Doctrine of Legitimate Expectation in Public Law

 
LL.M. SEMESTER II
LL.M. SEMESTER II
COURSE CODE : 204E (Gr-B)
COURSE CODE : 204E (Gr-B)
COURSE TITLE : COMPARATIVE ADMINISTRATIVE LAW
COURSE TITLE : COMPARATIVE ADMINISTRATIVE LAW
UNIT IV : GOVERNMENT LIABILITY FOR TORTS, PROMISSORY
UNIT IV : GOVERNMENT LIABILITY FOR TORTS, PROMISSORY
ESTOPPEL AND DOCTRINE OF
ESTOPPEL AND DOCTRINE OF
LEGITIMATE EXPECTATION
LEGITIMATE EXPECTATION
4.3 
4.3 
DOCTRINE OF LEGITIMATE EXPECTATION
DOCTRINE OF LEGITIMATE EXPECTATION
IN INDIA AND GREAT BRITAIN
IN INDIA AND GREAT BRITAIN
 
Presented by –
Dr. Sangeeta Chatterjee
Assistant Professor
Department of Law,
Bankura University
 
INTRODUCTION
INTRODUCTION
 
The doctrine of Legitimate Expectation belongs to the
domain of public law.
It is intended to give relief to the people when they are
not able to justify their claims on the basis of law.
In the strict sense of the term, though they have
suffered a civil consequence because their legitimate
expectation had been violated.
It is something between a 
“right”
 
and 
“no right”
.
It is different from anticipation, desire and hope.
 
BACKDROP
BACKDROP
 
The 
‘Doctrine of Legitimate Expectation’ 
originated in United
Kingdom and later on followed in various other common law
jurisdictions.
The term 
“legitimate expectation” 
was first used by Lord Denning in
1969.
From that time it has assumed the position of a significant doctrine of
public law in almost all jurisdictions.
The concept of legitimate expectation first stepped into the English
Law in 
Schmidt v. Secretary, of State for Home Affairs
, 1969
, wherein
Lord Denning observed that an alien who had been given leave to
enter the United Kingdom for a limited period had a legitimate
expectation of being allowed to stay for the permitted time and if that
permission was revoked before the time expires, that alien ought to be
given an opportunity of making representations.
 
DOCTRINE OF LEGITIMATE EXPECTATION
DOCTRINE OF LEGITIMATE EXPECTATION
 
Halsbury’s Laws of England
 
explains the 
"doctrine of legitimate expectation”
 in the
following words:
 
Legitimate expectations: 
A person may have a legitimate expectation of
being treated in a certain way by an administrative authority even though he has no
legal right in private law to receive such treatment. 
The expectation may arise either
from 
 
a representation or promise made by the authority, including an implied
representation, or from consistent past practice. 
The existence of a legitimate
expectation may have a number of different consequences; it may give locus standi
to seek leave to apply for ‘judicial review’; it may mean that the authority ought not
to act so as to defeat the expectation without some overriding reason of public policy
to justify its doing so; or it may mean that, if the authority proposes to defeat a
person's legitimate expectations, it must afford him an opportunity to make
representation on the matter. The courts also distinguish, for example in licensing
cases, between original applications, to renew and revocations; a party who has been
granted a licence may have legitimate expectation that it will be renewed unless
there is some good reason not to do so, and may therefore be entitled to 
 
greater
procedural protection than a mere applicant for a grant."
 
[Source: Halsbury’s Laws of England, 
Fourth Edition, Volume 1(1) p. 151]
 
EXPLANATION
EXPLANATION
 
In India, the Supreme Court has developed this doctrine
in order to check the arbitrary exercise of power by the
administrative authorities.
In private law, a person can approach the court only when
his right based on statute or contract is violated.
But this rule of locus standi is relaxed in public law to
allow standing even when a legitimate expectation from a
public authority is not fulfilled.
Therefore, this doctrine provides a central space between
“no claim” 
and a 
“legal claim”
, wherein public authority
can be made accountable on the ground of an expectation
which is legitimate.
 
EXAMPLE
EXAMPLE
 
For example, if the government has made a scheme for
providing drinking water in villages in certain area but
later on changed it, so as to exclude certain villages
from the purview of the scheme, then in such a case,
what is violated is the legitimate expectation of the
people in the excluded villages for tap water, and the
government can be held responsible, if the exclusion is
not fair and reasonable.
Thus, this doctrine becomes a part of the principles of
natural justice, and no one can be deprived of his
legitimate expectation without following the
principles of natural justice.
 
CATEGORIES
CATEGORIES
 
1.
Whether it was necessary for the public authority to bear in mind its previous
policy? Here the court will be confined to determine the 
rationality of the
decision
.
2.
When the court considers that promise or practice of such authority induced
legitimate expectation the court will, by itself presume that 
‘right to be heard’
is there, until 
overriding public interest
 
is established by said authority.
3.
When the court considers that a lawful promise or practice has induced a
legitimate expectation of a benefit which is substantive, not simply
procedural, authority now establishes that here too the court will in a proper
case decide whether to frustrate the expectation is so unfair that to take a new
and different course will amount to an abuse of power. Here, once the
legitimacy of the expectation is established, the court will have the task of
weighing the requirements of fairness against any overriding interest relied
upon for the change of policy.
 
GROUNDS OF REFUSAL
GROUNDS OF REFUSAL
 
Overriding Public Interest
Change in Statutory Law
Ultra Vires
Legislative Instruments
Doctrine of Balancing
 
POSITION IN GREAT BRITAIN
POSITION IN GREAT BRITAIN
 
In 
Breen v. Amalgamated Engg. Union, 1971
, the doctrine of legitimate
expectation found its legitimate place in England.
In that case, the court held that, if a person claims a privilege, he can be
turned away without hearing, but here a person has something more
than a mere privilege – a legitimate expectation that his election would
be approved unless there are relevant reasons for not doing so, therefore,
the natural justice principles are attracted to the case in order to ensure
fairness.
Evolving the doctrine further, courts in England, support the opinion
that the claim of legitimate expectation must not always fail against legal
incapacity.
Therefore, on the grounds of equity, recourse to legitimate expectation
can be taken even when the expectation is based on representation
which is beyond the powers of authority.
 
POSITION IN INDIA
POSITION IN INDIA
 
The doctrine of legitimate expectation is  an example of
judicial creativity and not an extra legal or extra-
constitutional.
In India, it is found within the four corners of 
Article 14 
of
the Constitution.
It prevents arbitrariness and insists on fairness in all
administrative dealings.
The first reference to the doctrine is found in 
State of
Kerala v. K.G. Madhavan Pillai, 1988
.
In 
Jitendra Kumar v. State of Haryana, 2008
, the court held
that, legitimate expectation gives sufficient locus standi to
the applicant for judicial review.
 
RELATION WITH PROMISSORY ESTOPPEL
RELATION WITH PROMISSORY ESTOPPEL
 
The doctrine of legitimate expectation shares
space with the principle of promissory estoppel.
If the principle of promissory would apply, there
may not be any reason as to why the doctrine of
legitimate expectation would not apply.
However, this doctrine cannot be applied in the
face of exercise of legislative power.
 
CRITICISM
CRITICISM
 
It operates in public domain and in appropriate
cases, constitutes a substantive and enforceable
right.
The principle at the root of the doctrine is the rule of
law which requires regularity, predictability and
certainty in governments’ dealing with the public.
An exception could be based on an express promise,
or representation, or policy, or by an established past
action or settled conduct which is illegal.
 
CONCLUSION
CONCLUSION
 
The doctrine has been evolved to ensure regularity,
predictability and certainty in government dealing with
the public and thus, shares space with the doctrine of
“public trust”
. It is now considered to be a part of the
principles of natural justice. Therefore, if by reason of
the existing state of affairs, a party is given to understand
that the other party shall not take away the benefit
without complying with the principles of natural justice,
the doctrine of legitimate expectation shall be
applicable.
 
REFERENCE :
REFERENCE :
 
1.
Dr. I. P. Massey, 
Administrative Law
, Eastern
Book Company, Lucknow, 8
th
 Edition, 2012
.
2.
Qaisar Abbas
, Doctrine of Legitimate
Expectations: Prospects and Problems in
Pakistan, 
Pakistan Law Journal, 2008,
http://ssrn.com/abstract=2609639, visited on
02.06.2020
.
 
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The doctrine of Legitimate Expectation provides relief to individuals when their legitimate expectations are violated. Originating in the UK, it has become significant in various common law jurisdictions. This doctrine allows individuals to seek redress when administrative authorities act arbitrarily, ensuring fair treatment based on past practices or promises made by the authority.

  • Legitimate Expectation
  • Public Law
  • Administrative Law
  • Relief
  • Administrative Authorities

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  1. LL.M. SEMESTER II COURSE CODE : 204E (Gr-B) COURSE TITLE : COMPARATIVE ADMINISTRATIVE LAW UNIT IV : GOVERNMENT LIABILITY FOR TORTS, PROMISSORY ESTOPPEL AND DOCTRINE OF LEGITIMATE EXPECTATION 4.3 DOCTRINE OF LEGITIMATE EXPECTATION IN INDIA AND GREAT BRITAIN Presented by Dr. Sangeeta Chatterjee Assistant Professor Department of Law, Bankura University

  2. INTRODUCTION The doctrine of Legitimate Expectation belongs to the domain of public law. It is intended to give relief to the people when they are notable to justify theirclaims on the basis of law. In the strict sense of the term, though they have suffered a civil consequence because their legitimate expectation had been violated. It is something between a right and no right . It is different from anticipation, desire and hope.

  3. BACKDROP The Doctrine of Legitimate Expectation originated in United Kingdom and later on followed in various other common law jurisdictions. The term legitimate expectation was first used by Lord Denning in 1969. From that time it has assumed the position of a significant doctrine of public law in almostall jurisdictions. The concept of legitimate expectation first stepped into the English Law in Schmidt v. Secretary, of State for Home Affairs, 1969, wherein Lord Denning observed that an alien who had been given leave to enter the United Kingdom for a limited period had a legitimate expectation of being allowed to stay for the permitted time and if that permission was revoked before the time expires, that alien ought to be given an opportunityof making representations.

  4. DOCTRINE OF LEGITIMATE EXPECTATION Halsbury s Laws of England explains the "doctrine of legitimate expectation in the following words: Legitimate expectations: A person may have a legitimate expectation of being treated in a certain way by an administrative authority even though he has no legal right in private law to receive such treatment. The expectation may arise either from a representation or promise made by the authority, including an implied representation, or from consistent past practice. The existence of a legitimate expectation may have a number of different consequences; it may give locus standi to seek leave to apply for judicial review ; it may mean that the authority ought not to act so as to defeat the expectation without some overriding reason of public policy to justify its doing so; or it may mean that, if the authority proposes to defeat a person's legitimate expectations, it must afford him an opportunity to make representation on the matter. The courts also distinguish, for example in licensing cases, between original applications, to renew and revocations; a party who has been granted a licence may have legitimate expectation that it will be renewed unless there is some good reason not to do so, and may therefore be entitled to greater procedural protection than a mereapplicant foragrant." [Source: Halsbury s Laws of England, Fourth Edition, Volume 1(1) p. 151]

  5. EXPLANATION In India, the Supreme Court has developed this doctrine in order to check the arbitrary exercise of power by the administrativeauthorities. In private law, a person can approach the court only when his right based on statute orcontract is violated. But this rule of locus standi is relaxed in public law to allow standing even when a legitimate expectation from a public authority is not fulfilled. Therefore, this doctrine provides a central space between no claim and a legal claim , wherein public authority can be made accountable on the ground of an expectation which is legitimate.

  6. EXAMPLE For example, if the government has made a scheme for providing drinking water in villages in certain area but later on changed it, so as to exclude certain villages from the purview of the scheme, then in such a case, what is violated is the legitimate expectation of the people in the excluded villages for tap water, and the government can be held responsible, if the exclusion is not fairand reasonable. Thus, this doctrine becomes a part of the principles of natural justice, and no one can be deprived of his legitimate expectation principles of natural justice. without following the

  7. CATEGORIES 1. Whether it was necessary for the public authority to bear in mind its previous policy? Here the court will be confined to determine the rationality of the decision. 2. When the court considers that promise or practice of such authority induced legitimate expectation the court will, by itself presume that right to be heard is there, until overriding public interest is established by said authority. 3. When the court considers that a lawful promise or practice has induced a legitimate expectation of a benefit which is substantive, not simply procedural, authority now establishes that here too the court will in a proper case decide whether to frustrate the expectation is so unfair that to take a new and different course will amount to an abuse of power. Here, once the legitimacy of the expectation is established, the court will have the task of weighing the requirements of fairness against any overriding interest relied upon for thechange of policy.

  8. GROUNDS OF REFUSAL Overriding Public Interest Change in Statutory Law Ultra Vires Legislative Instruments Doctrine of Balancing

  9. POSITION IN GREAT BRITAIN In Breen v. Amalgamated Engg. Union, 1971, the doctrine of legitimate expectation found its legitimate place in England. In that case, the court held that, if a person claims a privilege, he can be turned away without hearing, but here a person has something more than a mere privilege a legitimate expectation that his election would be approved unless there are relevant reasons for not doing so, therefore, the natural justice principles are attracted to the case in order to ensure fairness. Evolving the doctrine further, courts in England, support the opinion that the claim of legitimate expectation must not always fail against legal incapacity. Therefore, on the grounds of equity, recourse to legitimate expectation can be taken even when the expectation is based on representation which is beyond the powers of authority.

  10. POSITION IN INDIA The doctrine of legitimate expectation is an example of judicial creativity and not an extra legal or extra- constitutional. In India, it is found within the four corners of Article 14 of the Constitution. It prevents arbitrariness and insists on fairness in all administrativedealings. The first reference to the doctrine is found in State of Kerala v. K.G. Madhavan Pillai, 1988. In Jitendra Kumar v. State of Haryana, 2008, the court held that, legitimate expectation gives sufficient locus standi to the applicant for judicial review.

  11. RELATION WITH PROMISSORY ESTOPPEL The doctrine of legitimate expectation shares space with the principle of promissory estoppel. If the principle of promissory would apply, there may not be any reason as to why the doctrine of legitimate expectation would not apply. However, this doctrine cannot be applied in the face of exerciseof legislative power.

  12. CRITICISM It operates in public domain and in appropriate cases, constitutes a substantive and enforceable right. The principle at the root of the doctrine is the rule of law which requires regularity, predictability and certainty in governments dealing with the public. An exception could be based on an express promise, or representation, or policy, or by an established past action orsettled conductwhich is illegal.

  13. CONCLUSION The doctrine has been evolved to ensure regularity, predictability and certainty in government dealing with the public and thus, shares space with the doctrine of public trust . It is now considered to be a part of the principles of natural justice. Therefore, if by reason of the existing state of affairs, a party is given to understand that the other party shall not take away the benefit without complying with the principles of natural justice, the doctrine of legitimate applicable. expectation shall be

  14. REFERENCE : 1. Dr. I. P. Massey, Administrative Law, Eastern Book Company, Lucknow, 8thEdition, 2012. 2. Qaisar Abbas, Doctrine of Legitimate Expectations: Prospects and Problems in Pakistan, Pakistan Law Journal, 2008, http://ssrn.com/abstract=2609639, visited on 02.06.2020.

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