Workers Advisers Office: Addressing Sexual Harassment Complaints

undefined
 
Workers’ Advisers Office
 
Workplace Sexual Harassment
Complaints
 
Our Mandate
 
The Workers’ Advisers Office is a Branch of
the Ministry of Labour
Workers’ Compensation Act s. 351
Operates independently of WorkSafeBC
Free advice and assistance to workers,
dependants and other parties regarding
workers compensation.
Represent if there is merit
Training/mentoring to third parties
 
When to refer clients to WAO
 
For compensation claims, if the client
has a claim number and a decision from
WorkSafeBC.
For prohibited action complaints, if the
client has filed a complaint with the
AGCD and has a complaint number.
 
 
Compensation Claims v.
Prohibited Action Complaints
 
Compensation claims addressed under
sections 134, 135, 136, 145 of the Act
Mental disorder claims addressed under
section 135, including claims for
bullying and harassment.
Prohibited Action (PA) Complaints
addressed under s 47 to 50 of the Act.
 
Compensation Claims v.
Prohibited Action Complaints
 
Compensation claims address acceptance of
claim for injury or disease.
PA deals with whether the employer
retaliated against a worker for protected
occupational health and safety activities.
For example, PA deals with whether a worker
reported being harassed, not whether
harassment actually occurred, or caused a
mental disorder.
 
Parallel Compensation Claim
and PA Complaints
 
Sometimes a worker will have a PA complaint
and a compensation claim.
For example, a worker who reports to their
employer that they are being harassed by a
co-worker, but the employer fires them for
reporting this safety matter.
The same worker may file a compensation
claim if they have a mental disorder as a
result of the harassment
 
Compensation Claims
Regarding Sexual Harassment
 
Mental disorder claims s.135
Document events, seek medical
attention, report to employer
Claim must be filed within one year of
injury.
Late claims may be allowed (s 151)
 
 
 
Compensation Claims
Regarding Sexual Harassment
 
DSM mental disorder diagnosed by
psychologist or psychiatrist
Traumatic event or significant work-
related stressor related to employment
Traumatic event must be of causative
significance to mental disorder
Work-related stressor must be the
predominant cause of the mental
disorder
 
Compensation Claims
regarding Sexual Harassment
 
Aggravations of pre-existing mental
disorders may also be accepted
Mental disorders resulting from a
decision of the employer regarding
employment are excluded (S135(1)(c),
with some exceptions
S. 339(3) Board decision making
 
Compensation Claims
regarding Sexual Harassment
 
If claim denied there is a 90 day
deadline to request review at Review
Division.
File through 
www.worksafebc.com
30 days from date of Review Division
decision to appeal to WCAT
File appeal through 
www.wcat.bc.ca
undefined
 
 
Prohibited Action –
To Every Action There is an Equal and
Opposite Reaction
(With apologies to Sir Isaac Newton)
 
An Overview of the Law, Policies,
Practices and Remedies Applicable
to Prohibited Action
 
Objectives
 
In this presentation you will learn:
What amounts to Prohibited Action under
the 
Workers Compensation Act
 
(Act)
How WorkSafeBC addresses Prohibited
Action complaints
The applicable mediation, adjudication and
appeals processes.
 
Agenda
 
The two types of complaints
Circumstances in which complaints arise
Onus of proof on the parties
Limitations on making complaints
Process
Remedies to complaints
Enforcement
 
 
 
Two Types of Complaints
 
 
Failure to pay wages complaints
Prohibited Action complaints
When Does a Failure to Pay
Wages Complaint Arise?
 
When a worker is not paid for:
 
attending joint health and safety committee
meetings and related duties as a member (s.
40(2))
educational leave for joint health and safety
committee members (s. 41(3))
accompanying a WorkSafeBC officer on a
workplace inspection (s. 78(4))
lay-off resulting from a WorkSafeBC stop work
order (s. 93(1))
 
 
When Does a Prohibited
Action Complaint Arise?
 
When an 
employer retaliates
 against
a worker, as contemplated by section 47
of the Act, in response to a 
worker’s
communication of occupational
health or safety concerns
,
 as
contemplated by section 48 of the Act.
Workers’ Activities Under
Section 48
 
Where a worker, in the context of occupational health
and safety matters regulated by WorkSafeBC
exercises any right (s. 48(a));
carrries out any duty (s. 48(a)); or
gives information to certain persons (s. 48(c))
 
 
an employer cannot take or threaten to take
retaliatory action against the worker.
Some Common Examples
of Health and Safety Issues
Refusal of Unsafe Work
“Bullying and Harassment”
Reporting of Breaches of the
Occupational Health and Safety
Regulation by Employer or Co-Workers
General Circumstances in Which
Complaints Arise – Section 48(c)
 
This subsection of the 
Act
 captures workers’ general
giving of information about occupational health and
safety matters to:
 
an employer
another worker or union representing a worker
a WorkSafeBC officer or any other person
concerned with the administration of Part 2 of the
Act
and the employer does something
negative in response…
 
 
 
 
 
 
 
 
such as firing the worker…
Employer Retaliation Under
Section 47
 
suspension, lay-off or dismissal
demotion or loss of opportunity for promotion
transfer of duties, change of workplace
location, change in working hours or
reduction in wages
imposition of any discipline, reprimand or
other penalty
coercion or intimidation
 
 
 
this may result.
 
Onus of Proof on the Worker
 
 
Worker must provide sufficient evidence
to establish a 
prima facie
 case
 
A 
prima facie
 case is a bare outline of a
complaint that will prevail until
contradicted and overcome by other
evidence
Onus of Proof on the Employer
 
There is a reverse onus on the employer (s.
49(4))
The employer can meet this onus, by proving
on a balance of probabilities that:
 
its actions are not captured by s. 47;
the worker’s activities are not captured by s. 48;
or
its actions were not motivated by considerations of
the worker’s health and safety activities.
 
“Taint” Principle
 
The “taint” principle requires that in order to discharge the
burden of proof under section 49(3) of the Act, the employer
must prove that in no part were its actions under section 47 of
the Act tainted by the worker taking any of the actions set out
under section 48 of the Act.
The employer must demonstrate that its reasons for taking
action against the worker were not related to any of the
prohibited grounds in Section 48. This means that the employer
cannot shield itself by pointing to proper cause, or what may be
a valid business reason for the impugned conduct, where there
is also evidence of a prohibited action.
Statutory Time Limitations on
Making Complaints
 
Time Limits
 – 1 year for
Prohibited  Action / 60 days for failure
to pay wages
Grievance
 – A worker must choose
whether to grieve or file a complaint
Settled / Withdrawn
 – WorkSafeBC
must determine whether the complaint
has been settled or withdrawn
 
Process
 
 
Investigation by Prevention Officer
 
Mediation by external service provider
 
Adjudication by a Legal
Adjudicative Officer (LAO)
 
WorkSafeBC Investigation
 
A Prevention Officer will review the complaint for
completeness and may carry out further inquiries.
The Prevention Officer, if satisfied that the complaint
is complete and within the jurisdiction of the 
Act
, will
refer it to the Prohibited Action Adjudication Team in
the Associate General Counsel Department (AGCD) of
WorkSafeBC.
Typically mediation is offered when the complaint is
received by the AGCD.
 
Mediation
 
The worker and employer will be offered a
referral to mediation.
The mediation process is entirely voluntary
and requires agreement by both parties to
participate.
WorkSafeBC appoints an external mediation
provider.
Variety of different mediators – sometimes
with different processes!
 
Mediation
 
At mediation, mediator explains role; parties
then invited to outline their positions.
Frequent breaks for caucusing.
If settlement terms agreed, these are
outlined in a document (a Memorandum of
Understanding of Settlement Agreement)
Employers frequently ask the worker to sign
a release of any other claims as a condition of
settlement
 
Mediation
 
WAO unable to advise worker on legal
issues falling outside of statutory remit
– this includes other potential claims
and any release/waiver thereof.
Worker should be advised to seek
independent legal advice as to any
other potential claims before signing
any release.
 
Mediation - Advantages
 
Potentially much quicker resolution than
adjudication/appeal process.
Removes the risks inherent in waiting for adjudication
(uncertain outcome, risk of employer bankruptcy
etc.)
Greater flexibility in terms of remedy.
If there remains a working relationship between
worker and employer, greater prospect of preserving
that relationship if negotiated settlement achieved.
 
Initial Adjudication by Associate
General Counsel Division
 
If mediation is declined or unsuccessful,
claim proceeds to adjudication.
Employer is invited to file submissions
in response to worker’s complaint form.
Worker is then invited to file response
submission.
 
WCAT Appeals
 
There is no second level of appeal in PA
Claims that is comparable to the Review
Division
Either party may file an NOA with WCAT
within 90 days of the AGCD decision
Often a PA complaint results in 2
separate decisions adjudicating the PA
Complaint (1) and the Remedy (2) with
separate appeal rights
 
 
WCAT Oral Hearings
 
Same WCAT rules of practice apply as
with workers’ compensation appeals.
Hearings are typically much longer than
with compensation appeals.
Often multiple witnesses requiring
cross-examination.
 
Remedies – Section 50(2)
 
The object of Section 50(2) is to, as far as is
practicable, put the worker in the same position
they would have been in had the prohibited action
not occurred (“make whole” principle).
Specific Remedies – Section
50(2)
 
In accordance with Section 50(2), a
decision-maker may order:
 
reinstatement
payment of lost wages
payment of interest
removal of reprimand references
providing for letters of reference
 
 
Duty to Mitigate
 
Worker has a duty to act diligently in seeking to
mitigate his/her losses (replacing their lost wages by
looking for other work).
In cases of employment termination, worker should
be able to demonstrate reasonable efforts to secure
alternative employment.
Worker should maintain documentary records to
prove mitigation efforts.
Failure to do so may adversely impact the level of
compensation awarded.
 
Duty to Mitigate continued
 
Onus is initially on worker to prove
efforts to mitigate
Onus shifts to employer who disputes
mitigation efforts to prove worker has
failed to do so.
See WSBC Prevention Manual P2-50-2
(b) page 2.
 
Awards for Lost Wages
 
Lost wages are generally calculated on the basis of common-law
as opposed to Employment Standards legislation.
The purpose of awarding remedies “…is, as far as is practicable,
to put the worker in the same position as the worker would
have been if the discriminatory action or failure to pay wages
had not occurred.”
Wage replacement is subject to a duty to mitigate or lessen the
loss.
Severance pay is deducted from the entitlement period i.e. if the
worker received two weeks severance pay and is found to be
entitled to 4 weeks of lost wages, they would be entitled to a
total of 2 weeks’ pay.
 
 
Evidence - General
 
Types of Evidence to gather if available, including:
 
pictures, letters, e-mails, memos, voice or audio recordings, internet
information about the employer company including site pictures, texts;
copies of personnel files, work performance appraisals, cards or thank you
letters regarding performance;
the worker’s calendar or diary, Witness statements, medical reports or chart
notes of patient visits;
the worker’s summary of what occurred, witness statements, letters or
notes to co-workers or family members about the incident;
 
Evidence - Continued
 
Evidence to support the Remedy request
pay stubs, commission slips;
job search lists, job advertisements, resumes,
cover letters, reference letters, educational and
professional certificates;
T-4s, Record of Employment, income tax
summaries.
Worker’s employment history (from resume)
 
Enforcement
 
 
Aside from providing some general advice
WAO does not get involved in the worker’s
enforcement of their remedy entitlements.
WSBC does not actually enforce a worker's
remedy entitlement on behalf of the worker.
The worker may want to seek legal advice on
the enforcement of their remedies.
 
WAO Process
 
Request for Disclosure
Review of Claim File
Interview with Worker
Merit Assessment – different
considerations for mediation vs
adjudication by AGCD or WCAT.
 
Thank you
 
For questions reach out to:
Christina Dorsch at 250-900-4764
Or
Toll free at 1-800-663-4261
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The Workers Advisers Office, a branch of the Ministry of Labour, provides free advice and assistance to workers on compensation claims and prohibited action complaints, including those related to sexual harassment. They handle compensation claims for injuries and diseases, as well as mental disorder claims like bullying and harassment. The office assists workers in filing claims and complaints while ensuring independent and merit-based representation. When workers face retaliation for reporting safety concerns or harassment, they can seek help from the Workers Advisers Office for legal guidance and support.

  • Workers Advisers Office
  • Compensation Claims
  • Prohibited Action Complaints
  • Sexual Harassment
  • Mental Disorder Claims

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  1. Workers Advisers Office Workplace Sexual Harassment Complaints

  2. Our Mandate The Workers Advisers Office is a Branch of the Ministry of Labour Workers Compensation Act s. 351 Operates independently of WorkSafeBC Free advice and assistance to workers, dependants and other parties regarding workers compensation. Represent if there is merit Training/mentoring to third parties

  3. When to refer clients to WAO For compensation claims, if the client has a claim number and a decision from WorkSafeBC. For prohibited action complaints, if the client has filed a complaint with the AGCD and has a complaint number.

  4. Compensation Claims v. Prohibited Action Complaints Compensation claims addressed under sections 134, 135, 136, 145 of the Act Mental disorder claims addressed under section 135, including claims for bullying and harassment. Prohibited Action (PA) Complaints addressed under s 47 to 50 of the Act.

  5. Compensation Claims v. Prohibited Action Complaints Compensation claims address acceptance of claim for injury or disease. PA deals with whether the employer retaliated against a worker for protected occupational health and safety activities. For example, PA deals with whether a worker reported being harassed, not whether harassment actually occurred, or caused a mental disorder.

  6. Parallel Compensation Claim and PA Complaints Sometimes a worker will have a PA complaint and a compensation claim. For example, a worker who reports to their employer that they are being harassed by a co-worker, but the employer fires them for reporting this safety matter. The same worker may file a compensation claim if they have a mental disorder as a result of the harassment

  7. Compensation Claims Regarding Sexual Harassment Mental disorder claims s.135 Document events, seek medical attention, report to employer Claim must be filed within one year of injury. Late claims may be allowed (s 151)

  8. Compensation Claims Regarding Sexual Harassment DSM mental disorder diagnosed by psychologist or psychiatrist Traumatic event or significant work- related stressor related to employment Traumatic event must be of causative significance to mental disorder Work-related stressor must be the predominant cause of the mental disorder

  9. Compensation Claims regarding Sexual Harassment Aggravations of pre-existing mental disorders may also be accepted Mental disorders resulting from a decision of the employer regarding employment are excluded (S135(1)(c), with some exceptions S. 339(3) Board decision making

  10. Compensation Claims regarding Sexual Harassment If claim denied there is a 90 day deadline to request review at Review Division. File through www.worksafebc.com 30 days from date of Review Division decision to appeal to WCAT File appeal through www.wcat.bc.ca

  11. Prohibited Action To Every Action There is an Equal and Opposite Reaction (With apologies to Sir Isaac Newton) An Overview of the Law, Policies, Practices and Remedies Applicable to Prohibited Action

  12. Objectives In this presentation you will learn: What amounts to Prohibited Action under the Workers Compensation Act (Act) How WorkSafeBC addresses Prohibited Action complaints The applicable mediation, adjudication and appeals processes.

  13. Agenda The two types of complaints Circumstances in which complaints arise Onus of proof on the parties Limitations on making complaints Process Remedies to complaints Enforcement

  14. Two Types of Complaints Failure to pay wages complaints Prohibited Action complaints

  15. When Does a Failure to Pay Wages Complaint Arise? When a worker is not paid for: attending joint health and safety committee meetings and related duties as a member (s. 40(2)) educational leave for joint health and safety committee members (s. 41(3)) accompanying a WorkSafeBC officer on a workplace inspection (s. 78(4)) lay-off resulting from a WorkSafeBC stop work order (s. 93(1))

  16. When Does a Prohibited Action Complaint Arise? When an employer retaliates against a worker, as contemplated by section 47 of the Act, in response to a worker s communication of occupational health or safety concerns, as contemplated by section 48 of the Act.

  17. Workers Activities Under Section 48 Where a worker, in the context of occupational health and safety matters regulated by WorkSafeBC exercises any right (s. 48(a)); carrries out any duty (s. 48(a)); or gives information to certain persons (s. 48(c)) an employer cannot take or threaten to take retaliatory action against the worker.

  18. Some Common Examples of Health and Safety Issues Refusal of Unsafe Work Bullying and Harassment Reporting of Breaches of the Occupational Health and Safety Regulation by Employer or Co-Workers

  19. General Circumstances in Which Complaints Arise Section 48(c) This subsection of the Act captures workers general giving of information about occupational health and safety matters to: an employer another worker or union representing a worker a WorkSafeBC officer or any other person concerned with the administration of Part 2 of the Act

  20. and the employer does something negative in response such as firing the worker

  21. Employer Retaliation Under Section 47 suspension, lay-off or dismissal demotion or loss of opportunity for promotion transfer of duties, change of workplace location, change in working hours or reduction in wages imposition of any discipline, reprimand or other penalty coercion or intimidation

  22. this may result.

  23. Onus of Proof on the Worker Worker must provide sufficient evidence to establish a prima facie case A prima facie case is a bare outline of a complaint that will prevail until contradicted and overcome by other evidence

  24. Onus of Proof on the Employer There is a reverse onus on the employer (s. 49(4)) The employer can meet this onus, by proving on a balance of probabilities that: its actions are not captured by s. 47; the worker s activities are not captured by s. 48; or its actions were not motivated by considerations of the worker s health and safety activities.

  25. Taint Principle The taint principle requires that in order to discharge the burden of proof under section 49(3) of the Act, the employer must prove that in no part were its actions under section 47 of the Act tainted by the worker taking any of the actions set out under section 48 of the Act. The employer must demonstrate that its reasons for taking action against the worker were not related to any of the prohibited grounds in Section 48. This means that the employer cannot shield itself by pointing to proper cause, or what may be a valid business reason for the impugned conduct, where there is also evidence of a prohibited action.

  26. Statutory Time Limitations on Making Complaints Time Limits 1 year for Prohibited Action / 60 days for failure to pay wages Grievance A worker must choose whether to grieve or file a complaint Settled / Withdrawn WorkSafeBC must determine whether the complaint has been settled or withdrawn

  27. Process Investigation by Prevention Officer Mediation by external service provider Adjudication by a Legal Adjudicative Officer (LAO)

  28. WorkSafeBC Investigation A Prevention Officer will review the complaint for completeness and may carry out further inquiries. The Prevention Officer, if satisfied that the complaint is complete and within the jurisdiction of the Act, will refer it to the Prohibited Action Adjudication Team in the Associate General Counsel Department (AGCD) of WorkSafeBC. Typically mediation is offered when the complaint is received by the AGCD.

  29. Mediation The worker and employer will be offered a referral to mediation. The mediation process is entirely voluntary and requires agreement by both parties to participate. WorkSafeBC appoints an external mediation provider. Variety of different mediators sometimes with different processes!

  30. Mediation At mediation, mediator explains role; parties then invited to outline their positions. Frequent breaks for caucusing. If settlement terms agreed, these are outlined in a document (a Memorandum of Understanding of Settlement Agreement) Employers frequently ask the worker to sign a release of any other claims as a condition of settlement

  31. Mediation WAO unable to advise worker on legal issues falling outside of statutory remit this includes other potential claims and any release/waiver thereof. Worker should be advised to seek independent legal advice as to any other potential claims before signing any release.

  32. Mediation - Advantages Potentially much quicker resolution than adjudication/appeal process. Removes the risks inherent in waiting for adjudication (uncertain outcome, risk of employer bankruptcy etc.) Greater flexibility in terms of remedy. If there remains a working relationship between worker and employer, greater prospect of preserving that relationship if negotiated settlement achieved.

  33. Initial Adjudication by Associate General Counsel Division If mediation is declined or unsuccessful, claim proceeds to adjudication. Employer is invited to file submissions in response to worker s complaint form. Worker is then invited to file response submission.

  34. WCAT Appeals There is no second level of appeal in PA Claims that is comparable to the Review Division Either party may file an NOA with WCAT within 90 days of the AGCD decision Often a PA complaint results in 2 separate decisions adjudicating the PA Complaint (1) and the Remedy (2) with separate appeal rights

  35. WCAT Oral Hearings Same WCAT rules of practice apply as with workers compensation appeals. Hearings are typically much longer than with compensation appeals. Often multiple witnesses requiring cross-examination.

  36. Remedies Section 50(2) The object of Section 50(2) is to, as far as is practicable, put the worker in the same position they would have been in had the prohibited action not occurred ( make whole principle).

  37. Specific Remedies Section 50(2) In accordance with Section 50(2), a decision-maker may order: reinstatement payment of lost wages payment of interest removal of reprimand references providing for letters of reference

  38. Duty to Mitigate Worker has a duty to act diligently in seeking to mitigate his/her losses (replacing their lost wages by looking for other work). In cases of employment termination, worker should be able to demonstrate reasonable efforts to secure alternative employment. Worker should maintain documentary records to prove mitigation efforts. Failure to do so may adversely impact the level of compensation awarded.

  39. Duty to Mitigate continued Onus is initially on worker to prove efforts to mitigate Onus shifts to employer who disputes mitigation efforts to prove worker has failed to do so. See WSBC Prevention Manual P2-50-2 (b) page 2.

  40. Awards for Lost Wages Lost wages are generally calculated on the basis of common-law as opposed to Employment Standards legislation. The purpose of awarding remedies is, as far as is practicable, to put the worker in the same position as the worker would have been if the discriminatory action or failure to pay wages had not occurred. Wage replacement is subject to a duty to mitigate or lessen the loss. Severance pay is deducted from the entitlement period i.e. if the worker received two weeks severance pay and is found to be entitled to 4 weeks of lost wages, they would be entitled to a total of 2 weeks pay.

  41. Evidence - General Types of Evidence to gather if available, including: pictures, letters, e-mails, memos, voice or audio recordings, internet information about the employer company including site pictures, texts; copies of personnel files, work performance appraisals, cards or thank you letters regarding performance; the worker s calendar or diary, Witness statements, medical reports or chart notes of patient visits; the worker s summary of what occurred, witness statements, letters or notes to co-workers or family members about the incident;

  42. Evidence - Continued Evidence to support the Remedy request pay stubs, commission slips; job search lists, job advertisements, resumes, cover letters, reference letters, educational and professional certificates; T-4s, Record of Employment, income tax summaries. Worker s employment history (from resume)

  43. Enforcement Aside from providing some general advice WAO does not get involved in the worker s enforcement of their remedy entitlements. WSBC does not actually enforce a worker's remedy entitlement on behalf of the worker. The worker may want to seek legal advice on the enforcement of their remedies.

  44. WAO Process Request for Disclosure Review of Claim File Interview with Worker Merit Assessment different considerations for mediation vs adjudication by AGCD or WCAT.

  45. Thank you For questions reach out to: Christina Dorsch at 250-900-4764 Or Toll free at 1-800-663-4261

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