Understanding Millimeter Wave Regulation and FCC Restricted Bands

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Overview of millimeter wave regulation by IEEE and FCC, including restricted bands, radar rules, advantages and disadvantages of millimeter wave signals, and FCC rules on restricted bands above 38.6 GHz. Details on communication bands, power regulations, and proposals for unlicensed usage in the 57-64 GHz and 92-95 GHz ranges are also provided.


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  1. Millimeter Wave Regulation IEEE EMC DC/No. VA Mitchell Lazarus 703-812-0440 | lazarus@fhhlaw.com January 31, 2012 http://www.wll.com

  2. Overview FCC restricted bands Communications 57-64 GHz (unlicensed) 92-95 GHz (unlicensed) 71-76, 81-86, 92-95 GHz (licensed) Radar Current Rules 57-64 GHz 76-77 GHz Radar Waivers and Proposed Rules 76-77 GHz 77-81 GHz 78-81 GHz 1 http://www.wll.com

  3. Millimeter Wave Signals in General Advantages tight beams from small antennas can reuse same frequency nearby high data capacity Disadvantages need direct line-of-sight high free space attenuation high rain attenuation poor penetration of walls and terrain. At X GHz, a one-foot antenna has a diameter of X wavelengths. 2 http://www.wll.com

  4. FCC Restricted Bands In the late 1980s, the FCC listed 64 restricted bands : closed to unlicensed transmitters range from 90 kHz to 36.5 GHz to protect sensitive receivers: GPS, radio astronomy, satellite downlinks, air traffic radars, etc. FCC also declared all bands above 38.6 GHz to be restricted Authorizing unlicensed use above 38.6 GHz always requires removal from the restricted list part of the FCC rulemaking proceeding. 3 http://www.wll.com

  5. Communications 4 http://www.wll.com

  6. 57-64 GHz (Unlicensed) 1 Max average power 9 W/cm at 3 meters (40 dBm EIRP) max peak 500 mW Disadvantage: attenuation by O2 molecules in atmosphere WiGig Alliance: in-room data communications 1-6 Gbits/sec wireless HDMI, gaming, home storage network, etc. proposed IEEE 802.11ad. 16 dB/km 8 57 64 GHz 0 Source: Adelia C. Valdez Va Tech 2001 50 60 70 Frequency (GHz) 5 http://www.wll.com

  7. 57-64 GHz (Unlicensed) 2 Rulemaking proposal: average power 82 dBm EIRP minus 2 dB for every dB that antenna gain is below 51 dBi antenna must be outdoors or pointed outdoors Pending since June 2007 new rules possible in 2nd or 3rd quarter 2012. 6 http://www.wll.com

  8. 92-95 GHz (Unlicensed) Coextensive with 92-95 GHz licensed band (next slide) Max average power 9 W/cm at 3 meters (40 dBm EIRP) max peak 500 mW indoor only minimizes interference to and from licensed users No FCC certifications issued to date. 7 http://www.wll.com

  9. 71-76, 81-86, 92-95 GHz (Licensed) Each applicant receives a non-exclusive, nationwide license no limit on number issued For each link: electronic, real-time interference checks with Federal gov t and non-gov t incumbents interference cases are rare (except on certain rooftops) Max power 55 dBm EIRP No licensed use on 94-94.1 GHz reserved for Federal research applications Minimum bit rate: 71-76, 81-86: 0.125 bits/sec/Hz 92-95 GHz: 1.0 bits/sec/Hz. 8 http://www.wll.com

  10. Radar (Current Rules) 9 http://www.wll.com

  11. 57-64 GHz 61.0-61.5 GHz fixed field disturbance sensors: max average power 9 W/cm at 3 meters (+40 dBm EIRP) peak power density 18 W/cm at 3 meters (+43 dBm EIRP) non-fixed or elsewhere in band: max peak power density 9 nW/cm2at 3 meters (+10 dBm EIRP) max peak transmitter output power 0.1 mW Unlicensed. 10 http://www.wll.com

  12. 76-77 GHz Vehicle-mounted radars only Unlicensed. Power limits: Side- or Rear- Looking (dBm EIRP) Forward-Looking (dBm EIRP) Vehicle moving +48.3 +45.3 Vehicle stopped +23.5 11 http://www.wll.com

  13. Radar (Waivers and Proposed Rules) 12 http://www.wll.com

  14. 76-77 GHz (Proposed Rule) 100 watt (50 dBm) power limit regardless of direction; moving or stopped any application (not just vehicle-mounted) Pending since May 2011. 13 http://www.wll.com

  15. 76-77 GHz (Waiver) Fixed use of 10 radars at Atlanta airport for tracking aircraft and vehicles on ground Must meet emissions limits for forward-looking, in-motion vehicle radars ( +48.3 dBm EIRP) Granted September 2009. 14 http://www.wll.com

  16. 77-81 GHz (Proposed Rule & Waiver) Use as in-tank level probing radars limited to commercial use at fixed locations Unlicensed Proposed emissions limits: +23 dBm EIRP average (measured with no tank wall) +43 dBm EIRP peak (measured with no tank wall) but pulse radars often have >20 dB P/A ratio 41.3 dBm EIRP ( 15.209) (measured through metal or concrete) FCC acknowledges need to protect radio astronomy operations Pending since January 2010 Waiver granted pending rulemaking subject to above emissions limits. 15 http://www.wll.com

  17. 78-81 GHz (Proposed Rule & Waiver) Airport use to detect foreign object debris (FOD) on runways aircraft parts, tools, equipment and supplies, rocks, pavement fragments, luggage, wildlife FCC open to allowing other applications No proposal as to licensed vs. unlicensed No proposal as to power limits FCC acknowledges need to protect radio astronomy operations Pending since December 2011 Waiver granted pending rulemaking: airport FOD detection only 35 dBW EIRP license required. 16 http://www.wll.com

  18. Conclusion Millimeter wave spectrum is the target of extensive engineering innovation FCC rules at 57 GHz and above are badly out of date FCC moving to update rules, but regulatory process is inherently slow. 17 http://www.wll.com

  19. Thank you! Mitchell Lazarus 703-812-0440 | lazarus@fhhlaw.com 18 http://www.wll.com

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