Minimizing Pain and Distress in Research Protocols

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Alice Huang, Kiirsa Pokryfke, Ernie Prentice,
Stacy Pritt, William Singleton
Goal
Understand how to effectively review protocols to
ensure pain & distress are minimized consistent with
sound research design
Objectives
1.
Define pain, distress, experimental endpoints, and humane
endpoints
2.
Evaluate the potential for pain and distress
3.
Determine the acceptability of the management of possible pain
and distress
4.
Ensure an appropriate link between experimental and humane end
points
Painful, Distressful, Neither, or Both? (2 Mins)
Assign the best descriptor for each procedure listed below:
1)
Bone marrow depletion via irradiation in a mouse
2)
Head cap placement surgery in a song bird
3)
Laparotomy in a rabbit
4)
MRI imaging of a pig while it is anesthetized
5)
Singly housed NHP
6)
Study design which includes mice in cages and cats walking around
the room
7)
Treadmill running stimulus via foot shock for a mouse
Definitions from the Standards
 USDA AC Policy #11:  A 
painful procedure 
is defined as any procedure
that would reasonably be expected to cause more than slight or
momentary pain or distress in a human being to which that
procedure is applied, that is, pain in excess of that caused by
injections or minor procedures.
Guide
 pg. 121:  
Distress
 may be defined as an aversive state in which
an animal fails to cope or adjust to various stressors with which it is
presented. But distress may not induce an immediate or observable
pathologic or behavioral alteration, making it difficult to monitor and
evaluate the animal’s state when it is present.
Review & Revise? (5 Mins)
 
1)
Bone marrow depletion via
irradiation in a mouse
2)
Head cap placement surgery in
a song bird
3)
Laparotomy in a rabbit
4)
MRI imaging of a pig while it is
anesthetized
5)
Singly housed NHP
6)
Study design which includes
mice in cages and cats walking
around the room
7)
Treadmill running stimulus via
foot shock for a mouse
 
USDA AC Policy #11:  A 
painful procedure 
is
defined as any procedure that would
reasonably be expected to cause more than
slight or momentary pain or distress in a
human being to which that procedure is
applied, that is, pain in excess of that caused
by injections or minor procedures
 
Guide
 pg. 121:  
Distress
 may be defined as an
aversive state in which an animal fails to cope
or adjust to various stressors with which it is
presented. But distress may not induce an
immediate or observable pathologic or
behavioral alteration, making it difficult to
monitor and evaluate the animal’s state when
it is present.
Adapted from the 3Rs Centre Utrecht Life Sciences and the 
Guide
 
Experimental endpoints are those outcomes needed to
achieve research goals. Specific criteria that will allow
recognition of when the experimental outcomes have been
met should be identified.
Humane endpoints are defined criteria and interventions
which are used instead of more severe experimental
outcomes such as advanced clinical disease or death.
Using humane endpoints allows scientists to minimize pain
and distress while carrying out studies to understand and
develop treatments for diseases.
Humane & Experimental Endpoints
Morton, D.  2000 
ILAR Journal  
Volume 41 Issue 2  Pages 83-86
Example Humane
Endpoint:
An animal must be
euthanized once it has
been observed to not be
eating or drinking for
greater than 24 hours
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Evaluate a Pain & Distress Management Plan
(5 Mins)
Chronic Heart Failure Model in a hamster subsequent to coronary
artery ligation performed via a thoracotomy
Formulate two questions/group:
Group 1) Pre-operative measures
Group 2) Intraoperative measures
Group 3) Post-operative measures
Group 4) Veterinary Support
Group 5) Humane endpoints for this model
Objectives Review
1.
Define pain, distress, experimental, and humane endpoints
2.
Evaluate the potential for pain and distress
3.
Determine the acceptability of the management of possible pain
and distress
4.
Ensure an appropriate link between experimental and humane end
points
Summative Assessment – Mock IACUC
Meeting
On an individual basis, each trainee will identify the problems,
deficiencies, and concerns in the scenario and document their findings
(the documentation will eventually be given to the facilitator).
In a mock IACUC meeting, each individual will be asked to identify and
present one of their findings. The individual should articulate the
significance of the identified issue.
After all of the trainees have presented one issue, the facilitator will
open up the protocol scenario for further discussion about other issues
not previously identified.
The facilitator will be provided a list (key) of concerns, issues, and
deficiencies as identified by experts that can be used to assess the
trainee’s comprehension.
Slide Note

There is an ethical and regulatory imperative that animal pain and distress be identified and appropriately alleviated. This is a mandate that the IACUC fulfills through protocol review.

Note to the Facilitator: Scientific/medical language is utilized in this module since these terms are frequently encountered during protocol review. Considerations may be needed for new IACUC members who are English Language Learners (ELLs).

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This content explores the importance of reviewing research protocols to minimize pain and distress in animal experiments. It covers defining pain, distress, experimental and humane endpoints, evaluating management strategies, and ensuring ethical practices. It also includes a quick exercise to assess the level of pain and distress in various research procedures based on guidelines and definitions. The module emphasizes the need for researchers to uphold humane endpoints and consider animal welfare in their studies.

  • Pain management
  • Animal welfare
  • Research protocols
  • Experimental endpoints
  • Humane practices

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  1. Pain & Pain & Distress / Humane Distress / Humane Endpoints Endpoints Alice Huang, Kiirsa Pokryfke, Ernie Prentice, Stacy Pritt, William Singleton

  2. Goal Understand how to effectively review protocols to ensure pain & distress are minimized consistent with sound research design

  3. Objectives 1. Define pain, distress, experimental endpoints, and humane endpoints 2. Evaluate the potential for pain and distress 3. Determine the acceptability of the management of possible pain and distress 4. Ensure an appropriate link between experimental and humane end points

  4. Painful, Distressful, Neither, or Both? (2 Mins) Assign the best descriptor for each procedure listed below: 1) Bone marrow depletion via irradiation in a mouse 2) Head cap placement surgery in a song bird 3) Laparotomy in a rabbit 4) MRI imaging of a pig while it is anesthetized 5) Singly housed NHP 6) Study design which includes mice in cages and cats walking around the room 7) Treadmill running stimulus via foot shock for a mouse

  5. Definitions from the Standards USDA AC Policy #11: A painful procedure is defined as any procedure that would reasonably be expected to cause more than slight or momentary pain or distress in a human being to which that procedure is applied, that is, pain in excess of that caused by injections or minor procedures. Guide pg. 121: Distress may be defined as an aversive state in which an animal fails to cope or adjust to various stressors with which it is presented. But distress may not induce an immediate or observable pathologic or behavioral alteration, making it difficult to monitor and evaluate the animal s state when it is present.

  6. Review & Revise? (5 Mins) USDA AC Policy #11: A painful procedure is defined as any procedure that would reasonably be expected to cause more than slight or momentary pain or distress in a human being to which that procedure is applied, that is, pain in excess of that caused by injections or minor procedures 1) Bone marrow depletion via irradiation in a mouse 2) Head cap placement surgery in a song bird 3) Laparotomy in a rabbit 4) MRI imaging of a pig while it is anesthetized 5) Singly housed NHP 6) Study design which includes mice in cages and cats walking around the room 7) Treadmill running stimulus via foot shock for a mouse Guide pg. 121: Distress may be defined as an aversive state in which an animal fails to cope or adjust to various stressors with which it is presented. But distress may not induce an immediate or observable pathologic or behavioral alteration, making it difficult to monitor and evaluate the animal s state when it is present.

  7. Humane & Experimental Endpoints Experimental endpoints are those outcomes needed to achieve research goals. Specific criteria that will allow recognition of when the experimental outcomes have been met should be identified. Humane endpoints are defined criteria and interventions which are used instead of more severe experimental outcomes such as advanced clinical disease or death. Using humane endpoints allows scientists to minimize pain and distress while carrying out studies to understand and develop treatments for diseases. Adapted from the 3Rs Centre Utrecht Life Sciences and the Guide

  8. A systematic Approach for Establishing Humane Endpoints A systematic Approach for Establishing Humane Endpoints Example Humane Endpoint: An animal must be euthanized once it has been observed to not be eating or drinking for greater than 24 hours Morton, D. 2000 ILAR Journal Volume 41 Issue 2 Pages 83-86

  9. Evaluate a Pain & Distress Management Plan (5 Mins) Chronic Heart Failure Model in a hamster subsequent to coronary artery ligation performed via a thoracotomy Formulate two questions/group: Group 1) Pre-operative measures Group 2) Intraoperative measures Group 3) Post-operative measures Group 4) Veterinary Support Group 5) Humane endpoints for this model

  10. Objectives Review 1. Define pain, distress, experimental, and humane endpoints 2. Evaluate the potential for pain and distress 3. Determine the acceptability of the management of possible pain and distress 4. Ensure an appropriate link between experimental and humane end points

  11. Summative Assessment Mock IACUC Meeting On an individual basis, each trainee will identify the problems, deficiencies, and concerns in the scenario and document their findings (the documentation will eventually be given to the facilitator). In a mock IACUC meeting, each individual will be asked to identify and present one of their findings. The individual should articulate the significance of the identified issue. After all of the trainees have presented one issue, the facilitator will open up the protocol scenario for further discussion about other issues not previously identified. The facilitator will be provided a list (key) of concerns, issues, and deficiencies as identified by experts that can be used to assess the trainee s comprehension.

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