The Concept of Nation and Ethnic Identity
The Concept of Nation
•
Nation is where an inhabitant’s
emotional, material
and moral
meanings are invested.
•
The people are not only politically engaged but also
experience a strong ‘sense of belonging’.
Moral and
psychological investment
provides a rooted base to
the otherwise abstract concept of nation.
•
The formation encompasses
three different processes-
sentimental
(people sharing the same ethnic origin);
Political
-in the quest of joining independence and
recognition in the form of a state; and
doctrinaire
-
when boundaries are redrawn due to historical and
structural changes.
•
Thus the widely accepted notion is nation associated
with a shared sense of identity, which in this modern
era is
usually transformed into a political entity called
the state (Nation-state)
.
Ethnonationalism: Walkar Connor
•
Walkar Connor,
in his work
‘
Ethnonationalism: the Quest for
Understanding (1994)
, claims that states are
legal and territorial entities and generally
multi-national.
•
Nations are self-differentiating ethnic group at
whose core is an
intensely subjective
psychological identification, which exists
beyond reason.
Max Weber: Prestige Community
•
Another popular interpretation is by
Max Weber
, a
nineteenth-century German sociologist, who defines
nation in terms of a ‘
prestige community
’ and argues
that the nation derives both from the
material interest
of the state and a sense of ‘irreplaceable cultural
values
’ propounded by intellectuals.
•
He
strongly opposes the objective basis of a nation
,
that is, vernacular language, blood and common
descent, while agreeing with the subjective basis of a
nation, that is, the sentiment quotient.
•
Thus, he believes that the nation, being a community
of sentiment, would lead to the
creation of a state on
its own
-e.g. Jews and the formation of Israel.
Nation is a Political or Cultural Entity:
the Debate
•
Whether nation is a political or cultural entity remains
debatable.
Anthony D. Smith
, in
The Ethnic Origins of
Nations
(1986),
distinguishes between the
relationship shared by nationalism and
modernization
.
•
Smith believes, ‘
ethnies
’ or pre-modern ethnic
communities that are bound by a common culture and
language to be the
parental node of modern nations
.
•
So according to him, these culturally rooted ‘ethnies’
that are embedded in heritage
evolved into modern
nations when they came in contact with the doctrine
of sovereignty.
•
This juxtaposition occurred in Europe in the
late
eigthteenth and early nineteenth century,
and in Asia
and Africa in the twentieth century.
Eric Hobsbawm: Nations as ‘Invented
Traditions’
•
Modern thinkers such as
Eric Hobsbawm
in
Nations
and Nationalism Since 1780
(1990) have emphasized
the extent to which nations are ‘
invented traditions
’,
rather than accepting the traditional thinker’s belief
that modern nations have grown and become
urbanized out of time-honoured ethnic communities.
•
However, the notion that a
nation is a conglomeration
of various cultural streams is a more popular belief
,
and has been endorsed by most thinkers.
•
Nevertheless,
the political connotation attached to
the word ‘nation’ cannot be dismissed completely
.
Political and Cultural Aspects of
Nation: Intertwined
•
A German historian,
Fredrich Meinecke
, even
attempted to present a
difference between a political
nation and a cultural nation
in his book
Cosmopolitanism and the Nation State
(1907).
•
Still, the fact that they are interdependent and
intertwined makes it difficult to choose either one.
•
Thus from the ongoing discussion, it is quite evident
that the
birth of a nation is certainly not a sudden
occurrence, but a gradual process.
•
It is true that nations are
‘organic’ (natural) units
bound together by cohesive cultural traditions and
historical processes, which make them relatively
more stable
than any political structure.
Nationalism
•
The consciousness encompassing one’s close affinity to
one’s nation indicates a
sense of belongingness or
loyalty
towards a particular community or social group,
and this
‘national consciousness’
often gets
transformed into the concept of the nation.
•
A modern nation represents
multiple aspects of the
human personality
. Ideas are nurtured through a
particular language, culture, habits and lifestyle, as well
as aspirations and sentiments. So the saying,
the state
dictates whereas the nation adopts.
Over the passage
of time, a nation either transforms into a state or a
state graduates into a nation-state due to social, ethnic
and cultural factors, besides political aspirations.
•
Hence, a nation-state’s prime role remains to nurture
cultural confluence and strengthen political unity.
Nationalism and Patriotism
•
Nationalism is the motivating factor
in modern politics
because the modern state is truly a nation-state.
•
Within the Asian panorama, the Indian freedom struggle is
a classic example of the intense love people have for their
motherland. The
movements such as renaissance and
reformation
influenced the course of the Indian freedom
struggle, which
further strengthened the emotional
attachment people
had to their motherland.
•
The socio-religious undertones of
‘Shakti’ worship or the
‘Ganapati’ festival transformed into deeply patriotic
movements like ‘Bande Maataram’.
Such emotional
attachment to the motherland further inspired Indians to
liberate themselves from the shackles of British
imperialism. However, what is important is that
ultimately
India emerged as the largest secular democracy
in the
world.
Modern Conception of Nationalism
•
After the disintegration of the Soviet Union in 1989, some
15 or more new nations have been formed. But their
creation was not the result of nationalistic aspirations or
any enduring movement.
•
They were rather
built around some contingent ethnic or
cultural formation backed by a political institution.
Hence,
the nation remained only
a product of some political crisis.
•
Another thread of modern thought pioneered by
Michael
Billig
(1995) and termed
‘Banal Nationalism’
contends that
nationalism is
no longer a remote concern, but is
constantly ‘flagged’ in the media through routine symbols
and habits of language.
•
It is
reinforced in daily lives and deeply ingrained in
contemporary consciousness.
The term nationalism thus
continues to be a major ideological force in the
contemporary world.
The Modernists’ View: Nationalism
Preceding Nations
•
According to the modernists the
dawn of nations is a
recent and novel phenomenon
. It is generally the
outcome of the nationalistic pursuits undertaken.
Thus nationalism preceded nations which do not have
a very long history to claim.
•
Nations are constructed and are a result of a planned
and conscious move
. As Ernest Gellner (1983) would
put it,
nationalism ‘invents nations where they do not
exist’
. The staunch supporters of this kind of approach
are Ernest Gellner, Elie Kedourie, Eric Hobsbawm and
Benedict Anderson
.
•
For Gellner, as the waves of modernization hit Western
Europe,
culture acted as the binding agent in
achieving the ends of industrialization
.
Benedict Anderson and Others
•
Benedict Anderson
, Elie Kedourie and Eric Hobsbawm
subscribe to the idea of
nations being modern
inventions rather than old perennial institutions.
•
Kedourie
argues that nationalism is
a modern
European invention
and advocates
‘National Self-
determination’
. This concept acknowledges that it is
the
nationalist ideologies that mobilize the masses to
secure a self-rule
, thereby bringing in greater stability
and secular progress.
•
Whenever
imperial discrimination and enlightenment
philosophy
undermined traditional communities
(family, religion, etc.), it created conditions for
marginalized sections to rebel
( evident in all
revolutionary nationalisms
as seen in the Asian and
African anti-colonial intellectuals).
Benedict Anderson and Others
(Contd.)
•
In Benedict Anderson’s view (1991)
‘Imagined community’
denotes a sovereign, united and artificial boundary, with
little or no interaction amongst the inhabitants.
•
He argues that the
real factor behind the creation of a
nation is mass communication-’print capitalism’.
•
Similarly, Eric Hobsbawm (1983) distinguishes between
two
phases of nationalism, one, civic-political nationalism
which flourished in Europe between 1830-70, and second,
the
ethno-linguistic type
which flourished from 1870-1914.
•
Although he cannot see any connection between the two,
both nationalisms are composed of ‘invented traditions’-
of national history, culture and mythology, which are
actually created by state elites and capitalists to exercise
greater control over the masses without being overtly
visible
.
Post-modern Development
•
Scholars like
Partha Chatterjee
(1991, 1995),
Phillip Schlessinger (1987, 1992), Homi
Bhabha (1990) and Nira Yuval Davis (1997) are
concerned with post-modern development
.
•
The works of these theorists
mark the
dissolution of nation-states and the
obsolescence of nationalism
in varying
degrees.
National Identity
•
A person finds his/her identity by identifying or finding
out who h/she is. As rightly stated by Robert
Terwilliger
, ‘
a man’s identity is not best thought of as
the way in which he is separated from his fellows but
the way in which he is united with them’.
•
While this ‘uniqueness’, whether in terms of language,
race, religion or lifestyle, probably makes up one’s
identity,
it also presupposes the existence of the
‘other’.
•
When identity is qualified by the term national, it
acquires a fixed meaning that is quite different from
both the terms taken separately. To simplify it,
national
identity is the collective identity that people acquire
through identifying with the nation
.
National Identity (Contd.)
•
As identity marks the exclusivity of an individual
from the rest of her/his fellow members as well
as its identification of identical attributes or
properties within the group,
it presupposes a
dialogical recognition of each other.
•
So, the identity that originates from the
interaction between an inhabitant and her/his
nation is called national identity.
•
The essence of national identity is
an expression
of belongingness, an ideal of shared values,
proof of a distinct membership
, and affiliation to
a particular group.
The concept of nation is deeply rooted in emotional, material, and moral investments, leading to a strong sense of belonging. Various scholars present different perspectives on nationhood, from sentimental and political processes to the debate on whether a nation is a political or cultural entity. Nations are seen as more than just legal and territorial entities, with a focus on subjective psychological identification and cultural values. Modern discussions also highlight the idea of nations as invented traditions.
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Presentation Transcript
The Concept of Nation Nation is where an inhabitant s emotional, material and moral meanings are invested. The people are not only politically engaged but also experience a strong sense of belonging . Moral and psychological investment provides a rooted base to the otherwise abstract concept of nation. The formation encompasses three different processes- sentimental (people sharing the same ethnic origin); Political-in the quest of joining independence and recognition in the form of a state; and doctrinaire- when boundaries are redrawn due to historical and structural changes. Thus the widely accepted notion is nation associated with a shared sense of identity, which in this modern era is usually transformed into a political entity called the state (Nation-state).
Ethnonationalism: Walkar Connor Walkar Connor, in his work Ethnonationalism: the Quest for Understanding (1994), claims that states are legal and territorial entities and generally multi-national. Nations are self-differentiating ethnic group at whose core is an intensely subjective psychological identification, which exists beyond reason.
Max Weber: Prestige Community Another popular interpretation is by Max Weber, a nineteenth-century German sociologist, who defines nation in terms of a prestige community and argues that the nation derives both from the material interest of the state and a sense of irreplaceable cultural values propounded by intellectuals. He strongly opposes the objective basis of a nation, that is, vernacular language, blood and common descent, while agreeing with the subjective basis of a nation, that is, the sentiment quotient. Thus, he believes that the nation, being a community of sentiment, would lead to the creation of a state on its own-e.g. Jews and the formation of Israel.
Nation is a Political or Cultural Entity: the Debate Whether nation is a political or cultural entity remains debatable. Anthony D. Smith, in The Ethnic Origins of Nations (1986), distinguishes between the relationship shared by nationalism and modernization. Smith believes, ethnies or pre-modern ethnic communities that are bound by a common culture and language to be the parental node of modern nations. So according to him, these culturally rooted ethnies that are embedded in heritage evolved into modern nations when they came in contact with the doctrine of sovereignty. This juxtaposition occurred in Europe in the late eigthteenth and early nineteenth century, and in Asia and Africa in the twentieth century.
Eric Hobsbawm: Nations as Invented Traditions Modern thinkers such as Eric Hobsbawm in Nations and Nationalism Since 1780 (1990) have emphasized the extent to which nations are invented traditions , rather than accepting the traditional thinker s belief that modern nations have grown and become urbanized out of time-honoured ethnic communities. However, the notion that a nation is a conglomeration of various cultural streams is a more popular belief, and has been endorsed by most thinkers. Nevertheless, the political connotation attached to the word nation cannot be dismissed completely.
Political and Cultural Aspects of Nation: Intertwined A German historian, Fredrich Meinecke, even attempted to present a difference between a political nation and a cultural nation in his book Cosmopolitanism and the Nation State (1907). Still, the fact that they are interdependent and intertwined makes it difficult to choose either one. Thus from the ongoing discussion, it is quite evident that the birth of a nation is certainly not a sudden occurrence, but a gradual process. It is true that nations are organic (natural) units bound together by cohesive cultural traditions and historical processes, which make them relatively more stable than any political structure.
Nationalism The consciousness encompassing one s close affinity to one s nation indicates a sense of belongingness or loyalty towards a particular community or social group, and this national consciousness often gets transformed into the concept of the nation. A modern nation represents multiple aspects of the human personality. Ideas are nurtured through a particular language, culture, habits and lifestyle, as well as aspirations and sentiments. So the saying, the state dictates whereas the nation adopts. Over the passage of time, a nation either transforms into a state or a state graduates into a nation-state due to social, ethnic and cultural factors, besides political aspirations. Hence, a nation-state s prime role remains to nurture cultural confluence and strengthen political unity.
Nationalism and Patriotism Nationalism is the motivating factor in modern politics because the modern state is truly a nation-state. Within the Asian panorama, the Indian freedom struggle is a classic example of the intense love people have for their motherland. The movements such as renaissance and reformation influenced the course of the Indian freedom struggle, which further strengthened the emotional attachment people had to their motherland. The socio-religious undertones of Shakti worship or the Ganapati festival transformed into deeply patriotic movements like Bande Maataram . Such emotional attachment to the motherland further inspired Indians to liberate themselves from the shackles of British imperialism. However, what is important is that ultimately India emerged as the largest secular democracy in the world.
Modern Conception of Nationalism After the disintegration of the Soviet Union in 1989, some 15 or more new nations have been formed. But their creation was not the result of nationalistic aspirations or any enduring movement. They were rather built around some contingent ethnic or cultural formation backed by a political institution. Hence, the nation remained only a product of some political crisis. Another thread of modern thought pioneered by Michael Billig (1995) and termed Banal Nationalism contends that nationalism is no longer a remote concern, but is constantly flagged in the media through routine symbols and habits of language. It is reinforced in daily lives and deeply ingrained in contemporary consciousness. The term nationalism thus continues to be a major ideological force in the contemporary world.
The Modernists View: Nationalism Preceding Nations According to the modernists the dawn of nations is a recent and novel phenomenon. It is generally the outcome of the nationalistic pursuits undertaken. Thus nationalism preceded nations which do not have a very long history to claim. Nations are constructed and are a result of a planned and conscious move. As Ernest Gellner (1983) would put it, nationalism invents nations where they do not exist . The staunch supporters of this kind of approach are Ernest Gellner, Elie Kedourie, Eric Hobsbawm and Benedict Anderson. For Gellner, as the waves of modernization hit Western Europe, culture acted as the binding agent in achieving the ends of industrialization.
Benedict Anderson and Others Benedict Anderson, Elie Kedourie and Eric Hobsbawm subscribe to the idea of nations being modern inventions rather than old perennial institutions. Kedourie argues that nationalism is a modern European invention and advocates National Self- determination . This concept acknowledges that it is the nationalist ideologies that mobilize the masses to secure a self-rule, thereby bringing in greater stability and secular progress. Whenever imperial discrimination and enlightenment philosophy undermined traditional communities (family, religion, etc.), it created conditions for marginalized sections to rebel ( evident in all revolutionary nationalisms as seen in the Asian and African anti-colonial intellectuals).
Benedict Anderson and Others (Contd.) In Benedict Anderson s view (1991) Imagined community denotes a sovereign, united and artificial boundary, with little or no interaction amongst the inhabitants. He argues that the real factor behind the creation of a nation is mass communication- print capitalism . Similarly, Eric Hobsbawm (1983) distinguishes between two phases of nationalism, one, civic-political nationalism which flourished in Europe between 1830-70, and second, the ethno-linguistic type which flourished from 1870-1914. Although he cannot see any connection between the two, both nationalisms are composed of invented traditions - of national history, culture and mythology, which are actually created by state elites and capitalists to exercise greater control over the masses without being overtly visible.
Post-modern Development Scholars like Partha Chatterjee (1991, 1995), Phillip Schlessinger (1987, 1992), Homi Bhabha (1990) and Nira Yuval Davis (1997) are concerned with post-modern development. The works of these theorists mark the dissolution of nation-states and the obsolescence of nationalism in varying degrees.
National Identity A person finds his/her identity by identifying or finding out who h/she is. As rightly stated by Robert Terwilliger, a man s identity is not best thought of as the way in which he is separated from his fellows but the way in which he is united with them . While this uniqueness , whether in terms of language, race, religion or lifestyle, probably makes up one s identity, it also presupposes the existence of the other . When identity is qualified by the term national, it acquires a fixed meaning that is quite different from both the terms taken separately. To simplify it, national identity is the collective identity that people acquire through identifying with the nation.
National Identity (Contd.) As identity marks the exclusivity of an individual from the rest of her/his fellow members as well as its identification of identical attributes or properties within the group, it presupposes a dialogical recognition of each other. So, the identity that originates from the interaction between an inhabitant and her/his nation is called national identity. The essence of national identity is an expression of belongingness, an ideal of shared values, proof of a distinct membership, and affiliation to a particular group.
