thought   Asp-do-1SG        that
        fardâ         bâ   mâ     bi-yâd
         tomorrow  with us       Subj-come-3SG
        ‘As for Kimea, I think she will come with us tomorrow.’
Analysis
 
We suggest that the unmarked version of the embedded subject is
base-generated in (32). Since the topic position is higher in the
clause than the vP, as in (33), it cannot be valued for Accusative
case.
 
(33)
 
[CP  [
TopP 
  [FocP   [TP  [ VoiceP  [vP   [PredP  ]]]]]]]
Analysis
 
 
There are two pieces of evidence in favor of a
movement theory in the case of (30) and (31) where the
embedded subject is marked in the matrix clause.
 
First, the presence of 
–râ
 is obligatory in an elliptical
construction.  This is demonstrated in (34).
Analysis
 
(34)
[Ali-(
ro)]
i
   
pro
  [vP   t
i
   fekr   mi-kon-am    [ (ke)   
e
i
   barande   be-sh-e,
 
Ali-râ
  
         thought   Asp-do-1SG   that     winner   Subj-become-3SG
 
(vali   Maryam-*(
ro)
 
pro
 [vP   t   ne – mi – dun - am
 
but      Maryam-râ
 
                  Neg-Asp-know-1SG
 
[ (ke)   
e  
b
arande      be-sh-e]
.)
   that   winner  Subj- become-3SG
 
‘As for Ali, I think he wins, (but I don’t know about Maryam).’
 
‘It is Ali who I think will win.(but I don’t know about Maryam)’
Analysis
 
 
 
The subject of the elided clause must have moved out,
valued for Accusative case in the matrix clause, before
appearing in the initial position of that clause.
Analysis
 
The second and more crucial piece of evidence in favor of a movement
theory is provided by the following contrast.
 (35)
man [vP   [Ali-(
ro)]
i
   fekr    mi-kon-am  [ (ke)  
e
i
   barande     be-sh-e
 
]]
 
I              Ali-râ    thought   Asp-do-1SG  that      winner      Subj-become-3SG
 
‘As for Ali, I think (he) wins.’
(36)
*man  [vP   [Ali
]
i
   fekr    mi-kon-am  [ (ke)   
e
i
   barande     be-sh-e,]]
Analysis
 
 
 
While the raised DP+râ may appear in an intermediate
position (within vP in (35)), the unmarked DP (in (36))
cannot, indicating that while the former moves cyclically
through the matrix clause, the latter is base-generated in
the topic position.
Prediction
 
 
 
The statements in (17a&b) predict that a raised
embedded subject is valued for Accusative case and is
marked by 
–râ
 only if the matrix verb assigns an external
theta role.  This predication is borne out.
Prediction
 
(37)
Ali (*
ro
)
 
ghat’i-e   (ke)     barande
 
mi-sh-e 
 
         (vali
Ali -râ
 
certain-is that     winner
 
Asp-become-3SG
 
but
Maryam*(-
ro)
 
ne-mi-dun-am
   
barande        mi-sh-e
)
Maryam-râ
 
Neg-Asp-know-1SG            winner         Asp-become-3SG
‘As for Ali, it is certain that he wins, (but as for Maryam, I’m not
sure).’
Prediction
 
 
The matrix unaccusative predicate in the first clause in
(37) does not assign an external theta role, and thus the
raised subject cannot be marked.  This is in contrast with
the raised embedded subject in the second clause that
is marked due to the matrix transitive predicate in that
case.
Next
 
 
 
The next section examines some of the non-objective
DP+râ cases in CMP, and shows that the proposal at
hand accounts for those cases as well.
Classical Modern Persian (CMP)
 
In Old Persian, -
 appears as 
râdi
 marking a cause with
the meaning ‘for the sake of’.
 The same interpretation holds for 
rây,
 the reflex of 
râdi i
n
Middle Persian.
 According to Brunner (1977), Middle Persian 
rây 
served
other functions as well.
 It appeared as an illustration of purpose, reference,
beneficiary or indirect object (Karimi 1990).
Classical Modern Persian (CMP)
 
In early Classical Modern Persain, -
appears with
specific noun phrases in various positions, representing
the indirect object for the prepositions 
be 
 ‘to’  (39a),  
az
‘from, of ’ (40a), and 
barâ
 ‘for’ (41a).
These forms still exist in more formal and elevated
writings.  The modern version of each sentence
immediately follows the Classical Modern version
.
Classical Modern Persian (CMP)
 
(39)  a.  amir-
 zakhm-i        zad-am
      
(CMP)
 
            king-râ   wound-Ind  hit-1sg
 
As for the king, I wounded (him).
           b.    
pro
 
be
 amir  zakhm-i          zad-am
    
   (MP)
 
                        to  king    wound-Ind   hit-1sg
             
 
Lit:  I inflicted a wound to the king.
Classical Modern Persian (CMP)
 
(40)
a.  loghmân  
porsid-and    adab         az      ke       âmuxt  -    i
  
(CMP)
      Loghman râ  asked-3Pl  politeness   from whom learned – 2SG
 
   ‘They asked (of) Loghman, whom did you learn politeness from.’
b.   
pro
 
 
az 
 loghmân porsid-and   adab       az   ke    âmuxt – i     
 
(MP)
  
        of   Loghman  asked-3Pl   politeness of   whom  learned-2SG
 
       Lit:  (they) asked of Loghman from whom (you) learned politeness.
Classical Modern Persian (CMP)
 
(41)
a.  
pro 
 in     mehnat      
darmân-i       andishide-am
   
(CMP)
 
           this    suffering    râ  remedy-Ind    thought-1SG
 
           ‘As for this suffering, I have thought (of) a remedy.’
 b.   pro
 
barâ
-ye  in    mehnat    darmân-i      andishide-am
 
(MP)
  
        for – Ez   this  suffering   remedy-Ind  thought-1SG
     
 
Lit:  for this suffering I have thought of a remedy.
Classical Modern Persian (CMP)
 
 
 
Note that the vocabulary choice in Colloquial Modern
Persian is different in some cases than the Classical
Modern Persian or elevated Modern Persian.  However,
for the sake of consistency, we are using the same
vocabulary.
Classical Modern Persian (CMP)
 
 
In all CMP cases, the DP+râ originates inside the vP,
where it is valued for Accusative case in syntax, and
marked by 
–râ
 post-syntactically.
In all cases, the verb assigns an external theta role.
Classical Modern Persian (CMP)
 
 
 
The morpheme 
-râ
 also appears in constructions that
represent possession in Modern Persian.
Classical Modern Persian (CMP)
 
 
(42)
a.      va  
pro
  in – 
nâm  shâhnâmeh nahâd-and
     
(CMP)
   
 
and       this  râ  name  Shahname   put-3PL
 
      ‘Its name they marked Shahname.’
    
 
Lit.  ‘And as for this, they put the name Shahname on (it).’
 b.  va    pro  [nâm-e in]-
         Shâhnâmeh     nahâd-and                   
 
   (MP)
 
    and          [name-Ez this]-râ    Shahnameh    put-3PL
  
 
‘And its name they called Shahnameh.’
Classical Modern Persian (CMP)
 
(43)  a.  xalgh-
     xun       be-rixt-and
      
(CMP)
 
            people-râ  blood   Subj-shed-3PL
 
            ‘As for people, they shed (their) blood.’
         b.  pro
 
[xun-e xalgh]         be-rixt-and
     
(MP)
  
              blood-Ez  people  Subj-shed-3pl
 
               Lit:  (they) shed people’s blood.
Classical Modern Persian (CMP)
 
 
 
These cases, similar to the previous ones, are accounted
for by the proposal at hand:  The DP+râ is valued for
Accusative case inside vP, and marked morphologically
by -
 later.
Classical Modern Persian (CMP)
 
 
The morpheme 
-râ
 also appears in a different possessive
construction represented by the example in (44a): 
bud
‘was’ is a copula, yet –
appears following the DP
pâdshâh 
‘king’.  The modern version of this sentence is
the one in (44b) where –
is missing.
Classical Modern Persian (CMP)
 
(44)  a.  pâdshâh - 
 pesar-i  bud
      
(CMP)
 
             king -  râ          son-Ind  was
         
 
‘As for the father, there was a son.’
           b.  pâdshâh  pesar-i  dâsht
      
(MP)
 
                king          son-Ind had
 
                ‘The king had a son.’
Classical Modern Persian (CMP)
 
 
It has been suggested in the literature that possessive constructions
have an underlying 
HAVE,
  and that this element is in fact a
preposition incorporated into the verbal 
be
 (Harley 1995, 2002),
among others).
Benveniste (1966) noticed that many languages represent the
possessive as a combination of 
be
 plus some spatial or locative
preposition
.
Classical Modern Persian (CMP)
 
Others, including Guéron (1995), Freeze (1992) and
Kayne (1993) have proposed to encode this
decomposition as part of UG,  that is, to suggest that
have 
is represented as P in these constructions in all
languages underlyingly.
Those languages with verbal 
have
 incorporate the P into
the 
be
 to produce the verb 
have 
overtly.
Classical Modern Persian (CMP)
 
 
 
Given this introduction, we propose the structure in (45)
as the underlying structure for (44a), adopted from
Harley (2002).  The functional v with the flavor 
BE
 plus P
representing 
HAVE
 provides a possessive interpretation.
Classical Modern Persian (CMP)
(45)
      
         VP
                              PP                                                  BE
                                                                                    bud
              DP                                  P’
          pâdshâh
                                    P
HAVE 
                          DP
                                                                    pesar-i
Classical Modern Persian (CMP)
 
 
 
The DP 
pâdshah 
‘king’ originates insdie the prepositional
phrase.  We suggest that this element is valued for
Accusative case by the combination of P
HAVE
 and the
copula.
Conclusions
 
Accusative case is a dependent case, valued downwards inside vP
in Narrow Syntax.
 
v values Accusative Case as long the predicate assigns an external
theta role.
Nominative case is not valued.
-râ
 post-syntactically marks specific DPs that have been valued for
Accusative case in Narrow Syntax.
Conclusions
 
 
This system accounts for all DP+râ cases, including direct objects.
This proposal explains why objects of prepositions are not marked by
–râ
, while DPs corresponding to the pronominal object clitic of P
are.
 If this analysis on the right track, topic DPs are unvalued for case,
and thus unmarked, similar to subjects.
Finally, the analysis proposed here implies that Case Filter is not a
property of Universal Grammar
.
Conclusions
 
There remains one case that might provide a
counter evidence for the current analysis.  The
sentences in (46) allow –
to mark the initial
pronominal.  In fact, the DP and the morpheme
-râ
 are both obligatory in these cases.  The DP 
in
rang/rang-hâ 
 ‘this color, these colors’ are the
subjects of the complex predicate 
xosh
âmadan
 ‘to like’
Conclusions
 
(46)
 
a.
 
*(mâ-râ) 
 in rang    xosh       ây-
ad
   
    CMP
  
       us-râ this color   pleasant come-3SG
  
This color is pleasant to us
.’
                  [to us, this color comes pleasing]
 
        b.
 
  
*(mâ-râ)
  in rang-hâ    xosh       ây-
and
   
CMP
  
         us-râ this color-Pl   pleasant come-3PL
  
These colors are pleasant to us
.’
                  [to us, these colors come pleasing]
Conclusions
 
The complex predicate 
xosh âmadan
 
‘to please’ is an
unaccusative predicate, and thus cannot value
Accusative Case.  Nevertheless, DP+râ obligatorily
appears in this construction.
 
One solution is that there is an invisible 
applicative head
in this construction that values Accusative case, allowing
the DP to be marked by 
-râ
.
Conclusions
 
A similar situation holds in Spanish.
(47) 
 
a. 
 
  
(A mí )
               
me
                   gusta             ese color.
        
 
   
 
   To me.DAT    
1SG.DAT.CL
   please.3SG   that color
        
  
     "I like that color".
            
b. 
 
(A mí)
              
me
                    gustan           esos colores.
        
  
       To me.DAT    
1SG.DAT.CL
   please.3PL    those colors
         
  
"I like those colors".
. Thanks to Imanol Suarez-Palma for bringing this point to our attention.
Conclusions
 
 
According to Cuervo (2003), 
me
 in this example is the
phonetic realization of an 
applicative head
.  The Dative
a mi
 
is merged in the Specifier of this head, where it
receives inherent case.
Conclusions
 
 
Note that the Modern Persian version of (46) is the one in
(48).  In this example the topic DP, co-indexed with the
pronominal clitic attached to 
xosh
, is optinal.  In
addition, 
xosh
 is the subject of the sentence, evident by
the fact that the verb invariantly carries 3
rd
 person
singular inflection.
Conclusions
 
 
(48)
 
(mâ) 
az  in    rang/rang-hâ     
xosh
-emun    
mi-yâd
   
 
(we)  of  this  color/color-Pl    pleasure-1PL   Asp-come-3SG
 
      Lit.  Pleasure to us comes from this color.
 
Conclutions
 
Spanish is similar to Modern Persian in two ways:
The initial DP is optional
There is an applicative head present (
me
 in Spanish, 
emun
 in
Persian)
Spanish is different from Modern Persian in that the predicate
invariably appears in 3
rd
 SG in the latter, agreeing with 
xosh
‘pleasure’.
Spanish is different from CMP in that
The Applicable Head is missing in the latter, while overt in the
former.
Conclusion
 
So basically, the difference between CMP and Spanish is
that
 
the applicative head is visible in the latter, and the
dative  
a mi
 
is redundant and thus optional.
 
the applicative head is invisible in the former, and thus
the presence of the marked DP is obligatory.
Conclusions
Spanish seems to be in an intermediate stage between
CMP and MP.
We leave a thorough analysis of these constructions to
future research.
 
THANK YOU
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2017
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Parameters,
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2010. Two modalities of Case assignment: Case in
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Natural Language & Linguistic Theory 
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Emile
 1966. 
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Burzio, Luigi
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Italian Syntax
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Perspective
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language,
 M. Kenstowicz   (ed.), 1-52. Cambridge/London:  The MIT Press.
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 2003. 
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 1992. Bare plural subjects and the derivation of logical
representations. 
Linguistic Inquiry
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1991.  The semantics of specificity. 
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22 (1):1-25.
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 1992. Existentials and other locatives. 
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 2002. Possession and the double object construction. 
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 1982.  
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Holmberg, Anders and Urpo Nikanne
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in Finnish. In 
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Karimi, Simin
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 2014.  Nominative as no case at all: An
argument from raising-to-Accusative in Sakha.  Ms, Syracuse University.
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 Shahrzad 1992.  
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This analysis delves into the various functions of the Persian morpheme -r as a differential object marker, examining its presence on different types of objects and proposing a case system to explain its distribution. The study explores how -r marks specific DPs in Persian sentences and its implications within a general case system framework.

  • Persian morpheme analysis
  • language study
  • case system proposal
  • differential object marker

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  1. Another Look at Persian R: A Single Formal Analysis of a Multi-Functional Morpheme Simin Karimi With Ryan Walter Smith and Mohsen Mahdavi University of Arizona NACIL 1 Stony Brook University April 28-30, 2017

  2. Introduction Cross-linguistically, there are two classes of objects Overtly marked (Differential Object Marking (DOM)) Not marked DOM may take the form of case (e.g., Hindi, Turkish, Hebrew), dposition (e.g., Spanish), agreement (e.g., Swahili, Senaya), or clitic-doubling (e.g., Macedonian, Catalan).

  3. Introduction Universally, common factors distinguishing objects are definiteness, specificity, and animacy, In general, objects high on the relevant scale (e.g., more definite) are marked. One of the well-known instances of DOM is found in Hindi, where objects are differentiated based (mainly) on specificity: with -ko (which is also the canonical dative case marker) when they are specific (Bhatt 2007).

  4. Introduction In Persian, the morpheme -r has been typically treated as a differential object marker which appears on specific direct objects (Browne 1970, Karimi 1990), or definite objects (Mahootian, 1992, Ghomeshi 1996, among others). The unmarked word order has been generally shown to place the object+r in a higher position than the unmarked object, hence suggesting a topical interpretation of elements carrying this element (Windfuhr 1979, Ghomeshi 1997).

  5. Introduction There are, however, several cases in which the morpheme -r appears on DPs other than the direct object, including: Raised subjects out of an embedded clause DP corresponding to a clitic inside an object, a case of double DP+r construction. DP corresponding to a clitic object of a preposition. Nominal adverbials. Other types of DPs. In some cases, the predicate is unergative instead of transitive

  6. Introduction Questions What is the real function of r ? What do DPs marked by -r have in common? In order to respond to (1) we need to understand (2) first. Goal: to propose a case-system that explains the distribution of the morpheme r as well as lack of it (subjects and objects of prepositions) in a natural and explanatory fashion.

  7. Introduction In this article, we analyze The DP+r within the framework of a general case system in line with some aspects of Marantz s (1991) disjunctive case hierarchy. Based on the data, we motivate a new analysis of r which indicates that this element marks specific DPs that have been valued for dependent case.

  8. Introduction In contrast to Marantz for whom dependent case is a post-syntactic phenomenon, we argue that accusative case is structurally assigned downwards in syntax This happens if the local predicate introduces an external argument.

  9. Introduction This article also builds on work by Preminger (2011a, 2014) and Kornfilt & Preminger (2014), which argue, on the basis of Sakha (a Turkic language), that nominative (as well as absolutive, and within the DP, genitive cases) are simply the morphological form afforded to noun phrases whose case features have not been valued in the course of the derivation. This means that subject DPs are not valued for case.

  10. Introduction The theory adopted in this article predicts that raised subjects of embedded clauses may only appear with -r if the matrix verb introduces an external argument. We show that this predication is borne out. Finally, the analysis is extended to those cases in Modern Classical Persian where r marks a variety of DPs other than objects.

  11. Organization Data Theoretical background Analysis Predictions Classical Modern Persian Conclusions

  12. Data It is well-known that specific/definite objects, but not nonspecific ones, are marked in Persian. Furthermore, -r is obligatory if the DP is specific/definite. (1) Kimea be man ket b d d Kimea to me book gave Kimea gave me (a) book/books. (2) Kimea in ket b *(-ro) be man d d Kimea this book r to me gave Kimea gave me this book.

  13. Data Subjects, as well as objects of prepositions, are not marked by r . (3) Kimea-(*ro) ket b xund Kimea-r book read Kimea read books. (4) Kimea be Parviz (*ro) goft Kimea to Parviz r said Kimea told Parviz.

  14. Data This is true of embedded subjects as well. (5) man fekr I thought Asp-do-1SG that Ali -r winner Asp-become-3SG I know Ali will win (become a winner). mi-kon-am [CPke Ali (*ro) barande mi-sh-e.

  15. Data However, embedded subjects may be marked by r if raised into the higher clause. In (6), the raised subject has moved into the main clause. (6) Ali-ro pro fekr thought Asp-do-1SG that winner mi-kon-am [ (ke) e barande be-sh-e ] Ali-r Subj-become-3SG As for Ali, I think he wins Topic It is Ali who I think will win. Contrastive Focus

  16. Data Topicalized DPs corresponding to the object of a preposition are also marked by r . (7) man Pari-ro b -h sh I Pari-r As for Pari, I talked with her. harf zad-am with-her talk hit-1SG

  17. Data DPs corresponding to clitics inside an object are marked by r as well. (8) pro m shin-ro dar - esh-ro bast-am car-r door-its-r As for the car, I closed its door. close-1SG (Karimi 1989)

  18. Data (9) a. pro m m n-eAli ro did-am mom-EZ I saw Ali s mom. Ali r saw-1SG . b. pro Ali-ro m m n-esh -ro did-am. mom-his r saw-1SG As for Ali, I saw his mom Ali-ro

  19. Data Note, however, that the same pattern does not hold when the topicalized DP corresponds to a clitic pronominal inside a subject. (10) a. x har - e sister Sahar s sister comes. Sahar (*ro) Sahar mi-y- d. Asp-3SG Ez b. Sahar (-*ro) x har-esh Sahar - r sister-her As for Sahar, her sister will come. mi-y- d, certain-is

  20. Data Nominal adverbs may be marked by r , even in the absence of a transitive verb. (11) a. man fard -ro tu xune mi-mun-am I tomorrow-r in house Asp-stay-1SG As for tomorrow, I will stay at home.

  21. Data b. pro shab-e pish-o aslan night-Ez last-r at all Neg slept-1sg It was last night that I didn t sleep at all. (the entire night) or As for last night, I didn t sleep at all. na - x bid-am (Karimi 1997)

  22. Data Finally, some other type of non-object DPs may be marked by-r in the absence of a transitive verb. (12) m in r h-ro b with each other went-1PL ham raft-im we this way-r We have gone this way with each other.

  23. Theoretical background In The Minimalist Program (Chomsky 1995) and subsequent work (Chomsky 2000, 2001), Case is seen as a semantically uninterpretable feature on nominals, thereby requiring deletion before the semantic interface (LF).

  24. Theoretical background (14) Structural Case is not a feature of the probes (T, v), but it is assigned a value under agreement. The value assigned depends on the probe: nominative for T, accusative for v. (Chomsky 2001:6)

  25. Theoretical background There are other approaches to case assignment which consider Accusative Case as a dependent case, and do not take unmarked cases like nominative to be positively specified. Marantz s (1991) disjunctive case hierarchy is a prominent example. That portion of Marantz s proposal relevant to our discussion appears in (15).

  26. Theoretical background (15) Marantz s Disjunctive case hierarchy i. some higher functional projection or a set of such projections (Accusative in Nom-Acc languages, Ergative in Erg-Abs languages). Dependent case: case is dependent upon the presence of ii. Unmarked case: assigned when a DP appears embedded in a certain structural position (genitive in NPs, nominative in Spec- IP/TP).

  27. Theoretical background For Marantz, case assignment is a post-syntactic property that applies to the output of the syntactic operations.

  28. Theoretical background Preminger (2011a, 2014) gives the same case assignment algorithm a purely syntactic implementation in contrast to Marantz s original proposal. In this implementation, cases like nominative and absolutive (and within the DP, genitive) are simply the morphological form given to noun phrases whose case features have not been valued in the course of the derivation.

  29. Theoretical background Baker and Vinokurova (2010), Kornfilt and Preminger (2014) and Baker (2017) show that accusative in Sakha, a Turkic language, can only be analyzed as dependent case in syntax.

  30. Theoretical background (16) a. Min[sarsyn ehigi-(*ni) kel-iex-xit dien] ihit-ti-m. I.NOM tomorrow you-(*ACC) come-FUT-2pS that hear-PAST-1sS I heard that tomorrow you will come. b. Min[ehigi-ni [b g n -- kyaj-yax-xytdien]] erem-mit-im. I you-ACC I hoped that you would win today. today win-FUT-2pSthat hope-PTPL-1sS (Baker 2017)

  31. Theoretical background (16a) shows that a subject properly contained in an embedded clause cannot get accusative case in Sakha. (16b) shows that if the subject moves to the edge of the embedded clause, then it can get accusative case under the influence of the matrix clause.

  32. Theoretical background In this work, we adopt the following proposal: (17) Case valuation a. Accusative Case is a dependent Case that is valued downwards inside vP. b. Accusative Case is valued only when the verb assigns an external theta role. c. Nominative Case is unvalued.

  33. Theoretical background (17a) and (17c) are represented by the configuration in (18). (18) TP VoiceP Nominative (unvalued) vP Accusative (valued)

  34. Theoretical background (17b) is an extension of Burzio's Generalization (19)Burzio's Generalization A verb which lacks an external argument fails to assign Accusative Case. (Burzio 1986:178-9)

  35. Theoretical background As we see in the next section, the generalization in (19) is extended to cases where a verb assigns Accusative Case to a DP outside of its own thematic domain. This is reminiscent of ECM in English.

  36. Theoretical background Furthermore, Following Karimi (2005) we assume that both types of objects are base-generated Inside the PredP (=VP). The specific object moves into a higher position, possibly the Specifier of vP, to escape the novelty domain (Heim 1981, Diesing 1992, Holmberg & Nikanne 2002).

  37. Theoretical background (20) vP DPS vP DPo v PredP v to

  38. Theoretical background Finally, we suggest a post-syntactic r -marking, as in (21): (21)Post-syntactic r -Marking DPSpecific+Accusativis marked by r at the morphological interface post-syntactically.

  39. Theoretical background One final remark: Our definition of specificity is based on En (1992). She defines specificity in terms of strong antecedent and weak antecedent.

  40. Theoretical background A definite DP requires a strong antecedent based on an identity relation between this type of DP and its previously established discourse referent. Therefore, definite DPs are always specific. An indefinite DP is specific if it denotes an inclusion relation to previously established discourse, representing a weak antecedent. A nonspecific DP lacks an antecedent in the discourse altogether.

  41. Analysis We start with the most obvious cases, namely specific direct objects. The example in (2) is repeated here in (22). The object, still inside the vP, is valued for Accusative case. (22) Kimea [vPin ket b *(-ro) [PredPbe man d d ]] Kimea this book r Kimea gave me this book. to me gave

  42. Analysis This analysis is extended to those cases with double DP+r , as in (8), repeated in (23). (23) pro [m shin-ro]i dar e-shi-ro car-r door-Ez-its-r As for the car, I closed its door. bast-am close-1SG (Karimi 1989) m shin-ro corresponds to the clitic inside the object. We suggest that it is base generated inside the vP, possibly in the Specifier of that phrase, and is valued for accusative case.

  43. Analysis As for the object of a preposition, the statement in (17a) correctly predicts that it cannot be marked by r since it is embedded inside PP. The example in (4), repeated as (24) exemplify this fact: (24) Kimea [PPbe Parviz (*ro)] goft Kimea to Parviz r Kimea told Parviz. said

  44. Analysis The DP+r in (7), repeated in (25), corresponds to a clitic object inside PP. We suggest that this DP, similar to the one in (23) is valued for Accusative case in the Specifier of vP, and is marked by r post-syntactically. (25) man [Pari-ro]i I Pari-r As for Pari, I talked with her. [b -h shi] harf zad-am with-her talk hit-1SG

  45. Analysis Next, let s consider the case of non-object DPs in an intransitive construction, as in (12), repeated in (26). (26) m [in r h]i-ro we this way-r As for this way, we have gone with each other. [vPti b with each other went-1PL ham raft-im

  46. Analysis The statements in (17a) and (17b) explain the appearance of r in this context. The verb raftan (to go) is an unergative verb that assigns an external theta role, and thus v values Accusative Case on the DP r h while still inside vP, per Burzio's Generalization in (19).

  47. Analysis Nominal adverbials are next. Cinque (1999) suggests a sequence of High and Low adverbials to appear at the edge or inside the verb phrase. Based on this proposal and Karimi (2005), we assume that adverbs, including high adverbials, are either adjoined to vP or inside it. Thus they may be valued for Accusative case if nominal. This analysis is borne out evident by the data in (11), restated in (27).

  48. Analysis (27) a. man [vPfarda]-ro I tomorrow-r tu xune mi-mun-am ] in house Asp-stay-1SG As for tomorrow, I will stay at home. b. pro [vPshab-e pish-o aslan night-Ez last-r na - x bid-am] at all Neg slept-1SG It was last night that I didn t sleep at all. (the entire night) , or As for last night I didn t sleep at all.

  49. Analysis Finally, the example in (3), restated in (28), shows that the subject DP cannot be marked by r . This follows from (17c), stating that Nominative case is not valued, and thus not marked. (28) [VoicePKimea-(*ro) [vPket b xund ]] Kimea-r book read Kimea read books.

  50. Analysis Note that the DP corresponding to the clitic pronoun inside the subject in (10), repeated in (29b), cannot be marked either. This is predicted by our analysis: the topicalized DP is high in the structure, and thus is not subject to dependent case.

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