Understanding Indiana's Open Door Law: Public Access and Governance

 
 
 IACT:
Annual Council Members School
 
Presented by:
The Office of the Public Access Counselor
May 31, 2013
 
Public Access Counselor
The Public Access Counselor provides advice and
assistance concerning Indiana's public access laws (the
Access to Public Records Act and the Open Door Law) to
members of the public and government officials and
employees.
Governor Frank O'Bannon created the office by
executive order in 1998 after a statewide collaboration
of seven newspapers found great obstacles in obtaining
government information in Indiana.
In 1999, the General Assembly created the office
statutorily.
The Indiana Open Door Law (ODL)
“…It is the intent of this chapter that the official action of public
agencies be conducted and taken openly, unless otherwise expressly
provided by statute, in order that the people may be fully
informed…”
 
IC 5-14-1.5-1.
Meetings under the ODL
Not all meetings are covered by the ODL
Governing body of  public agency
Majority must be present
Some gatherings are excluded from ODL
Taking official action on public business
Includes committees/panels appointed by
governing body or its presiding officer
General Rule of Thumb:  
Meetings covered by the ODL are to
be open to the public.
Exception to the Rule:  
Executive Sessions
Meetings under the ODL
No right to speak under ODL unless some
other statute requires it (i.e. public hearings)
Do have right to attend and observe meetings
Meetings may be taped or recorded but
governing body may regulate placement of
cameras, microphones etc.
Minutes and Memoranda
ODL requires Governing Bodies to keep certain
memoranda:
What Kind of Notice is Required
48 business hours in advance
Date, time and place where Governing Body will meet
Generally, no requirements to publish in newspaper
Annual notices are permitted
Emergency meetings are exception to 48 hour notice
requirement
Must post at principal place of business or meeting location
2012 legislation concerning local public agencies allows the
adoption of policies to provide additional notice (website, e-
mail, annual notices for non-media requestors
Special meetings of County Executives IC 36-2-2-8
Public Notice
Notice of Public Meeting:
Xavier Town Council
Wednesday, November 16, 2011
5:30 p.m.
City Hall, Room 104
123 Main Street, Xavier, Indiana
8
Executive Sessions-I.C. 5-14-1.5-6.1
The “exception” to meetings that are open
to the public
Notice must include statutory purpose(s) for
the meeting excluding the public.
Meeting minutes or memoranda must
include certification that only the topics
permitted under the ODL for executive
session were discussed.
NO FINAL ACTION (e.g. voting)
Executive Session Exceptions under the ODL
To discuss records classified as confidential by state
or federal statute
To discuss the alleged misconduct of an employee
To receive information and interview prospective
employees
To discuss strategy with respect to pending litigation
or litigation threatened in writing
To discuss information and intelligence intended to
prevent, mitigate or response to threat of terrorism
Executive Session Public Notice
Notice of Executive Session
Xavier Town Council Executive Session
Wednesday, November 16, 2011
5:00 p.m.
City Hall, Room 104
123 Main Street Xavier, Indiana
The Council will meet to discuss a job performance of an individual employee
as authorized under
I.C. 5-14-1.5-6.1(b)(9)
11
Improper Executive Session Notice
 
Notice of Executive Session
Xavier Town Council Executive Session
Wednesday, November 16, 2011
5:00 p.m.
City Hall, Room 104
123 Main Street Xavier, Indiana
Personnel and Litigation to be discussed
12
Public Access Counselor
2011-2012 Fiscal Year
Received 1580 inquiries
331 Formal Complaints Filed
41 Alleged ODL Violations
290 Alleged APRA Violations
160 Inmate Complaints filed
13 Withdrawn Prior to Opinion Issued
98 Violations Found
21 ODL/77 APRA
Recent ODL Opinions
13-FC-108:  Case of the disappearing notice
13-FC-95:  Improper Executive Session
Notice(x2)
13-FC-45:  Improper Topic during Executive
Session (Litigation)
13-FC-40:  Multiple allegation, one violation
13-FC-38:  Improper Topic During Executive
Session (Former Employee)
10 Violations/35 Complaints
Remedies
Remedies and penalties for noncompliance
 
Complaint to Public Access Counselor
Bad press and damage to public perception
Court action seeking order to produce
records and potentially order to pay
attorney’s fees
Fines for knowing and intentional
withholding of public records
 
Thank you for your participation
Contact Information:
Indiana Public Access Counselor
402 W. Washington St, W470
Indianapolis, IN  46204
317.234.0906
pac@icpr.in.gov
Open Door Law:
http://www.ai.org/legislative/ic/code/title5/ar14/ch1.5.html
Public
 
Access Handbook:
http://www.in.gov/pac/files/pac_handbook.pdf
Public Access Counselor Website:
http://www.in.gov/pac/
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The Indiana Open Door Law ensures transparency in public agency actions by requiring open meetings unless exempted. The Public Access Counselor provides guidance on public access laws, emphasizing the importance of public information accessibility. Meetings under the law must be open to the public, with specific rules on executive sessions. Attendees have the right to observe, but speaking is limited unless mandated by statutes. Minutes must be kept and made available for public scrutiny. Notice requirements for meetings include 48 business hours advance notice.


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  1. IACT: Annual Council Members School Presented by: The Office of the Public Access Counselor May 31, 2013

  2. Public Access Counselor The Public Access Counselor provides advice and assistance concerning Indiana's public access laws (the Access to Public Records Act and the Open Door Law) to members of the public and government officials and employees. Governor Frank O'Bannon created the office by executive order in 1998 after a statewide collaboration of seven newspapers found great obstacles in obtaining government information in Indiana. In 1999, the General Assembly created the office statutorily.

  3. The Indiana Open Door Law (ODL) It is the intent of this chapter that the official action of public agencies be conducted and taken openly, unless otherwise expressly provided by statute, in order that the people may be fully informed IC 5-14-1.5-1.

  4. Meetings under the ODL General Rule of Thumb: Meetings covered by the ODL are to be open to the public. Exception to the Rule: Executive Sessions Not all meetings are covered by the ODL Governing body of public agency Majority must be present Some gatherings are excluded from ODL Taking official action on public business Includes committees/panels appointed by governing body or its presiding officer

  5. Meetings under the ODL No right to speak under ODL unless some other statute requires it (i.e. public hearings) Do have right to attend and observe meetings Meetings may be taped or recorded but governing body may regulate placement of cameras, microphones etc.

  6. Minutes and Memoranda ODL requires Governing Bodies to keep certain memoranda: Date, time and place Members present or absent General substance of matters discussed/decided Record of all votes, by individual if a roll call vote *Agendas, if used, must be posted prior to meeting *Minutes, if any, must be made available for public inspection

  7. What Kind of Notice is Required 48 business hours in advance Date, time and place where Governing Body will meet Generally, no requirements to publish in newspaper Annual notices are permitted Emergency meetings are exception to 48 hour notice requirement Must post at principal place of business or meeting location 2012 legislation concerning local public agencies allows the adoption of policies to provide additional notice (website, e- mail, annual notices for non-media requestors Special meetings of County Executives IC 36-2-2-8

  8. Public Notice Notice of Public Meeting: Xavier Town Council Wednesday, November 16, 2011 5:30 p.m. City Hall, Room 104 123 Main Street, Xavier, Indiana 8

  9. Executive Sessions-I.C. 5-14-1.5-6.1 The exception to meetings that are open to the public Notice must include statutory purpose(s) for the meeting excluding the public. Meeting minutes or memoranda must include certification that only the topics permitted under the ODL for executive session were discussed. NO FINAL ACTION (e.g. voting)

  10. Executive Session Exceptions under the ODL To discuss records classified as confidential by state or federal statute To discuss the alleged misconduct of an employee To receive information and interview prospective employees To discuss strategy with respect to pending litigation or litigation threatened in writing To discuss information and intelligence intended to prevent, mitigate or response to threat of terrorism

  11. Executive Session Public Notice Notice of Executive Session Xavier Town Council Executive Session Wednesday, November 16, 2011 5:00 p.m. City Hall, Room 104 123 Main Street Xavier, Indiana The Council will meet to discuss a job performance of an individual employee as authorized under I.C. 5-14-1.5-6.1(b)(9) 11

  12. Improper Executive Session Notice Notice of Executive Session Xavier Town Council Executive Session Wednesday, November 16, 2011 5:00 p.m. City Hall, Room 104 123 Main Street Xavier, Indiana Personnel and Litigation to be discussed 12

  13. Public Access Counselor 2011-2012 Fiscal Year Received 1580 inquiries 331 Formal Complaints Filed 41 Alleged ODL Violations 290 Alleged APRA Violations 160 Inmate Complaints filed 13 Withdrawn Prior to Opinion Issued 98 Violations Found 21 ODL/77 APRA

  14. Recent ODL Opinions 13-FC-108: Case of the disappearing notice 13-FC-95: Improper Executive Session Notice(x2) 13-FC-45: Improper Topic during Executive Session (Litigation) 13-FC-40: Multiple allegation, one violation 13-FC-38: Improper Topic During Executive Session (Former Employee) 10 Violations/35 Complaints

  15. Remedies File a Lawsuit Under the ODL Public Access Counselor If successful, could recoup attorneys fees and court costs Informal or formal opinion Useful should you file suit under the ODL

  16. Remedies and penalties for noncompliance Complaint to Public Access Counselor Bad press and damage to public perception Court action seeking order to produce records and potentially order to pay attorney s fees Fines for knowing and intentional withholding of public records

  17. Thank you for your participation Contact Information: Indiana Public Access Counselor 402 W. Washington St, W470 Indianapolis, IN 46204 317.234.0906 pac@icpr.in.gov Open Door Law: http://www.ai.org/legislative/ic/code/title5/ar14/ch1.5.html PublicAccess Handbook: http://www.in.gov/pac/files/pac_handbook.pdf Public Access Counselor Website: http://www.in.gov/pac/

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