Adult Learning and Development

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Robert Kegan, PhD
William and Miriam Meehan Professor of Adult Learning
      and Professional Development
      Harvard Graduate School of Education
Co-director of Harvard-Macy Institute for the Reform
      of Medical Education (HGSE and HMS)
Co-director of the Change Leadership Group  
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Learning
 is an element of human
personal and professional development
that occurs in a variety of informal
and formal contexts.
 Informal learning
 Meaning making
 Formal learning
 Adult learning
 Lifelong learning
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Our
 
meaning making 
equates to 
informal
 
learning that develops through an interpretive
lens by which we 
construct
 the meaning
of our experiences. 
“We don’t see things the way they are, 
we see things the way we are.”
 
Anais Nin
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Meaning making 
occurs when we 
construct
 the 
meaning of events and experiences that are a 
part of and shape our existence in that thinking 
and reflecting is all that is required to accomplish
this type of learning. 
  Experiential learning = constructive development
Many adults live out their entire lives 
constructing reality according to a mental
system not significantly more complex than
the one they evolved in adolescence.
Three increasingly complex meaning-making systems
 
Socializing mind
 Self-authoring mind
 Self-transforming mind
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Motivated externally.
 Shaped by the definitions and expectations of 
    one’s interpersonal environment.
 The self coheres by its alignment with/loyalty to
    that with which it has uncritically become identified.
 Primarily expresses itself in relationships with people, 
    or ideas and beliefs, or both. 
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Motivated internally.
 Able to step back sufficiently from the social
    environment to generate an internal seat
    of judgement or personal authority that evaluates
    and makes choices about external expectations. 
 The self coheres by its alignment with its own
    belief system/ideology/personal code by its
    ability to self-direct, take stands, set limits, 
    create and regulate its boundaries on behalf
    of its own voice.
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  Shaped by the ability to step back and reflect on the limits of
     one’s own ideology or personal authority with the
     knowledge that any one system or self-organization is in
     some way partial or incomplete.
Looks favorably toward contradiction and oppositeness, seeking
to hold onto multiple systems rather than projecting all but one
onto the other.
  The self coheres by its ability to distinguish internal consistency
     from wholeness or completeness, aligning with the dialectic
     rather than either pole.
  Complexity level                    %
3
rd
 order                                           3%
Between 3
rd
 and 4
th
 order            36%
4
th
 order                                          44%
Between 4
th
 and 5
th
 order            15%
5
th
 order                                            2%
Bushe GR, Gibbs BW: Predicting organization development consulting competence from the Myers-Briggs
type indicator and stage of ego development. J Applied Behavioral Science 26: 337-357, 1990.
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3
rd
 order
coachee
4th order
coachee
5th order
coachee
Looks to the coach to be:
A worthy source of authority
     and expertise that will provide
     direction.
 A special guide.
 A partner to create my purpose.
Looks to the coach to be:
A respectful perceiver of my way.
 A special resource.
 A partner to my effectiveness.
Looks to the coach to:
Support my efforts to develop
     my opposite or externalized sides.
 A special collaborator.
 A partner to my development.
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3
rd
 order of
consciousness
4th order of
consciousness
5th order of
consciousness
I am responsible for my success
      according to the organization’s
      standards.
 Success is satisfying the 
      organization’s standards.
 Looking outside myself for direction.
I am responsible for working
      out my own definition of success.
 Success is satisfying my standards
      and definition of success.
I seek connection with less
      developed sides of myself that 
      were formally seen as opposite
      or externalized. 
I am more open to different metrics
      in evaluating quality, intelligence,
      effectiveness – recognizing that for
      all the strengths of any metric, it is
      inevitably partial. 
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(
I
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)
  
Assists individuals in addressing adaptive challenges with adaptive means.
 The overarching concept of constructive developmental adult learning is that
      we increase our mental complexity, enabling ourselves to see more deeply
      into ourselves and our world. 
 We develop through our gradual and successive ability to step back and look 
      at the lenses we were formerly looking through.
 We create a subject to object shift. 
OBJECT
SUBJECT
That which we
unquestionably
assume to be true,
something with which
we are fused, and therefore
something we are unable
to reflect or question.
Something that is
separate or distinct 
from oneself, and something
that we can organize and 
potentially change.
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(
I
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The Immunity to Change approach reinforces a mind-shift in 
     one’s way of thinking by helping individuals move aspects of their
     thinking and feeling from a place where they are 
subject
 to them
     (they run that individual) to a place where they become 
object
     for them (they can make choices about them).
The amygdala
  Amygdala is activated when emotionally stressed.
  Simultaneously, the hippocampus compares
       that emotion with what it already has on the
       danger list.
 The brain has emotion before reason is activated.
 The rational area of our brain cannot stop 
       the emotion detected by our limbic system.
Hippocampus
Basal ganglia
Cerebral cortex
Thalamus
Immunity to Change
requires involvement of the
neocortex and the amygdala
Neocortex is the seat of judgement of the brain.
The place where we analyze and reflect.
Can be over-ridden by the amygdala during fight response.
Under normal circumstances, sensory stimuli
   move from the thalamus to the neocortex.
1. Improvement Goal
 
Column criteria
It’s true for you.
Implicates you.
It’s stated affirmatively.
There’s room for improvement.
It’s important to you (4 or 5).
Involve an adaptive challenge.
Require a mindset change.
2. Doing/not doing
 
Column criteria
Behaviors (not inner states).
These behaviors get in
       the way of or work against
       column 1 commitment.
3. Competing/hidden
Commitments 
 
Imagine doing the opposite of your
column 2 behaviors.
What fears come
up for you?   WORRY BOX
Then, drawing on the idea that
you may have a commitment to
keep that fear from happening,
turn your fear into a
“commitment” statement.
 
Column criteria
Follows from fear.
Commitment to self-protection.
Shows why column 2 behaviors
        make good sense.
Feels powerful, you can see the
       
Immune System.
4. Big Assumptions
 
What assumptions must you be
making that make your column 3
make perfectly good sense?
Or, complete an “if, then”: (opposite
of column 3), then ______?
 
Column criteria
Makes column 3 goal absolutely
       necessary.
Has a big time bad conclusion
       for you.
Displays a contracted world
Feels powerful (4 or 5).
 
What is the optimal area
for you to improve in order
to be an even more effective
________?
Turn this into a goal
Statement.
 
What are you currently
doing and not doing that
gets in the way of your
column 1 commitment?
 
IMMUNITY TO CHANGE MAP
1. Improvement Goal
 
I am committed to becoming
better at serving as an adaptive
leader with collaboration in my
academic department.
2. Doing/not doing
 
I am not effectively
mentoring faculty to
become better teachers
by insisting that they do
things my way.
 
I am not delegating
sufficient responsibility
to my faculty.
 
I am not permitting
faculty in my department
to serve as agents of favorable
change.
 
I am not leading the
department in a
collaborative fashion.
3. Competing/hidden
Commitment 
WORRY BOX
 
I fear that education will not
improve if I permit the faculty
to do things their way.
 
I fear that if I delegate
responsibility to my faculty
that they will not accomplish
tasks in an acceptable
time frame.
 
I fear that if I encourage my
faculty to be agents of
educational change, their
recommendations for change
will be unacceptable to me.
 HIDDEN COMMITTMENTS
 
I am also committed to not being
perceived as not permitting my faculty
to afford their own changes.
 
I am also committed to not sending
the message that the delegation of
responsibility will not be able to be
accomplished in a timely fashion.
 
I am also committed to not sending
the message that the recommendations
for change will not be acceptable to me.
4. Big Assumptions
 
I assume that if I am perceived
as forcing change on my faculty, then
they will intentionally not engage
in this process and not favorably
develop as better teachers.
 
I assume that if I delegate
responsibility to my faculty then
they will not accomplish
their tasks in a timely fashion.
 
I assume that if I encourage my
faculty to be agents of change, their
recommendations will be unacceptable
to me.
 
I assume that if I fail in this
exercise, then my Dean will
look unfavorably upon my
leadership skills.
 
Adaptive leader
Empowers people
to do the work while
remaining engaged
in the process.
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Explore the concept of adult learning and personal development through informal and formal contexts. Dive into the significance of meaning-making and experiential learning in shaping our existence. Understand the evolving complexity of meaning-making systems in the journey of adult development.

  • Adult Learning
  • Personal Development
  • Meaning-making
  • Experiential Learning
  • Human Development

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  1. Immunity to Change Immunity to Change

  2. and Professional Development Harvard Graduate School of Education Co-director of Harvard-Macy Institute for the Reform of Medical Education (HGSE and HMS) Co-director of the Change Leadership Group William and Miriam Meehan Professor of Adult Learning Robert Kegan, PhD

  3. Adult learning Adult learning Learning is an element of human personal and professional development that occurs in a variety of informal and formal contexts. Informal learning Meaning making Formal learning Adult learning Lifelong learning

  4. Informal learning Informal learning Ourmeaning making equates to informal learning that develops through an interpretive lens by which we construct the meaning of our experiences. We don t see things the way they are, we see things the way we are. Anais Nin

  5. Informal learning Informal learning Meaning making occurs when we construct the meaning of events and experiences that are a part of and shape our existence in that thinking and reflecting is all that is required to accomplish this type of learning. Experiential learning = constructive development

  6. Many adults live out their entire lives constructing reality according to a mental system not significantly more complex than the one they evolved in adolescence.

  7. Three increasingly complex meaning-making systems Socializing mind Self-authoring mind Self-transforming mind

  8. Socializing mind Socializing mind 3 3rd rd order of consciousness order of consciousness Motivated externally. Shaped by the definitions and expectations of one s interpersonal environment. The self coheres by its alignment with/loyalty to that with which it has uncritically become identified. Primarily expresses itself in relationships with people, or ideas and beliefs, or both.

  9. Self Self- -authoring mind authoring mind 4th order of consciousness 4th order of consciousness Motivated internally. Able to step back sufficiently from the social environment to generate an internal seat of judgement or personal authority that evaluates and makes choices about external expectations. The self coheres by its alignment with its own belief system/ideology/personal code by its ability to self-direct, take stands, set limits, create and regulate its boundaries on behalf of its own voice.

  10. Self Self- -transforming mind transforming mind 5th order of consciousness 5th order of consciousness Shaped by the ability to step back and reflect on the limits of one s own ideology or personal authority with the knowledge that any one system or self-organization is in some way partial or incomplete. Looks favorably toward contradiction and oppositeness, seeking to hold onto multiple systems rather than projecting all but one onto the other. The self coheres by its ability to distinguish internal consistency from wholeness or completeness, aligning with the dialectic rather than either pole.

  11. Complexity level % 3rd order 3% Between 3rd and 4th order 36% 4th order 44% Between 4th and 5th order 15% 5th order 2% Bushe GR, Gibbs BW: Predicting organization development consulting competence from the Myers-Briggs type indicator and stage of ego development. J Applied Behavioral Science 26: 337-357, 1990.

  12. The The c coachee s expectations of the coach oachee s expectations of the coach 5th order coachee 4th order coachee 3rd order coachee Looks to the coach to: Support my efforts to develop my opposite or externalized sides. A special collaborator. A partner to my development. Looks to the coach to be: A respectful perceiver of my way. A special resource. A partner to my effectiveness. Looks to the coach to be: A worthy source of authority and expertise that will provide direction. A special guide. A partner to create my purpose.

  13. Views of success Views of success 5th order of consciousness 4th order of consciousness 3rd order of consciousness were formally seen as opposite or externalized. I am more open to different metrics in evaluating quality, intelligence, effectiveness recognizing that for all the strengths of any metric, it is inevitably partial. I seek connection with less developed sides of myself that I am responsible for working out my own definition of success. Success is satisfying my standards and definition of success. I am responsible for my success according to the organization s standards. Success is satisfying the organization s standards. Looking outside myself for direction.

  14. Immunity to Change (ITC) Immunity to Change (ITC) Assists individuals in addressing adaptive challenges with adaptive means. The overarching concept of constructive developmental adult learning is that we increase our mental complexity, enabling ourselves to see more deeply into ourselves and our world. We develop through our gradual and successive ability to step back and look at the lenses we were formerly looking through. We create a subject to object shift.

  15. Subject Subject- -object theory of adult learning object theory of adult learning SUBJECT OBJECT That which we unquestionably assume to be true, something with which we are fused, and therefore something we are unable to reflect or question. Something that is separate or distinct from oneself, and something that we can organize and potentially change.

  16. Immunity to Change (ITC) Immunity to Change (ITC) The Immunity to Change approach reinforces a mind-shift in one s way of thinking by helping individuals move aspects of their thinking and feeling from a place where they are subject to them (they run that individual) to a place where they become object for them (they can make choices about them).

  17. The amygdala Under normal circumstances, sensory stimuli move from the thalamus to the neocortex. that emotion with what it already has on the danger list. The brain has emotion before reason is activated. The rational area of our brain cannot stop the emotion detected by our limbic system. Amygdala is activated when emotionally stressed. Simultaneously, the hippocampus compares Cerebral cortex Basal ganglia Thalamus Hippocampus Immunity to Change requires involvement of the neocortex and the amygdala Neocortex is the seat of judgement of the brain. The place where we analyze and reflect. Can be over-ridden by the amygdala during fight response.

  18. 3. Competing/hidden Commitments 4. Big Assumptions 1. Improvement Goal 2. Doing/not doing What is the optimal area for you to improve in order to be an even more effective ________? Turn this into a goal Statement. Imagine doing the opposite of your column 2 behaviors. What fears come up for you? WORRY BOX Then, drawing on the idea that you may have a commitment to keep that fear from happening, turn your fear into a commitment statement. What are you currently doing and not doing that gets in the way of your column 1 commitment? What assumptions must you be making that make your column 3 make perfectly good sense? Or, complete an if, then : (opposite of column 3), then ______? IMMUNITY TO CHANGE MAP Column criteria Makes column 3 goal absolutely necessary. Has a big time bad conclusion for you. Displays a contracted world Feels powerful (4 or 5). Column criteria It s true for you. Implicates you. It s stated affirmatively. There s room for improvement. It s important to you (4 or 5). Involve an adaptive challenge. Require a mindset change. Column criteria Follows from fear. Commitment to self-protection. Shows why column 2 behaviors make good sense. Feels powerful, you can see the Immune System. Column criteria Behaviors (not inner states). These behaviors get in the way of or work against column 1 commitment.

  19. 3. Competing/hidden Commitment WORRY BOX 4. Big Assumptions 1. Improvement Goal 2. Doing/not doing I assume that if I am perceived as forcing change on my faculty, then they will intentionally not engage in this process and not favorably develop as better teachers. I am committed to becoming better at serving as an adaptive leader with collaboration in my academic department. I am not effectively mentoring faculty to become better teachers by insisting that they do things my way. I fear that education will not improve if I permit the faculty to do things their way. I fear that if I delegate responsibility to my faculty that they will not accomplish tasks in an acceptable time frame. I assume that if I delegate responsibility to my faculty then they will not accomplish their tasks in a timely fashion. I am not delegating sufficient responsibility to my faculty. I fear that if I encourage my faculty to be agents of educational change, their recommendations for change will be unacceptable to me. I am not permitting faculty in my department to serve as agents of favorable change. I assume that if I encourage my faculty to be agents of change, their recommendations will be unacceptable to me. HIDDEN COMMITTMENTS I am not leading the department in a collaborative fashion. I am also committed to not being perceived as not permitting my faculty to afford their own changes. I assume that if I fail in this exercise, then my Dean will look unfavorably upon my leadership skills. Adaptive leader Empowers people to do the work while remaining engaged in the process. I am also committed to not sending the message that the delegation of responsibility will not be able to be accomplished in a timely fashion. I am also committed to not sending the message that the recommendations for change will not be acceptable to me.

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