Stages of Behavior Change in Patients by Katherine Rothwell

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The stages people go through when changing behavior, as outlined by Katherine Rothwell, include contemplation, decision-making, active change, relapse, maintenance, and optimal recovery. Interventions are tailored to each stage to increase the likelihood of successful change, with a focus on understanding, validating, and encouraging patients in their journey towards behavior modification.


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  1. Changing patients behaviour Katherine Rothwell

  2. What phases do people go through when they change?

  3. Contemplation Decision Preconception Change consolidated Patient sees no problem, but others disapprove Patient weighing up pro s and con s of changing Patient makes decision to change or stay as before Active change Optimal Recovery Putting decision into practice: needs a plan Maintenance Actively managing change

  4. Contemplation Decision Preconception Active change Relapse Maintenance Return to previous pattern May return to any stage

  5. Adapted from the work of:- Prochaska J.O. DiClemente & Norcross J (1992) In search of how people change: application to addictive behaviours. American Psychologist. 47:1102-14

  6. What intervention is needed at each stage to make the change more likely to succeed?

  7. Contemplation Decision Preconception Active change Relapse Maintenance Optimal Recovery

  8. Preconception Preconception ignorance is bliss Help patient develop a reason for change e.g. we know smoking is bad for health Validate the patients experience e.g. can understand why patient feels that way Explain and personalise the risk Encourage further self explorations Leave the door open for further conversations

  9. Contemplation Decision Preconception Active change Relapse Maintenance Optimal Recovery

  10. Contemplation Contemplation sitting on the fence Validate the patients experience Clarify the patients perceptions of pros and cons of change needed Encourage more self exploration Leave door open

  11. Contemplation Decision Preconception Active change Relapse Maintenance Optimal Recovery

  12. Decision Decision testing the waters Praise the decision to change behaviour Prioritise behaviour change opportunities Identify and assist in problem solving re:obstacles Encourage small initial steps Encourage identification of social support

  13. Contemplation Decision Preconception Active change Relapse Maintenance Optimal Recovery

  14. Active Change Active Change Focus on restructuring cues and social support Bolster self efficacy for dealing with obstacles Combat feelings of loss and re-iterate long term benefits

  15. Contemplation Decision Preconception Active change Relapse Maintenance Optimal Recovery

  16. Maintenance Maintenance Plan for follow up support Reinforce internal rewards Discuss coping with relapse

  17. Contemplation Decision Preconception Active change Relapse Maintenance Optimal Recovery

  18. Relapse Relapse Evaluate trigger for relapse Reassess motivation and barriers Plan stronger coping strategies

  19. What are some of the factors that will generally encourage change?

  20. Factors promoting change Factors promoting change Definite advantages Achievable (can help breaking down into smaller steps) Non- threatening Has worked elsewhere Visible and measurable, has a clear end point and is set within time limits

  21. Recognition or reward for changing The person suggesting the change is trusted No blame approach if mistakes are made Support available and asking for help positively reinforced Challenging, but support present when needed

  22. Role plays Groups of 3 1 person doctor 1 person patient 1 giving feedback Then change 10 minutes per role play and 3 minutes for feedback

  23. 1st Role Play Doctor : Discuss stopping smoking with a patient Patient : Smoked 30 a day for 30 years play it how you want!

  24. 2nd Role Play Doctor : Discuss reducing alcohol intake. Patient : Drinks a bottle of wine a night, maybe 2 bottles a night at the weekend. Drinks to relax as has a stressful job.

  25. 3rd Role Play Doctor : Discuss lifestyle changes in a patient with high cholesterol and CVD risk 15% Patient : BMI 32, doesn t exercise, eats chips, pies and takeouts, lives on own, reluctant to change

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