Mississippi Ethics Commission - Ensuring Transparency and Accountability in Government

 
Ethics in Government, Public Records
& Open Meetings
 
MISSISSIPPI ETHICS COMMISSION
MISSISSIPPI ETHICS COMMISSION
 
Miss. Assn. of Chiefs of Police
Miss. Assn. of Chiefs of Police
New Chiefs Training
New Chiefs Training
Embassy Suites, Ridgeland
Embassy Suites, Ridgeland
January 11, 2023
January 11, 2023
Four Areas of Jurisdiction
 
 Ethics in Government Law
 Public Records Act
 Open Meetings Act
 Campaign Finance Law
 
ETHICS IN
GOVERNMENT LAW
 
THE STATEMENT OF ECONOMIC
INTEREST
 
Intended to disclose sources of a public
servant’s income but not amounts.
 
Persons Required to File
 
Elected officials, except members of levee boards
and election commissioners;
Members of all public school boards, whether elected or
appointed;
Candidates for elected office and persons
appointed to fill a vacancy in an elected office;
Executive directors or heads of state agencies and the
presidents and trustees of all colleges and universities;
Members of any state board, commission, or agency,
except advisory boards or commissions;
Board members and executive directors of local
economic development entities 
and 
airport authorities
.
 
ADVISORY OPINIONS
 
Commission issues anonymous advisory opinions
every month to public servants who need advice
about complying with the Ethics Law.
Opinion must be requested in writing by a public
servant or candidate for elected office.
If you get an opinion from the Ethics
Commission, and you follow it, you are immune
from liability under the Ethics Law.
Commission’s staff gives informal guidance
based on past opinions, but the only way to be
protected from liability is to obtain an official
written opinion.
 
Eight Basic Prohibitions
 
Board Member Contracts
Use of Office
Contracting
Purchasing Goods and Services
Purchasing Securities
Insider Lobbying
Post Government Employment
Insider Information
Section 109,
Miss. Constitution of 1890
 
No public officer or member of the legislature
shall be
interested, directly or indirectly
, in any
contract
 with the state, or any district,
county, city, or town thereof,
authorized
 by any law passed or order
made by any board of which he may be or
may have been a member,
during the term
 for which he shall have
been chosen, 
or within one year
 after
the expiration of such term.
Section 109,
Miss. Constitution of 1890
 
Section 109 
Section 109 
only
only
 applies to members of
 applies to members of
boards and the Legislature.
boards and the Legislature.
Notice the prohibition is against an 
Notice the prohibition is against an 
interest
interest
,
,
not against an act.
not against an act.
There must be some sort of contract. It
There must be some sort of contract. It
need not be a written contract.
need not be a written contract.
The conflict arises when the 
The conflict arises when the 
board
board
 funds or
 funds or
otherwise authorizes the contract. 
otherwise authorizes the contract. 
Even if
Even if
the individual member does not vote, he or
the individual member does not vote, he or
she may be in violation
she may be in violation
.
.
The prohibition continues until a former
The prohibition continues until a former
official has been out of office for one year.
official has been out of office for one year.
 
Advisory Opinion
 
13-094-E
 
Alderman’s financially
independent child or cousin may be
employed by the town in the police
department, but alderman must recuse from
any monetary benefit to the child and
should recuse from decisions concerning
cousin to comply with the public policy
section.
 
Advisory Opinion
 
14-042-E
 
The owner of a wrecker service
may also serve as alderman and the police
department may contact the wrecker service
to assist motorists when the cost of the
service is not paid for by the city, without
violating Section 109 or Section 25-4-105(2)
& (3)(a). However, the alderman may not
use his position to obtain, or attempt to
obtain, any benefit for his business, in
compliance with Section 25-4-105(1).
 
Section 25-4-105(1)
 
(1) No 
public servant
 shall 
use his official position
 to
obtain, or attempt to obtain, 
pecuniary benefit
 for
himself other than that compensation provided for by law,
or to obtain, or attempt to obtain, pecuniary benefit for any
relative
 or any 
business with which he is associated
.
 
Section 25-4-105(1)
 
The statute does 
The statute does 
not
not
 require a public servant
 require a public servant
misuse
misuse
 his or her position.
 his or her position.
To avoid a violation, a public servant must
To avoid a violation, a public servant must
totally and completely 
totally and completely 
recuse
recuse
 himself or herself
 himself or herself
from the matter giving rise to the conflict.
from the matter giving rise to the conflict.
A board member must leave the board meeting
A board member must leave the board meeting
before
before
 the matter comes up for discussion, may
 the matter comes up for discussion, may
only return 
only return 
after
after
 the matter is concluded, and
 the matter is concluded, and
must not discuss the matter with anyone.
must not discuss the matter with anyone.
An abstention is considered a vote with the
An abstention is considered a vote with the
majority and is 
majority and is 
not
not
 a recusal. The minutes of the
 a recusal. The minutes of the
meeting should accurately reflect the recusal.
meeting should accurately reflect the recusal.
Recusal 
Recusal 
does not 
does not 
prevent other violations.
prevent other violations.
 
Advisory Opinion
 
14-006-E
 
The attorney for a municipality’s
civil service commission may represent
defendants in criminal cases pending in the
municipal court. However, the attorney must
recuse from any civil service cases
concerning police officers who may be
witnesses in his criminal cases due to the
potential for violations of Section 25-4-
105(1) and (5), and Section 25-4-101.
 
Advisory Opinion
 
12-049-E
 
A municipal police officer or his
company may not sell DUI breathalyzer
devices to local bars and restaurants within
the city. This situation could lead to a
violation of Section 25-4-105(1), Miss. Code
of 1972, and creates an appearance of
impropriety under Section 25-4-101.
 
Section 25-4-105(1)
 
Relative
Relative
” is the public servant’s
” is the public servant’s
spouse,
spouse,
child,
child,
parent,
parent,
sibling (brothers and sisters) or
sibling (brothers and sisters) or
spouse of a relative (in-laws).
spouse of a relative (in-laws).
 
Advisory Opinion
 
13-057-E
13-057-E
 
 
Section 25-4-105(1) prohibits a
Section 25-4-105(1) prohibits a
city clerk from using his or her official
city clerk from using his or her official
position to obtain or attempt to obtain a
position to obtain or attempt to obtain a
pecuniary benefit for his or her relative.
pecuniary benefit for his or her relative.
However, the clerk’s spouse may be legally
However, the clerk’s spouse may be legally
employed in the police department if the
employed in the police department if the
clerk has no supervisory authority over the
clerk has no supervisory authority over the
spouse and takes no discretionary action
spouse and takes no discretionary action
resulting in a monetary benefit to the
resulting in a monetary benefit to the
spouse.
spouse.
 
Section 25-4-105(1)
 
Business with which he is associated
means public servant or his relative is
officer, director, owner, partner, employee
holder of more than ten percent (10%) of
the fair market value or
from which he or his relative derives more
than $2,500 in annual income or
over which such public servant or his
relative exercises control.
 
Advisory Opinion
 
10-066-E
 
The chief of police may
not send police cars to an auto repair
shop owned by his son-in-law. Section
25-4-105(1) prohibits the chief from
using his position to obtain or attempt
to obtain any pecuniary benefit for his
son-in-law or his son-in-law’s business.
 
Subsection (3)(a) –
The Contractor Prohibition
 
(3) No public servant shall: (a) Be a
contractor, subcontractor or vendor
with the governmental entity
 of which
he is a member, officer, employee or agent,
other than in his contract of employment, 
or
have a material financial interest in
any business which is a contractor,
subcontractor or vendor
 
with the
governmental entity
 of which he is a
member, officer, employee or agent.
 
Advisory Opinion
 
09-063-E
09-063-E
 
 
A city police department may
A city police department may
provide additional compensation to a police
provide additional compensation to a police
officer for providing a trained K-9 unit, but
officer for providing a trained K-9 unit, but
Section 25-4-105(3)(a) prohibits a city
Section 25-4-105(3)(a) prohibits a city
employee from having a separate contract
employee from having a separate contract
with the same city and receiving separate
with the same city and receiving separate
compensation.
compensation.
 
Advisory Opinion
 
14-054-E
 
An alderman who is also a bail
agent may write bail bonds which are not
returnable to the municipality, but neither
the alderman nor an agency with which the
alderman is associated should write bail
bonds for any defendant arrested by the
municipal police department in order to
comply with Section 25-4-101 and Section
25-4-105(1).
 
Subsection (3)(b) –
The Purchaser Prohibition
 
(3) No public servant shall: (b) Be a
purchaser, direct or indirect
, at any sale
made by him in his official capacity 
or by
the governmental entity of which he is
an officer or employee
, except in respect
of the sale of goods or services when
provided as public utilities or offered to the
general public on a uniform price schedule.
 
Subsection (3)(b) –
The Purchaser Prohibition
 
For example, this subsection prohibits a
For example, this subsection prohibits a
government employee or official from
government employee or official from
purchasing anything at an auction or other
purchasing anything at an auction or other
sale conducted on behalf of his or her
sale conducted on behalf of his or her
governmental entity.
governmental entity.
 
Subsection (3)(e) –
Post Government Employment
 
(3) No public servant shall:  (e) Perform any
service
 for any 
compensation
 for any
person or business
 
after termination
 of
his office or employment in relation to any
case, decision, proceeding or
application
 with respect to which he was
directly concerned or in which he
personally participated
 during the period
of his service or employment.
Subsection (3)(e) –
Post Government Employment
 
Applies 
Applies 
after
after
 someone leaves government.
 someone leaves government.
If you worked on a matter while you were in
If you worked on a matter while you were in
government, you cannot work on that 
government, you cannot work on that 
same matter
same matter
in the private sector.
in the private sector.
But a former government employee 
But a former government employee 
can work
can work
 for a
 for a
government contractor on other matters.
government contractor on other matters.
 
Section 25-4-105(4) –
Exceptions to Subsection (3)
 
These exceptions 
These exceptions 
only
only
 apply to Subsection
 apply to Subsection
(3) and 
(3) and 
not
not
 to any other provisions of law.
 to any other provisions of law.
Can apply to a government employee but
Can apply to a government employee but
does not protect
does not protect
 a board member from a
 a board member from a
violation of Section 109 or Section 25-4-
violation of Section 109 or Section 25-4-
105(2). The employee would still have to
105(2). The employee would still have to
recuse
recuse
 himself or herself from any action
 himself or herself from any action
which might otherwise violate Section 25-
which might otherwise violate Section 25-
4-105(1).
4-105(1).
 
Section 25-4-105(5) –
Insider Information
 
(5) No person may intentionally use or disclose
information gained in the course of or by reason of
his official position or employment
 as a public
servant in any way that could result in 
pecuniary
benefit for himself, any relative, or any other
person
, if the 
information has not been
communicated to the public or is not public
information
.
 
Section 25-4-105(5) –
Insider Information
 
Comes up most often in connection
Comes up most often in connection
with economic development.
with economic development.
Nonpublic information may not be
Nonpublic information may not be
revealed if it 
revealed if it 
might
might
 result in a
 result in a
monetary benefit to 
monetary benefit to 
anyone
anyone
.
.
Could apply to a former public
Could apply to a former public
servant.
servant.
 
THE COMPLAINT PROCEDURE
 
Investigation and Enforcement of Ethics in
Government Violations
 
Complaint Process
 
Sworn complaint must be filed alleging a violation of law by a
public servant before an investigation can be conducted.
If investigation is authorized by Commission, it is conducted
before respondent is notified.
Respondent has 30 days to file a response.
All investigative proceedings and records are strictly confidential,
and breach of confidentiality constitutes a crime.
 
Enforcement
 
Commission will hold hearings to
determine guilt and to impose penalties.
Appeals go to Hinds County Circuit Court.
Commission will impose fines up to
$10,000, censures and equitable remedies
on all public servants.
Commission can 
recommend
 that Hinds
County Circuit Court remove an official or
suspend or demote an employee
 
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PUBLIC RECORDS ACT
 
All documents and other records, including
electronic records, related to government
business are public records.
Everyone has the right to inspect or copy.
Government can recoup actual cost of
retrieving and/or copying public records.
Many records are exempted.
If record contains exempt material,
government may have to redact and copy.
 
Incident/Investigative Reports
 
Defines “incident report,” “investigative
report” and “law enforcement agency.”
Incident report must include identity of
person arrested, date, time, location and
nature of offense.
Incident report 
must
 be disclosed.
Investigative reports may contain detailed
information about crime and victim.
Investigative report 
does not
 have to be
disclosed.
Public Records Opinions
 
R-10-005, Sacharin vs. Horn Lake Police Department
When a police “investigative report” contains information which
should have been contained in an “incident report,” the exempt
information must be redacted, and the redacted report must be
produced.
 
R-10-008, Webster vs. Southaven Police Dept.
Police department policy and procedure manuals are generally
not exempt “investigative reports.” Internal affairs complaints
may be exempted “personnel records.”
 
R-10-020; Swan vs. Hattiesburg Police Dept.
An incident report must contain a narrative description of the incident
and must not contain investigative or victim information which could
jeopardize investigations and prosecutions and may subject victims of
crime to unwarranted public embarrassment or danger.
Public Records Opinions
 
R-14-003:  Stallworth vs. Harrison County Coroner
Coroner’s autopsy report and photographs are law enforcement
investigative records and are exempt.
 
R-10-013, Thomas vs. City of Gulfport
A person who requests public records must request an identifiable
record or class of records before a public body can comply with the
request. An "identifiable record" is one that staff of the public body can
reasonably locate. An "identifiable record" is not a request for
"information" in general.
 
R-09-007:  Garner vs. Office of the State Treasurer
State agency fulfilled its obligation to provide “reasonable access” to
public records by posting a searchable electronic version of public
records on the agency’s web site.
Public Records Opinions
 
R-13-005 - 010:  Miss. Crime Crier vs. Sheriffs’ Departments
Incident reports and jail dockets are nonexempt public records which
must be produced upon request. Mug shots are not necessarily part of
either record and may be provided upon request at the discretion of
the law enforcement agency. Records must be provided in electronic
format only if they are kept in electronic format.
 
R-13-001:  Williams vs. City of Jackson
Salary information and time cards of city employees are not exempt
personnel records. If the records contain exempt information, it may be
redacted before the records are produced.
 
R-13-007:  DeLoge vs. DeSoto County Sheriff’s Department
Evidence in an open criminal investigation, even if public record,
qualifies as investigative reports and is exempt from disclosure.
Public Records Opinions
 
R-13-012:  Weatherford vs. City of D’Iberville
Public records request for a court file in a criminal case must be
honored unless the file has been properly sealed. The court must
strictly follow a specific procedure before sealing a court file,
including an open hearing after notice to the parties and media.
 
R-13-020:  Stankevich vs. City of Jackson
Investigative reports are exempt from public records disclosure.
E-911 recordings are not only exempt but may not be released
without a court order.
 
R-13-022:  
NE Miss. Daily Journal
 vs. City of Tupelo
Email from mayor to city employee which contained a reprimand
was exempt as a personnel record.
Public Records Opinions
 
R-14-015:  McKinney vs. Carroll County Sheriff’s Dept.
Requestor must ask for “identifiable records.” Mere questions or
requests for information do not require a response.
 
R-14-007:  Muller vs. Dept. of Public Safety
Question about employment status is not a request for public
records. Incident report created by another law enforcement
agency and obtained by DPS solely as part of an internal affairs
investigation is a “personnel record” and exempt from
production by DPS, although it could be obtained from the
reporting agency.
 
R-14-008 & 012:  Muller vs. DPS & MDOT
Witness statement obtained from MDOT employee in the course
of internal affairs investigation by DPS and possessed by both
agencies is a “personnel record” and exempt from production by
either agency.
 
PUBLIC RECORDS ACT
Some Statutory Exemptions
 
Personal contact information on judges, cops,
prosecutors or victims of crime, § 25-61-12
Appraisal records exempt, § 31-1-27
Attorney work product exemption, § 25-1-102
Environmental self-evaluation reports, § 49-2-71
Individual tax records, § 27-3-77
Personnel files exempt, § 25-1-100
Workers' compensation records, § 71-3-66
 
Public Records Opinions
Common Exemptions: Personnel Records
 
R-14-025
: O’Bryant v. Moss Point
 Personnel records cannot be produced unless the
public body obtains consent from the employee to
whom the records pertain.
 A public body is not required to give an employee a
copy of his or her own personnel records.
 
R-14-009
: Greenwood Commonwealth v. Leflore
Co. Sch. Dist./State Dept. of Ed.
 Letters of nonrenewal are exempt personnel records.
 A list of employees who received letters of nonrenewal
may also be exempt.
 
 
Public Records Opinions
Common Exemptions: Attorney-Client
Privilege and Attorney Work Product
 
R-13-002
: Butts v. Tupelo School District
While the district may be required to produce
documents that simply reflect the total amount
billed by an attorney, the District cannot be
required to disclose information in detailed
invoices from an attorney that contain
attorney-client privileged communications or
information subject to the attorney work
product doctrine.
 
Text Msgs. - 
Text Msgs. - 
Op. No. R-13-023
Op. No. R-13-023
 
a)
Text messages concerning city business sent by
the mayor in his role as chief executive officer
of the city qualify as public records, even
though sent from the mayor’s personal phone.
b)
Any text message used by a government
official “in the conduct, transaction or
performance of any business, transaction,
work, duty or function of [the government]” is
a public record, regardless of where the record
is stored.
 
Text Msgs. - 
Text Msgs. - 
Op. No. R-13-023
Op. No. R-13-023
 
c)
Purely personal text messages having
absolutely no relation to government business
are not public records.
d)
Public record text messages might have to be
retained by the public body.
e)
MDAH Local Government Records Office says
“electronic records are subject to the same
retention guidelines as paper records and
existing retention schedules apply to all records
regardless of format unless noted otherwise in
the approved retention period.”
 
PUBLIC RECORDS ACT
Response and Costs
 
Public body must respond to public
records request within 1 working day, if
no policy is in place.
Public body may adopt a policy allowing
up to 7 working days to respond.
Denial of request must be in writing.
Public body may require prepayment of
reasonably calculated actual costs of
searching, reviewing, redacting,
duplicating and mailing public records.
 
Enforcement
 
Complaint is filed with Commission. Complaint is
sent to public body, which can respond.
Commission may dismiss complaint, make
preliminary finding or hold a hearing.
Ethics Commission may order public body to
comply with law.
Ethics Commission can mediate disputes.
Either party may appeal 
de novo
 or enforce
Ethics Commission order in local chancery court.
Complaints can still bypass the Ethics
Commission and go straight to chancery court.
 
Model Public Records Rules
 
Nonbinding unless you adopt them
Designed for use by all state and local
agencies
Can be modified to suit your needs
Provide guidance on questions which are
not answered in the law and have not
been addressed by courts
Posted on Ethics Commission web site
 
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OPEN MEETINGS
Enforcement
 
Complaint is filed with Commission. Complaint is
sent to public body, which can respond.
Commission may dismiss complaint, make
preliminary finding or hold a hearing.
Ethics Commission may order public body to
comply with law.
Ethics Commission may impose $500 fine for
first offense, $1,000 for subsequent offense.
Ethics Commission can mediate disputes.
Either party may appeal 
de novo
 or enforce
Ethics Commission order in local chancery court.
 
Public meetings must be open to public.
Executive session must follow specific procedure and only
for 12 reasons.
Notice of meeting must be given, and minutes must be
kept.
Social gatherings are not “meetings” unless official
business is discussed.
Act never requires executive session.
 
OPEN MEETINGS ACT
The Basics
 
WHAT IS A MEETING?
 
“Public body” is any board, commission,
authority, council, department agency,
bureau or other entity or committee
thereof of the state, political subdivision or
municipality.
“Meeting” is any gathering of a quorum of
the public body, whether in person or by
phone, to discuss a matter under the
authority of the public body.
 
OPEN MEETINGS ACT
Definitions
 
Columbus v. Commercial Dispatch
Miss. Sup. Ct., 2017
 
Deliberations of a quorum must take place in a
proper public meeting.
When a quorum splits into separate groups and
discusses the same matter of city business with the
same person, a quorum is deliberating, and a
“meeting” has occurred.
 
Case No. M-09-007
Hall vs. Miss. Trans. Commn.
 
When a quorum of a public body assembles and
discusses a matter under their jurisdiction, a “meeting”
has taken place.
Does not matter that they took no action.
Must provide notice and take minutes.
 
Case No. M-10-001
Mason vs. Aberdeen Bd. of Ald.
 
A 
A 
chance or impromptu gathering
chance or impromptu gathering
 of board members is
 of board members is
not necessarily a “meeting.”
not necessarily a “meeting.”
 
A public board should be available for social functions with
charities, industries and businesses, at which no action is
taken and their only function is to listen, without being
subjected to the Act. Therefore, a function attended by a
public board, whether informal or impromptu, is a meeting
within the meaning of the Act only when there is to occur
“deliberative stages of the decision-making process that
lead to formation and determination of public policy.”
 
Hinds County Board of Supervisors v. Common Cause of Mississippi
,
551 So.2d 107, 123 (Miss.1989).
 
Case No. M-12-020
McGovern vs. Starkville
 
Retreats
 conducted by the Board of Aldermen are meetings
subject to the Open Meetings Act
Even if no official action is taken at a meeting, minutes must
be kept
Committees
 established by the board to conduct business of
the city are subject to the Open Meetings Act
 
Case No. M-12-023
Gilmore v. Holmes Co. Sch. Dist.
 
A panel established by the superintendent to assist the
superintendent in performing his or her job is not a “public
body” subject to the Open Meetings Act
While the school board of trustees and any committee thereof
qualify as a “public body” under the Open Meetings Act, there
was no evidence the panel was created by the board or at
the direction of the board.
 
EXECUTIVE SESSION
 
Executive Session Procedure:
Case No. M-12-002; Hood v. Belzoni
 
1. The meeting must begin as an Open Meeting.
Miss. Code Ann. § 25-41-7(1).
2. A member must make a motion in an Open
Meeting for the meeting to be closed to determine
whether or not the Board should declare an
executive session. The statute does not require a
second to this motion, but the vote on this motion
is taken in Open Meeting. If a majority votes to
close the meeting to make a determination on the
question of an executive session, the meeting is
closed for this purpose. Miss. Code Ann. § 25-41-
7(2).
 
Executive Session Procedure (continued)
 
3. No other business during this closed interim shall be
considered until a vote has been taken on whether or
not to declare an executive session. Miss. Code Ann. §
25-41-7(2). In order to go into executive session, a
majority of three-fifths of those present must vote in
favor of it. Miss. Code Ann. § 25-41-7(1).
4. The Board must then state in Open Meeting the
reason for going into executive session, and this
reason and total vote thereon must thereafter be
recorded on the minutes of the meeting. Miss. Code
Ann. § 25-41-7(3), (5).
5. The vote to go into executive session is applicable
only to that particular meeting on that particular day.
Miss. Code Ann. § 25-41-7(6).
 
 
Executive session may be held for 12 reasons only:
 
(a) personnel matters
(b) litigation
(c) security
(d) investigations
(e) The Legislature may enter executive session for any reason.
(f) cases of extraordinary emergency
(g) prospective purchase, sale or leasing of lands
(h) school board discussions about individual student’s problems
(i) preparation of professional licensing exams
(j) location, relocation or expansion of a business
(k) budget matter which may lead to termination of employee
(l) certain PERS board investments
 
Executive Session Reasons
 
Announce Specific Reasons
 
Reasons for executive session must be announced
in open meeting and recorded in minutes. Must
state a meaningful reason with sufficient specificity
so that audience will later be able to check it out.
 
To simply say, “personnel matters,” or “litigation,”
tells nothing. The reason stated must be of sufficient
specificity to inform those present that there is in
reality a specific, discrete matter or area which the
board had determined should be discussed in
executive session.
Hinds County Board of Supervisors v. Common Cause
of Mississippi
, 551 So.2d 107 (Miss. 1989).
 
Case Nos. M-12-005 & M-12-006
Harding vs. City of Bay St. Louis
 
“Personnel matters” exception does not apply
to the job performance of an independent
contractor to the government:
 
“Personnel Matters” are restricted to matters dealing with employees hired and
supervised by the board, not those employees of some other [public] official, and
not other [public] officials themselves. . . . Moreover, an independent contractor
such as an accountant, lawyer, or architect is not an employee of the board, and
would not come under “personnel.”
 
--
Hinds County Board of Supervisors v. Common Cause of Mississippi
, 551 So.2d 107, 124 (Miss.1989).
 
Case No. M-09-005
Cooper vs. Adams Co. Bd. of Supv.
 
“Personnel matters” exception does not apply to issue of
funding agency simply because board members disapprove of
agency employees.
Board may not simply announce “personnel” as reason for
entering executive session.
Board must announce which exception applies to each
individual matter discussed in executive session.
 
Case No. M-09-006
Howell vs. Water Valley Bd. of Ald.
 
Selecting a board attorney is a “personnel matter”
which may be discussed in executive session when
the board considers the “job performance,
character, [and] professional competence” of the
attorney.
 
Case No. M-09-009
Hood vs. Belzoni Bd. of Ald.
 
Board may never discuss pay raises for themselves in
executive session as elected officials are not “personnel.”
Board must publicly state a meaningful reason with
sufficient specificity before entering executive session.
Reason for executive session must be recorded in the
minutes.
 
Times and places of regular meetings
should be set in statute or ordinance.
For recess, adjourned, interim or special
meetings, notice must be posted in city
hall within one hour of calling the
meeting.
Copy of the notice must be placed in the
minutes.
OPEN MEETINGS ACT
Notice
 
Must post notice of called special
Must post notice of called special
meetings on web site and email or
meetings on web site and email or
fax notice not less than 1 hour before
fax notice not less than 1 hour before
the meeting to anyone who requests
the meeting to anyone who requests
it. (in addition to posting paper
it. (in addition to posting paper
notice)
notice)
Does not apply to municipalities with
Does not apply to municipalities with
population less than 25,000.
population less than 25,000.
OPEN MEETINGS ACT
Notice – Special Meeting
 
Case No. M-09-008
Goodman vs. Lena Bd. of Ald.
 
Public notice must be posted within one hour of calling a
meeting other than a regularly scheduled meeting.
Notice must be posted in a prominent place in building where
board meets.
Notice must be included in the minutes of that meeting.
 
Minutes must be kept for all meetings, whether in
open or executive session.
Minutes must be “recorded” within 30 days after
meeting.
Minutes must be available for public inspection.
OPEN MEETINGS ACT
Minutes
 
Case No. M-12-012
Rody vs. Pearl River Co. Bd. Of Sup.
 
“Minutes shall be recorded within a reasonable time not to
exceed thirty (30) days after recess or adjournment and shall
be 
open to public inspection during regular business hours
.”
The term “recorded” means written or drafted.
Draft minutes must be made available for public inspection.
 
Minutes must show:
Members present and absent;
Date, time and place of meeting;
Accurate recording of any final actions;
Record, by individual member, of all votes
taken;
Any other information requested by the
public body.
 
OPEN MEETINGS ACT
Content of Minutes
 
Case No. M-12-012
Rody vs. Pearl River Co. Bd. Of Sup.
 
The minutes of a public body may, but are not required to, reflect
discussions occurring in open session when no action was taken.
Minutes are not transcripts. The purpose of the minutes is to
record what actions were taken at the meeting, not to record
everything that was discussed.
 
Case No. M-12-012
Rody vs. Pearl River Co. Bd. Of Sup.
 
“Litigation” includes “strategy sessions or negotiations with respect to
prospective litigation, litigation or issuance of an appealable order
when an open meeting would have a detrimental effect on the
litigating position of the public body.”
Public bodies should provide as much specific information about the
reason given as is possible under the circumstances. The amount of
detailed information which can be provided may change from one
instance to another.
 
PUBLIC PARTICIPATION
 
Case No. M-11-008
Smith vs. Summit
 
An agenda and materials that will be distributed to
members of the public body must be made available
to the public at the time of the meeting.
 
--Section 25-41-5(4).
 
Case No. M-11-003; Hampton vs. Louisville
Municipal School District
 
Open Meetings Act requires public bodies take all reasonable
means within their powers and resources to ensure all
members of the public who attend are able to “
see and hear
everything that is going on”.
Act does not require public body to provide electronic
amplification during public meetings, nor can public body be
required to provide seating for an overflow crowd.
 
Case No. M-10-004
Cockrell vs. Canton Bd. of Ald.
 
Public body may not ban 
cameras or other recording
devices from an open meeting.
Public body may make and enforce reasonable rules
for conduct of persons attending meetings.
 
Case No. M-10-007
Townes vs. Leflore Co. Sch. Bd.
 
Public body may make and enforce reasonable rules
for conduct of persons attending meetings.
Public body is not required to allow members of the
public to speak at meetings.
 
All members can participate by phone.
They can be in different locations, so long
as one location is open to the public.
Equipment (speaker phone) must be
located in place where board normally
meets and allow members of board and
public to hear deliberations.
Votes must be clearly audible or visible to
members of the board and public.
OPEN MEETINGS ACT
Telephonic Meetings
 
Contact Us
 
Mississippi Ethics Commission
Post Office Box 22746
660 North Street, Suite 100-C
Jackson, Mississippi 39225-2746
Phone:  601-359-1285
Fax:  601-359-1292
www.ethics.ms.gov
info@ethics.state.ms.us
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The Mississippi Ethics Commission plays a pivotal role in upholding ethics in government through laws concerning public records, open meetings, and campaign finance. It guides public servants on filing economic interest statements and provides advisory opinions. The commission enforces prohibitions on various activities to prevent conflicts of interest. Section 109 of the Mississippi Constitution of 1890 reinforces the prohibition of public officers being involved in contracts with the state.

  • Ethics
  • Government Transparency
  • Mississippi
  • Public Servants
  • Advisory Opinions

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  1. MISSISSIPPI ETHICS COMMISSION Miss. Assn. of Chiefs of Police New Chiefs Training Embassy Suites, Ridgeland January 11, 2023 Ethics in Government, Public Records & Open Meetings

  2. Four Areas of Jurisdiction Ethics in Government Law Public Records Act Open Meetings Act Campaign Finance Law

  3. ETHICS IN GOVERNMENT LAW

  4. THE STATEMENT OF ECONOMIC INTEREST Intended to disclose sources of a public servant s income but not amounts.

  5. Persons Required to File Elected officials, except members of levee boards and election commissioners; Members of all public school boards, whether elected or appointed; Candidates for elected office and persons appointed to fill a vacancy in an elected office; Executive directors or heads of state agencies and the presidents and trustees of all colleges and universities; Members of any state board, commission, or agency, except advisory boards or commissions; Board members and executive directors of local economic development entities and airport authorities.

  6. ADVISORY OPINIONS Commission issues anonymous advisory opinions every month to public servants who need advice about complying with the Ethics Law. Opinion must be requested in writing by a public servant or candidate for elected office. If you get an opinion from the Ethics Commission, and you follow it, you are immune from liability under the Ethics Law. Commission s staff gives informal guidance based on past opinions, but the only way to be protected from liability is to obtain an official written opinion.

  7. Eight Basic Prohibitions Board Member Contracts Use of Office Contracting Purchasing Goods and Services Purchasing Securities Insider Lobbying Post Government Employment Insider Information

  8. Section 109, Miss. Constitution of 1890 No public officer or member of the legislature shall be interested, directly or indirectly, in any contract with the state, or any district, county, city, or town thereof, authorized by any law passed or order made by any board of which he may be or may have been a member, during the term for which he shall have been chosen, or within one year after the expiration of such term.

  9. Section 109, Miss. Constitution of 1890 Section 109 only applies to members of boards and the Legislature. Notice the prohibition is against an interest, not against an act. There must be some sort of contract. It need not be a written contract. The conflict arises when the board funds or otherwise authorizes the contract. Even if the individual member does not vote, he or she may be in violation. The prohibition continues until a former official has been out of office for one year.

  10. Advisory Opinion 13-094-E Alderman s financially independent child or cousin may be employed by the town in the police department, but alderman must recuse from any monetary benefit to the child and should recuse from decisions concerning cousin to comply with the public policy section.

  11. Advisory Opinion 14-042-E The owner of a wrecker service may also serve as alderman and the police department may contact the wrecker service to assist motorists when the cost of the service is not paid for by the city, without violating Section 109 or Section 25-4-105(2) & (3)(a). However, the alderman may not use his position to obtain, or attempt to obtain, any benefit for his business, in compliance with Section 25-4-105(1).

  12. Section 25-4-105(1) (1) No public servant shall use his official position to obtain, or attempt to obtain, pecuniary benefit for himself other than that compensation provided for by law, or to obtain, or attempt to obtain, pecuniary benefit for any relative or any business with which he is associated.

  13. Section 25-4-105(1) The statute does not require a public servant misuse his or her position. To avoid a violation, a public servant must totally and completely recuse himself or herself from the matter giving rise to the conflict. A board member must leave the board meeting before the matter comes up for discussion, may only return after the matter is concluded, and must not discuss the matter with anyone. An abstention is considered a vote with the majority and is not a recusal. The minutes of the meeting should accurately reflect the recusal. Recusal does not prevent other violations.

  14. Advisory Opinion 14-006-E The attorney for a municipality s civil service commission may represent defendants in criminal cases pending in the municipal court. However, the attorney must recuse from any civil service cases concerning police officers who may be witnesses in his criminal cases due to the potential for violations of Section 25-4- 105(1) and (5), and Section 25-4-101.

  15. Advisory Opinion 12-049-E A municipal police officer or his company may not sell DUI breathalyzer devices to local bars and restaurants within the city. This situation could lead to a violation of Section 25-4-105(1), Miss. Code of 1972, and creates an appearance of impropriety under Section 25-4-101.

  16. Section 25-4-105(1) Relative is the public servant s spouse, child, parent, sibling (brothers and sisters) or spouse of a relative (in-laws).

  17. Advisory Opinion 13-057-E Section 25-4-105(1) prohibits a city clerk from using his or her official position to obtain or attempt to obtain a pecuniary benefit for his or her relative. However, the clerk s spouse may be legally employed in the police department if the clerk has no supervisory authority over the spouse and takes no discretionary action resulting in a monetary benefit to the spouse.

  18. Section 25-4-105(1) Business with which he is associated means public servant or his relative is officer, director, owner, partner, employee holder of more than ten percent (10%) of the fair market value or from which he or his relative derives more than $2,500 in annual income or over which such public servant or his relative exercises control.

  19. Advisory Opinion 10-066-E not send police cars to an auto repair shop owned by his son-in-law. Section 25-4-105(1) prohibits the chief from using his position to obtain or attempt to obtain any pecuniary benefit for his son-in-law or his son-in-law s business. The chief of police may

  20. Subsection (3)(a) The Contractor Prohibition (3) No public servant shall: (a) Be a contractor, subcontractor or vendor with the governmental entity of which he is a member, officer, employee or agent, other than in his contract of employment, or have a material financial interest in any business which is a contractor, subcontractor or vendorwith the governmental entity of which he is a member, officer, employee or agent.

  21. Advisory Opinion 09-063-E A city police department may provide additional compensation to a police officer for providing a trained K-9 unit, but Section 25-4-105(3)(a) prohibits a city employee from having a separate contract with the same city and receiving separate compensation.

  22. Advisory Opinion 14-054-E An alderman who is also a bail agent may write bail bonds which are not returnable to the municipality, but neither the alderman nor an agency with which the alderman is associated should write bail bonds for any defendant arrested by the municipal police department in order to comply with Section 25-4-101 and Section 25-4-105(1).

  23. Subsection (3)(b) The Purchaser Prohibition (3) No public servant shall: (b) Be a purchaser, direct or indirect, at any sale made by him in his official capacity or by the governmental entity of which he is an officer or employee, except in respect of the sale of goods or services when provided as public utilities or offered to the general public on a uniform price schedule.

  24. Subsection (3)(b) The Purchaser Prohibition For example, this subsection prohibits a government employee or official from purchasing anything at an auction or other sale conducted on behalf of his or her governmental entity.

  25. Subsection (3)(e) Post Government Employment (3) No public servant shall: (e) Perform any service for any compensation for any person or businessafter termination of his office or employment in relation to any case, decision, proceeding or application with respect to which he was directly concerned or in which he personally participated during the period of his service or employment.

  26. Subsection (3)(e) Post Government Employment Applies after someone leaves government. If you worked on a matter while you were in government, you cannot work on that same matter in the private sector. But a former government employee can work for a government contractor on other matters.

  27. Section 25-4-105(4) Exceptions to Subsection (3) These exceptions only apply to Subsection (3) and not to any other provisions of law. Can apply to a government employee but does not protect a board member from a violation of Section 109 or Section 25-4- 105(2). The employee would still have to recuse himself or herself from any action which might otherwise violate Section 25- 4-105(1).

  28. Section 25-4-105(5) Insider Information (5) No person may intentionally use or disclose information gained in the course of or by reason of his official position or employment as a public servant in any way that could result in pecuniary benefit for himself, any relative, or any other person, if the information has not been communicated to the public or is not public information.

  29. Section 25-4-105(5) Insider Information Comes up most often in connection with economic development. Nonpublic information may not be revealed if it might result in a monetary benefit to anyone. Could apply to a former public servant.

  30. THE COMPLAINT PROCEDURE Investigation and Enforcement of Ethics in Government Violations

  31. Complaint Process Sworn complaint must be filed alleging a violation of law by a public servant before an investigation can be conducted. If investigation is authorized by Commission, it is conducted before respondent is notified. Respondent has 30 days to file a response. All investigative proceedings and records are strictly confidential, and breach of confidentiality constitutes a crime.

  32. Enforcement Commission will hold hearings to determine guilt and to impose penalties. Appeals go to Hinds County Circuit Court. Commission will impose fines up to $10,000, censures and equitable remedies on all public servants. Commission can recommend that Hinds County Circuit Court remove an official or suspend or demote an employee

  33. PUBLIC RECORDS ACT

  34. PUBLIC RECORDS ACT All documents and other records, including electronic records, related to government business are public records. Everyone has the right to inspect or copy. Government can recoup actual cost of retrieving and/or copying public records. Many records are exempted. If record contains exempt material, government may have to redact and copy.

  35. Incident/Investigative Reports Defines incident report, investigative report and law enforcement agency. Incident report must include identity of person arrested, date, time, location and nature of offense. Incident report must be disclosed. Investigative reports may contain detailed information about crime and victim. Investigative report does not have to be disclosed.

  36. Public Records Opinions R-10-005, Sacharin vs. Horn Lake Police Department When a police investigative report contains information which should have been contained in an incident report, the exempt information must be redacted, and the redacted report must be produced. R-10-008, Webster vs. Southaven Police Dept. Police department policy and procedure manuals are generally not exempt investigative reports. Internal affairs complaints may be exempted personnel records. R-10-020; Swan vs. Hattiesburg Police Dept. An incident report must contain a narrative description of the incident and must not contain investigative or victim information which could jeopardize investigations and prosecutions and may subject victims of crime to unwarranted public embarrassment or danger.

  37. Public Records Opinions R-14-003: Stallworth vs. Harrison County Coroner Coroner s autopsy report and photographs are law enforcement investigative records and are exempt. R-10-013, Thomas vs. City of Gulfport A person who requests public records must request an identifiable record or class of records before a public body can comply with the request. An "identifiable record" is one that staff of the public body can reasonably locate. An "identifiable record" is not a request for "information" in general. R-09-007: Garner vs. Office of the State Treasurer State agency fulfilled its obligation to provide reasonable access to public records by posting a searchable electronic version of public records on the agency s web site.

  38. Public Records Opinions R-13-005 - 010: Miss. Crime Crier vs. Sheriffs Departments Incident reports and jail dockets are nonexempt public records which must be produced upon request. Mug shots are not necessarily part of either record and may be provided upon request at the discretion of the law enforcement agency. Records must be provided in electronic format only if they are kept in electronic format. R-13-001: Williams vs. City of Jackson Salary information and time cards of city employees are not exempt personnel records. If the records contain exempt information, it may be redacted before the records are produced. R-13-007: DeLoge vs. DeSoto County Sheriff s Department Evidence in an open criminal investigation, even if public record, qualifies as investigative reports and is exempt from disclosure.

  39. Public Records Opinions R-13-012: Weatherford vs. City of D Iberville Public records request for a court file in a criminal case must be honored unless the file has been properly sealed. The court must strictly follow a specific procedure before sealing a court file, including an open hearing after notice to the parties and media. R-13-020: Stankevich vs. City of Jackson Investigative reports are exempt from public records disclosure. E-911 recordings are not only exempt but may not be released without a court order. R-13-022: NE Miss. Daily Journal vs. City of Tupelo Email from mayor to city employee which contained a reprimand was exempt as a personnel record.

  40. Public Records Opinions R-14-015: McKinney vs. Carroll County Sheriff s Dept. Requestor must ask for identifiable records. Mere questions or requests for information do not require a response. R-14-007: Muller vs. Dept. of Public Safety Question about employment status is not a request for public records. Incident report created by another law enforcement agency and obtained by DPS solely as part of an internal affairs investigation is a personnel record and exempt from production by DPS, although it could be obtained from the reporting agency. R-14-008 & 012: Muller vs. DPS & MDOT Witness statement obtained from MDOT employee in the course of internal affairs investigation by DPS and possessed by both agencies is a personnel record and exempt from production by either agency.

  41. PUBLIC RECORDS ACT Some Statutory Exemptions Personal contact information on judges, cops, prosecutors or victims of crime, 25-61-12 Appraisal records exempt, 31-1-27 Attorney work product exemption, 25-1-102 Environmental self-evaluation reports, 49-2-71 Individual tax records, 27-3-77 Personnel files exempt, 25-1-100 Workers' compensation records, 71-3-66

  42. Public Records Opinions Common Exemptions: Personnel Records R-14-025: O Bryant v. Moss Point Personnel records cannot be produced unless the public body obtains consent from the employee to whom the records pertain. A public body is not required to give an employee a copy of his or her own personnel records. R-14-009: Greenwood Commonwealth v. Leflore Co. Sch. Dist./State Dept. of Ed. Letters of nonrenewal are exempt personnel records. A list of employees who received letters of nonrenewal may also be exempt.

  43. Public Records Opinions Common Exemptions: Attorney-Client Privilege and Attorney Work Product R-13-002: Butts v. Tupelo School District While the district may be required to produce documents that simply reflect the total amount billed by an attorney, the District cannot be required to disclose information in detailed invoices from an attorney that contain attorney-client privileged communications or information subject to the attorney work product doctrine.

  44. Text Msgs. - Op. No. R-13-023 a) Text messages concerning city business sent by the mayor in his role as chief executive officer of the city qualify as public records, even though sent from the mayor s personal phone. b) Any text message used by a government official in the conduct, transaction or performance of any business, transaction, work, duty or function of [the government] is a public record, regardless of where the record is stored.

  45. Text Msgs. - Op. No. R-13-023 Purely personal text messages having absolutely no relation to government business are not public records. d) Public record text messages might have to be retained by the public body. e) MDAH Local Government Records Office says electronic records are subject to the same retention guidelines as paper records and existing retention schedules apply to all records regardless of format unless noted otherwise in the approved retention period. c)

  46. PUBLIC RECORDS ACT Response and Costs Public body must respond to public records request within 1 working day, if no policy is in place. Public body may adopt a policy allowing up to 7 working days to respond. Denial of request must be in writing. Public body may require prepayment of reasonably calculated actual costs of searching, reviewing, redacting, duplicating and mailing public records.

  47. Enforcement Complaint is filed with Commission. Complaint is sent to public body, which can respond. Commission may dismiss complaint, make preliminary finding or hold a hearing. Ethics Commission may order public body to comply with law. Ethics Commission can mediate disputes. Either party may appeal de novo or enforce Ethics Commission order in local chancery court. Complaints can still bypass the Ethics Commission and go straight to chancery court.

  48. Model Public Records Rules Nonbinding unless you adopt them Designed for use by all state and local agencies Can be modified to suit your needs Provide guidance on questions which are not answered in the law and have not been addressed by courts Posted on Ethics Commission web site

  49. OPEN MEETINGS ACT

  50. OPEN MEETINGS Enforcement Complaint is filed with Commission. Complaint is sent to public body, which can respond. Commission may dismiss complaint, make preliminary finding or hold a hearing. Ethics Commission may order public body to comply with law. Ethics Commission may impose $500 fine for first offense, $1,000 for subsequent offense. Ethics Commission can mediate disputes. Either party may appeal de novo or enforce Ethics Commission order in local chancery court.

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