Supported Decision Making as an Alternative to Guardianship

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Explore the concept of Supported Decision Making as an alternative to guardianship, addressing the needs of individuals who may require assistance in decision-making. Understand the importance of listening to the incapacitated person, identifying their preferences, choices, and best interests. Learn about the legal aspects of capacity and incapacity in decision-making processes.


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  1. Alternatives to Guardianship Supported Decision Making Plan Implementation Tools WINGS 3/17/2016 David Lord, Disability Rights Washington, davidl@dr-wa.org Eileen Schock, Elder Law Attorney, eschock@wavecable.com

  2. This Presentation is Not Legal Advice General information about the law will be provided in this presentation through this PowerPoint, written materials, and discussion. The content of the presentation is not a substitute for legal advice by an attorney. Please seek representation by an attorney if you want legal advice. 2 9/11/2024

  3. Implementing a Supported Decision Making Plan Alternatives to guardianship are the Tools to implement a Supported Decision Making Plan by addressing identified needs of the individual. The group will participate in a fact pattern discussion later in presentation.

  4. Support with Decision- Making Sometimes a person needs support in making a decision. Less often, a person does not have the ability to make a decision, and someone else makes the decision: a substitute decision-maker. The substitute decision-maker s task is to make a decision consistent with what the person would want if the person was able to make the choice . 4 9/11/2024

  5. Basis for Supported Decision Making The law presumes all adults have the capacity for decision making including people with disabilities. Decision making is a learned skill. There are many ways to assist people with decision making. 5 9/11/2024

  6. LISTEN to the Incapacitated Person Identify strengths, skills, experience. Identify what the person wants. Ingram case 102Wn.2d 827 (1984) 6 9/11/2024

  7. Individual Choice and Best Interest The substitute decision-maker should identify the preferences and choices of the person. Where the preferences and choices can t be determined, the substitute decision-maker may make a decision in the best interest of the person. 7 9/11/2024

  8. Capacity and Incapacity Capacity is legal term for competence. Incapacity means different things in different situations: making a contract, health care situations, financial decisions, assisting in own defense. Lack of capacity incapacitated may be partial or full in guardianship. 8 9/11/2024

  9. Guardianship Brief Overview Legislative Intent Legal Process Incapacity Participants in Guardianship Proceedings Types of Guardianships & Guardians

  10. Guardianship A Legal Process Potential Loss of Rights Due Process Court proceeding Notice Right to Attorney Right to Bench or Jury Trial

  11. Guardianship Proceedings Incapacity as to Person RCW 11.88.010 (1)(a) Incapacity as to Person A person may be deemed incapacitated as to person when the individual has a significant risk of personal harmbased upon a demonstrated inability to adequately provide for nutrition, health, housing, or physical safety.

  12. Guardianship Proceedings Incapacity as to Estate RCW 11.88.010 (1)(b) A person may be deemed incapacitated as to the person's estate when the individual is at significant risk of financial harm based upon a demonstrated inability to adequately manage property or financial affairs.

  13. Guardianship Proceeding Participants Petitioner Alleged Incapacitated Person (AIP) Guardian ad Litem (GAL) Attorney for AIP Guardian Judge/Commissioner or Jury

  14. Types of Guardianships and Guardians Guardianship of Person Guardianship of Estate Guardianship of Person and Estate Full or Limited Guardianship of Person and/or Estate Lay Guardians Professional Guardians Co-Guardians

  15. Alternatives to Guardianship (Tools) Health Care and Personal Needs Financial Needs Protection Orders

  16. Health Care and Personal Needs Alternatives

  17. Informed Consent - Health Care A person must understand the following to give informed consent. His/her health condition The proposed treatment The hoped-for results Possible alternative treatment Possible risks and benefits from treatment Consequences if not treated 18 9/11/2024

  18. Who Can Give Informed Consent? If an adult cannot give informed consent for medical, the law (RCW 7.70.065) sets out a hierarchy for consent: Health care guardian Agent with health care durable power of attorney (AIF) Spouse or Registered Domestic Partner Son or daughter (over age 18 - all must agree) Mother or father (both must agree) Brother or sister (over age 18 - all must agree) 19 9/11/2024

  19. POLST Physician s Order on Life Sustaining Treatment Doctor s Order Patient (or representative) and provider discuss and sign.

  20. Health Care Directive A document, signed by an individual, directing care to be given or withheld at end of life Permanent vegetative state or terminal condition NOT a Doctor s order

  21. Personal Assistance Devices and Personal Assistants Assistance with medication management, errands, transportation, meals and other needs. Think outside the box be creative. Consider the community of people and services that might provide assistance.

  22. Power of Attorney RCW 11.94 authorizes an individual to designate others to advocate on his/her behalf, including making medical decisions, through a power of attorney. 23 9/11/2024

  23. Different Kinds of Power of Attorneys Financial Medical Power of Attorney Durable Power of Attorney 24 9/11/2024

  24. Durable Power of Attorney Effective even when the person who signed the durable power of attorney later becomes incapacitated. DPOA Form: Washington Law Help http://www.washingtonlawhelp.org/files/C9D2EA3F-0350-D9AF-ACAE- BF37E9BC9FFA/attachments/392A5117-D581-FCE9-5EF2-E382E46B92AC/9900en.pdf 25 9/11/2024

  25. Power of Attorney Vocabulary Principal Agent, proxy, attorney in fact Fiduciary - Trust, Accountability Health care, Financial 26 9/11/2024

  26. Advantages of Power of Attorney Easy to create/little or no cost Provides an advocate with authority Can nominate guardian Principal controls choices Revocable The agent is a fiduciary 27 9/11/2024

  27. Disadvantages of Power of Attorney No court oversight/possible abuse Authority may be challenged Must meet capacity requirement to sign 28 9/11/2024

  28. Special Education student, age 18: Guardianship needed? At 18, a student s educational rights are transferred from the parents to the student. WAC 392-172A- 05135(1)(b); 34 C.F .R. 300.520(a). Students who hold their own education rights can authorize any adult to make educational decisions for the student by using a power of attorney. WAC 392-172A-05135(6). 29 9/11/2024

  29. Special Education student, age 18: Guardianship needed? Where there s a guardian, the guardian will represent the student s educational rights. WAC 392-172A-05135(4). Students without guardians can be certified as unable to make educational decisions WAC 392-172A- 05135(5)(a). If this happens, the school district assigns an educational rep. WAC 392-172A-05135(5)(b). Certification of a student s inability to make educational decisions can be challenged at any time. WAC 392- 172A-05135(5)(c). 30 9/11/2024

  30. Health Care and Personal Needs Alternatives (cont d.) Specialized Directives (planning tool) Mental Health Directive Alzheimer s Disease and Dementia Mental Health Directive Supported Living Environments Case Management

  31. Financial Needs Alternatives

  32. Financial Needs Alternatives Financial Durable Power Of Attorney (planning tool) Representative (SSA) Protective Payee (VA)

  33. Representative Payee When an individual with disabilities receives money or benefits from an agency and is not able to manage his or her own money, a representative payee may be appointed to be responsible for the benefits, and to ensure they are used only for the benefit of the person with a disability. The payee is a fiduciary. 34 9/11/2024

  34. Financial Needs Alternatives (cont d.) Trusts (planning tools) Living Trusts Testamentary Trusts Special Needs Trusts (SNT) (Think outside the box other appropriate alternatives may be available to address financial needs)

  35. Protection Order Alternatives

  36. Protection Order Alternatives Domestic and Criminal Protection Orders Vulnerable Protection Orders (VAPO) RCW 74.34 Who can file for a VAPO Who can be protected by a VAPO Vulnerable adult Two court hearings required Protections available under a VAPO Personal and Financial Length of VAPO Non VAPO Protection Orders

  37. Group Discussion Group Task: Analyze two separate factual scenarios and, as a group, suggest alternatives for addressing personal, financial, and safety needs Review Fact Patterns: Fact Pattern #1 - Younger Disabled Fact Pattern #2 - Elder Break into groups Discussion Group reporting of Alternatives

  38. Conclusion

  39. Resources RCW 7.70.065 Informed Consent Statute http://app.leg.wa.gov/rcw/default.aspx?cite=7.70.065 Alternatives to Guardianship for Adults (Washington Law Help Northwest Justice Project)http://www.washingtonlawhelp.org/resource/alternati ves-to-guardianships-for-adults?ref=xsqY4 Powers of Attorney and Health Care Directives (Washington Law Help Seattle University School of Law & Northwest Justice Project) http://www.washingtonlawhelp.org/resource/questions-and- answers-on-powers-of-attorney?ref=QsXy3 Representative Payee (Social Security) https://www.ssa.gov/payee/

  40. Resources (contd.) VAPO RCW 74.34 (VAPO) Vulnerable Adult Protection Order http://apps.leg.wa.gov/rcw/default.aspx?cite=74.34. 110 VAPO Forms (Washington Courts)https://www.courts.wa.gov/forms/?fa=forms. contribute&formID=70 Alzheimer s Disease and Dementia Mental Health Directive (End of Life Washington) http://endoflifewa.org/alzheimers- diseasedementia-advance-directive/

  41. Resources (contd.) Mental Health Advance Directives Chapter 71.32 RCW http://apps.leg.wa.gov/rcw/default.aspx?cite=71.32) Mental Health Directive Form http://app.leg.wa.gov/RCW/default.aspx?cite=71.32.26 0

  42. Resources (contd) Disability Rights Washington DRW Information Sheets http://www.disabilityrightswa.org/tools-help-you/guardianship-0

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