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Target trial emulation
Causal inference from observational data
 
Joy Shi, PhD
 
Instructor of Epidemiology
CAUSAL and Department of Epidemiology
Harvard T.H. Chan School of Public Health
 
ISPOR
May 9, 2023
 
Disclosures
 
2
 
This research was supported by the U.S. Department of Veterans
Affairs (VA) Office of Research and Development (ORD)
Cooperative Studies Program (CSP) Epidemiology Center at the
VA Boston Healthcare System through CSP #2032, by resources
and the use of facilities at the VA Boston Healthcare System and
VA Informatics and Computing Infrastructure (VINCI) (VA HSR
RES 13-457).
 
The VA CAUSAL Methods Core is a collaboration between the
Massachusetts Veterans Epidemiology, Research, and
Information Center (MAVERIC) Division of Population Health
and Data Sciences and the CAUSALab at the Harvard T.H. Chan
School of Public Health.
 
For clinical practice and public health,
decisions are necessary
 
E.g., treatment decisions:
Treat with A or B?
Treat now or later?
When to stop treatment?
 
E.g., implementing a screening
program:
Will this screening program work?
How often do we screen?
Who do we screen?
 
3
 
For clinical practice and public health,
decisions are necessary
 
E.g., treatment decisions:
Treat with A or B?
Treat now or later?
When to stop treatment?
 
E.g., implementing a screening
program:
Will this screening program work?
How often do we screen?
Who do we screen?
 
To make better decisions, we need to know what works.
This is inherently a causal question about comparative
effectiveness and safety.
 
4
 
Too expensive
(Who will fund the trial?)
 
Ideally, we would conduct a randomized trial to
inform our decisions…
 
But randomized trials aren’t always available.
 
5
 
Infeasible
(How will we recruit
enough participants to be
adequately powered?)
 
Not timely enough
(We need to make a decision
now!)
 
Unethical
(Exposure to harm must be
limited)
 
Alternative: analyze observational data
 
Imagine a hypothetical
(i.e., target) trial that we
would prefer to conduct
A causal analysis of
observational data is an
attempt to emulate that
target trial
 
6
 
Alternative: analyze observational data
 
Imagine a hypothetical
(i.e., target) trial that we
would prefer to conduct
A causal analysis of
observational data is an
attempt to emulate that
target trial
 
7
Simple algorithm for causal
inference:
1.
Ask the causal question (i.e.,
specify the protocol of the
target trial)
2.
Answer the causal question
(i.e., conduct the trial or
emulate the trial using
observational data)
 
Why bother? 
Deviations from the target trial can lead to bias
 
Components of a target trial protocol
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
8
 
Let’s consider an example:
Prostate cancer screening with prostate-
specific antigen (PSA) test and prostate cancer
mortality
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
9
Participants should
be eligible to receive
all treatment
strategies of interest
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
10
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
11
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
12
 
Point or sustained strategy? Static or dynamic?
 
Subject matter knowledge needed to identify
strategies that are relevant
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
13
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
14
 
To adjust for confounders is to emulate random
assignment
 
Alternative: instrumental variable methods
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
15
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
16
 
Need alignment at 
time zero
:
Eligibility assessment
Treatment assignment
Start of outcome ascertainment
Otherwise, 
immortal time bias 
or 
selection bias
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
Target trial summary:
PSA screening and prostate cancer mortality
 
Eligibility criteria
Treatment strategies
Assignment
Follow-up
Outcomes
Causal contrasts
Data analysis
 
Observational analyses fail when they deviate from the
target trial protocol
 
Lack of randomized assignment? Maybe…
Often, time zero is misspecified
 
The target trial approach allows you to articulate the tradeoffs
that you are willing to accept in your observational analysis.
 
20
 
Observational analyses fail when they deviate from the
target trial protocol
 
Lack of randomized assignment? Maybe…
Often, time zero is misspecified
 
The target trial approach allows you to articulate the tradeoffs
that you are willing to accept in your observational analysis.
 
We analyze observational data because we have to, not
necessarily because we want to.
 
21
 
In general, we can only emulate pragmatic trials
 
No placebo control (at most, compare against  “usual
care”)
 
No blinding
 
Treatment strategies must exist in the real world
 
No tight monitoring or enforcement of adherence
 
22
 
What does successful specification and emulation of a
target trial require?
 
Subject matter knowledge
What treatment strategies are relevant?
What confounders are we concerned about?
 
High quality data on treatment, outcome and confounders
 
Knowledgeable users of the data
How are these data collected?
How to extract relevant information from complex
databases?
 
Appropriate causal inference analytics
 
23
 
Acknowledgements
 
24
 
Miguel Hernán
Barbra Dickerman
Sonja Swanson
CAUSALab Group
VA-CAUSAL Methods Core
(CSP #2032)
 
Questions
 
Email: 
joyshi@hsph.harvard.edu
 
@joy_shi1
 
25
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