Mifid ii - PowerPoint PPT Presentation


Feedback Presentation on the Revision of Laws Consultation

Presentation on the revision of laws consultation held at St. Pierre Park Hotel on June 10, 2015, led by Philip Nicol-Gent, General Counsel of Guernsey Financial Services Commission. The event covered objectives, the consultation process, the new MiFID regime, and discussions on necessary legislativ

0 views • 41 slides


Understanding Product Governance under MiFID II & MiFIR

MiFID II rules distinguish between manufacturers and distributors of financial products, outlining obligations for each. Manufacturers must ensure products meet target market needs, while distributors must understand and recommend products in clients' best interests. ESMA guidelines detail criteria

0 views • 12 slides