MIT 3.071 Amorphous Materials

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MIT 3.071
Amorphous Materials
3: Glass Forming Theories
Juejun (JJ) Hu
hujuejun@mit.edu
1
After-class reading list
Fundamentals of Inorganic Glasses
Ch. 3 (except Section 3.1.4 in the 1994 version)
Introduction to Glass Science and Technology
Ch. 2
3.022 nucleation, precipitation growth and interface
kinetics
Topological constraint theory
M. Thorpe, “Continuous deformations in random networks”
J. Mauro, “Topological constraint theory of glass”
2
Glass formation from liquid
T
T
m
Supercooled
liquid
Glass
transition
Glass
Crystal
?
Supercooling of liquid
and suppression of
crystallization
?
Glass transition: from
supercooled liquid to
the glassy state
?
Glass forming ability:
the structural origin
Liquid
V, H
3
Glass forming theories
The kinetic theory
Nucleation and growth
“All liquids can be vitrified provided that the rate of
cooling is fast enough to avoid crystallization.”
Laboratory glass transition
Potential energy landscape
Structural theories
Zachariasen’s rules
Topological constraint theory
4
Crystallization is the opposite of glass formation
Crystallized
Amorphous
Suspended Changes in Nature, Popular Science 83 (1913).
Thermodynamics of nucleation
G
Liquid
Crystal
T
m
6
Thermodynamics of nucleation
Surface energy contribution
Energy barrier
 for nucleation
Homogeneous
nucleation
Heterogeneous
nucleation
G
Size
W
7
Kinetics of nucleation
G
Size
W
8
Kinetics of growth
Atom
Flux into the nucleus:
Flux out of the nucleus:
Nucleus
9
Kinetics of growth
Atom
Net diffusion flux:
Nucleus
10
Crystal nucleation and growth
11
Metastable
zone of
supercooling
T
m
Driving force:
supercooling
Both processes
are thermally
activated
S
u
p
e
r
c
o
o
l
i
n
g
Time-temperature-transformation diagram
R
.
 
B
u
s
c
h
,
 
J
O
M
 
5
2
,
 
3
9
-
4
2
 
(
2
0
0
0
)
12
Critical cooling rate and glass formation
Maximum glass sample thickness:

: thermal diffusivity
13
Glass formation from liquid
V, H
T
T
m
Supercooled
liquid
Liquid
Increasing
cooling rate
3
2
1
Glasses obtained at
different cooling rates
have different structures
With infinitely
 slow
cooling
, the ideal glass
state is obtained
14
Potential energy landscape (PEL)
The metastable glassy state
E
Structure 
Metastable
glassy state
Thermodynamically
stable crystalline state
15
Potential energy landscape (PEL)
PE
Atomic coordinates 
r
1
,
 r
2
, … 
r
3N
Crystal
Ideal glass
Laboratory
glass states
16
Laboratory glass transition
Liquid: ergodic
Glass: nonergodic,
confined to a few
local minima
Inter-valley
transition time 

:
Liquid
Glass
B 
: barrier height

: attempt frequency
17
 
Glass formers
Network modifiers
Intermediates
Glass
 former:
 high valence
state, covalent bonding with O
Modifier:
 low valence state,
ionic bonding with O
18
Zachariasen’s rules
Rules for glass formation in an oxide A
m
O
n
An oxygen atom is linked to no more than two atoms of A
The oxygen coordination around A is small, say 3 or 4
Open structures with covalent bonds
Small energy difference between glassy and crystalline states
The cation polyhedra share corners, not edges, not faces
Maximize structure geometric flexibility
At least three corners are shared
Formation of 3-D network structures
Only applies to most (not all!) oxide glasses
Highlights the importance of network topology
19
Classification of glass network topology
Floppy / flexible
Underconstrained
# (constraints) <
# (DOF)
Low barrier against
crystallization
Isostatic
Critically constrained
# (constraints) =
# (DOF)
Optimal for glass
formation
Stressed rigid
Overconstrained
# (constraints) >
# (DOF)
Crystalline clusters
(nuclei) readily
form and percolate
PE
r
1
,
 r
2
, … 
r
3N
PE
r
1
,
 r
2
, … 
r
3N
PE
r
1
,
 r
2
, … 
r
3N
20
Number of constraints
Denote the atom coordination number as 
r
Bond stretching constraint:
Bond bending constraint:
One bond angle is defined when 
r
 = 2
Orientation of each additional bond is specified by two angles
Total constraint number:
Mean coordination number:
21
Isostatic condition / rigidity percolation threshold
Total number of degrees of freedom:
Isostatic condition:
Examples:
Ge
x
Se
1-x
As
x
S
1-x
Si
x
O
1-x
Why oxides and chalcogenides make good glasses?
22
Phillips' “magic”
coordination number
Temperature-dependent constraints
The constraint number should be evaluated at the glass
forming temperature (rather than room temperature)
Silica glass Si
x
O
1-x
Bond stretching
O-Si-O bond angle
Isostatic condition
Normalized distribution
Si-O-Si bond angle in silica glass
SiO
2
23
Temperature-dependent constraints
Each type of constraint is associated with an onset
temperature above which the constraint vanishes
T
o
p
o
l
o
g
i
c
a
l
 
c
o
n
s
t
r
a
i
n
t
 
t
h
e
o
r
y
 
o
f
 
g
l
a
s
s
,
 
A
C
e
r
S
 
B
u
l
l
.
 
9
0
,
 
3
1
-
3
7
 
(
2
0
1
1
)
24
Enumeration of constraint number
Bond stretching constraints (coordination number):
8-
N
 rule: applies to most covalently bonded nonmetals (O, S, Se,
P, As, Si, etc.)
Exceptions: heavy elements (e.g. Te, Sb), boron anomaly
Bond bending constraints:
Glasses with low forming temperature:
Atomic modeling or experimental
characterization required to ascertain
the number of active bond bending
constraints
25
Property dependence on network rigidity
Many glass properties exhibit extrema or kinks at the
rigidity percolation threshold
J
.
 
N
o
n
-
C
r
y
s
t
.
 
S
o
l
.
 
1
8
5
,
 
2
8
9
-
2
9
6
 
(
1
9
9
5
)
.
26
Measuring glass forming ability
Figure of merit (FOM):
T
x
 : crystallization temperature
T
g
 : glass transition temperature
T
C
P
T
g
 is dependent on
measurement method
and thermal history
Alternative FOM:
    Hruby coefficient
27
Summary
Kinetic theory of glass formation
Driving force and energy barrier for nucleation and growth
Temperature dependence of nucleation and growth rates
T-T-T diagram and critical cooling rate
Laboratory glass transition
Potential energy landscape
Ergodicity breakdown: laboratory glass transition
Path dependence of glass structure
Glass network topology theories
Zachariasen’s rules
Topological constraint theory
Parameters characterizing glass forming ability (GFA)
28
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Dive into the intricate world of glass formation, exploring theories, nucleation kinetics, thermodynamics, and crystallization processes. Discover the factors influencing the transformation from liquid to glassy state, and unravel the fundamentals of inorganic glasses through insightful readings. Gain insights into homogeneous and heterogeneous nucleation, energy barrier contributions, and growth kinetics.

  • Glass Formation
  • Nucleation Kinetics
  • Thermodynamics
  • Crystallization
  • Inorganic Glasses

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  1. MIT 3.071 Amorphous Materials 3: Glass Forming Theories Juejun (JJ) Hu hujuejun@mit.edu 1

  2. After-class reading list Fundamentals of Inorganic Glasses Ch. 3 (except Section 3.1.4 in the 1994 version) Introduction to Glass Science and Technology Ch. 2 3.022 nucleation, precipitation growth and interface kinetics Topological constraint theory M. Thorpe, Continuous deformations in random networks J. Mauro, Topological constraint theory of glass 2

  3. Glass formation from liquid V, H Supercooled liquid Liquid ? Supercooling of liquid and suppression of crystallization ? Glass transition: from supercooled liquid to the glassy state ? Glass forming ability: the structural origin Glass transition Glass Crystal Tf Tm T 3

  4. Glass forming theories The kinetic theory Nucleation and growth All liquids can be vitrified provided that the rate of cooling is fast enough to avoid crystallization. Laboratory glass transition Potential energy landscape Structural theories Zachariasen s rules Topological constraint theory 4

  5. Crystallization is the opposite of glass formation Crystallized Amorphous Suspended Changes in Nature, Popular Science 83 (1913).

  6. Thermodynamics of nucleation G T = = G S G H TS Liquid S S l s G l s G T G T l s Crystal When T < Tm, = = 0 G G G l s s T l ( ) V T S m Driving force for nucleation Tm T 6

  7. Thermodynamics of nucleation G Homogeneous nucleation = G S S Heterogeneous nucleation = + G G G l s S W Size Surface energy contribution = G S S ( ) = Energy barrier for nucleation G V T T S l s m 7

  8. Kinetics of nucleation G Nucleation rate: = G S W k T S exp R D n B E = + G G G = 0exp D D D l s S W k T B Size + E W = 0exp D R D n k T B : , 0 T T W R m n ( ) = G V T T S l s m 0: 0 T R n 8

  9. Kinetics of growth Flux into the nucleus: Nucleus E Atom exp F k T B Flux out of the nucleus: + E G exp F k T B 9

  10. Kinetics of growth Net diffusion flux: Nucleus R F F Atom g E G = 1 exp exp k T k T B B E G ~ exp k T k T B B : 0, 0 T T G R m g 0: 0 T R n 10

  11. Crystal nucleation and growth Metastable zone of supercooling Crystallization Driving force: supercooling Both processes are thermally activated Tm Supercooling 11

  12. Time-temperature-transformation diagram Driving force (supercooling) limited T Diffusion limited Critical cooling rate Rc R. Busch, JOM52, 39-42 (2000) 12

  13. Critical cooling rate and glass formation Critical cooling rate ( C/s) 9 10-6 3 10-3 6 10-3 10 107 1 109 1010 Typical cooling rate ( C/s) 1-10 103 102-104 105-108 Material Technique Silica GeO2 Air quench Liquid quench Droplet spray Melt spinning Selective laser melting Vapor deposition Na2O 2SiO2 Salol Water Vitreloy-1 Typical metal Silver 106-108 Up to 1014 T max~ d : thermal diffusivity Maximum glass sample thickness: R c 13

  14. Glass formation from liquid V, H Supercooled liquid Liquid Increasing cooling rate Glasses obtained at different cooling rates have different structures With infinitely slow cooling, the ideal glass state is obtained 3 2 1 Tm T 14

  15. Potential energy landscape (PEL) The metastable glassy state E Metastable glassy state Thermodynamically stable crystalline state Structure 15

  16. Potential energy landscape (PEL) PE Laboratory glass states Ideal glass Crystal Atomic coordinates r1, r2, r3N 16

  17. Laboratory glass transition Liquid: ergodic Glass Glass: nonergodic, confined to a few local minima t Liquid obs Inter-valley transition time : 1exp B = k T B B : barrier height : attempt frequency 17

  18. Glass former: high valence state, covalent bonding with O Modifier: low valence state, ionic bonding with O Network modifiers Glass formers Intermediates 18

  19. Zachariasens rules Rules for glass formation in an oxide AmOn An oxygen atom is linked to no more than two atoms of A The oxygen coordination around A is small, say 3 or 4 Open structures with covalent bonds Small energy difference between glassy and crystalline states The cation polyhedra share corners, not edges, not faces Maximize structure geometric flexibility At least three corners are shared Formation of 3-D network structures Only applies to most (not all!) oxide glasses Highlights the importance of network topology 19

  20. Classification of glass network topology Floppy / flexible Underconstrained Isostatic Stressed rigid Overconstrained Critically constrained # (constraints) < # (DOF) Low barrier against crystallization # (constraints) = # (DOF) Optimal for glass formation # (constraints) > # (DOF) Crystalline clusters (nuclei) readily form and percolate PE PE PE r1, r2, r3N r1, r2, r3N r1, r2, r3N 20

  21. Number of constraints Denote the atom coordination number as r Bond stretching constraint: / 2 r r Bond bending constraint: r ( 2) 2 3 One bond angle is defined when r = 2 Orientation of each additional bond is specified by two angles Total constraint number: ( r r ) ( = ) 22.5 3 2.5 3 r n 2 r Mean coordination number: r r n = 2 r 2 r 21

  22. Isostatic condition / rigidity percolation threshold Total number of degrees of freedom: Isostatic condition: ( ) 2 3 2.5 3 r n r = 3 rn 2 Phillips' magic coordination number = 2.4 n r 2 r Examples: GexSe1-x AsxS1-x SixO1-x ( ( ( ) ) ) = + = + = + = = = + + + 4 1 2 2 2 r x x x 3 1 2 2 r x x x 4 1 2 2 2 r x x x Why oxides and chalcogenides make good glasses? 22

  23. Temperature-dependent constraints The constraint number should be evaluated at the glass forming temperature (rather than room temperature) Silica glass SixO1-x Bond stretching Normalized distribution 1 3 x = SiO2 r r + Si O n n Si O 2 2 O-Si-O bond angle ( 2 3 Si r ) n Si Isostatic condition Si-O-Si bond angle in silica glass 23

  24. Temperature-dependent constraints Each type of constraint is associated with an onset temperature above which the constraint vanishes Topological constraint theory of glass, ACerS Bull.90, 31-37 (2011) 24

  25. Enumeration of constraint number Bond stretching constraints (coordination number): 8-N rule: applies to most covalently bonded nonmetals (O, S, Se, P, As, Si, etc.) Exceptions: heavy elements (e.g. Te, Sb), boron anomaly Bond bending constraints: Glasses with low forming temperature: = # 2 3 r BB Atomic modeling or experimental characterization required to ascertain the number of active bond bending constraints 25

  26. Property dependence on network rigidity Many glass properties exhibit extrema or kinks at the rigidity percolation threshold r = 2.4 J. Non-Cryst. Sol.185, 289-296 (1995). 26

  27. Measuring glass forming ability = Figure of merit (FOM): Tx : crystallization temperature Tg : glass transition temperature T T T x g CP Tg is dependent on measurement method and thermal history Alternative FOM: ( ) ( x g T T ) T T m x Hruby coefficient T Tg 27

  28. Summary Kinetic theory of glass formation Driving force and energy barrier for nucleation and growth Temperature dependence of nucleation and growth rates T-T-T diagram and critical cooling rate Laboratory glass transition Potential energy landscape Ergodicity breakdown: laboratory glass transition Path dependence of glass structure Glass network topology theories Zachariasen s rules Topological constraint theory Parameters characterizing glass forming ability (GFA) 28

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